{"entity":{"type":"insider","cik":"0001249608","url":"/insider/0001249608","json_url":"/insider/0001249608.json","name":"HULTGREN DONALD W","name_source":"as-filed","also_issuer":false,"cross_url":null},"coverage_statement":{"n_transactions":13,"n_filings":10,"first":"2003-08-07","last":"2010-04-30","span_basis":"filed_date"},"name_variants":[{"name":"HULTGREN DONALD W","source":"filing","n_filings":10,"first_seen":"2003-08-07","last_seen":"2010-04-30"}],"transactions":[{"id":7164753,"accession":"0001225208-10-011369","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001225208-10-011369","line_url":"/filing/0001225208-10-011369#line-1","is_derivative":false,"issuer_cik":"0000878520","issuer_name":"SWS GROUP INC","issuer_ticker":"SWS","issuer_name_source":null,"issuer_url":"/issuer/0000878520","owner_cik":"0001249608","owner_name":"HULTGREN DONALD W","owner_display_name":"HULTGREN DONALD W","owner_url":"/insider/0001249608","role":"Director, Officer (CEO)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"CEO","security_title":"Common Stock $.10 Par Value","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":1000.0,"shares_display":"1,000","price_per_share":11.0,"price_display":"11.00","price_state":"stated","total_value":11000.0,"total_display":"11,000.00","total_whole":"11,000","shares_owned_after":125060.0,"shares_owned_after_display":"125,060","ownership_form":"D","is_10b5_1":null,"transaction_date":"2010-04-30","filed_date":"2010-04-30","scope":"insider"},{"id":4021543,"accession":"0001225208-06-002788","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001225208-06-002788","line_url":"/filing/0001225208-06-002788#line-1","is_derivative":false,"issuer_cik":"0000878520","issuer_name":"SWS GROUP INC","issuer_ticker":"SWS","issuer_name_source":null,"issuer_url":"/issuer/0000878520","owner_cik":"0001249608","owner_name":"HULTGREN DONALD W","owner_display_name":"HULTGREN DONALD W","owner_url":"/insider/0001249608","role":"Director, Officer (CEO)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"CEO","security_title":"Common Stock $.10 Par Value","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":1000.0,"shares_display":"1,000","price_per_share":0.0,"price_display":null,"price_state":"not-stated","total_value":0.0,"total_display":null,"total_whole":null,"shares_owned_after":74923.0,"shares_owned_after_display":"74,923","ownership_form":"D","is_10b5_1":null,"transaction_date":"2006-05-16","filed_date":"2006-05-16","scope":"insider"},{"id":4021479,"accession":"0001225208-06-001334","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001225208-06-001334","line_url":"/filing/0001225208-06-001334#line-1","is_derivative":false,"issuer_cik":"0000878520","issuer_name":"SWS GROUP INC","issuer_ticker":"SWS","issuer_name_source":null,"issuer_url":"/issuer/0000878520","owner_cik":"0001249608","owner_name":"HULTGREN DONALD W","owner_display_name":"HULTGREN DONALD W","owner_url":"/insider/0001249608","role":"Director, Officer (CEO)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"CEO","security_title":"Common Stock $.10 Par Value","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":1000.0,"shares_display":"1,000","price_per_share":23.48,"price_display":"23.48","price_state":"stated","total_value":23480.0,"total_display":"23,480.00","total_whole":"23,480","shares_owned_after":73923.0,"shares_owned_after_display":"73,923","ownership_form":"D","is_10b5_1":null,"transaction_date":"2006-02-24","filed_date":"2006-02-27","scope":"insider"},{"id":1511107,"accession":"0001225208-05-003091","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001225208-05-003091","line_url":"/filing/0001225208-05-003091#line-1","is_derivative":false,"issuer_cik":"0000878520","issuer_name":"SWS GROUP INC","issuer_ticker":"SWS","issuer_name_source":null,"issuer_url":"/issuer/0000878520","owner_cik":"0001249608","owner_name":"HULTGREN DONALD W","owner_display_name":"HULTGREN DONALD W","owner_url":"/insider/0001249608","role":"Director, Officer (CEO)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"CEO","security_title":"Common Stock $.10 Par Value","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":1000.0,"shares_display":"1,000","price_per_share":20.9,"price_display":"20.90","price_state":"stated","total_value":20900.0,"total_display":"20,900.00","total_whole":"20,900","shares_owned_after":22923.0,"shares_owned_after_display":"22,923","ownership_form":"D","is_10b5_1":null,"transaction_date":"2005-11-18","filed_date":"2005-11-18","scope":"insider"},{"id":1397266,"accession":"0001225208-05-001150","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001225208-05-001150","line_url":"/filing/0001225208-05-001150#line-1","is_derivative":false,"issuer_cik":"0000878520","issuer_name":"SWS GROUP INC","issuer_ticker":"SWS","issuer_name_source":null,"issuer_url":"/issuer/0000878520","owner_cik":"0001249608","owner_name":"HULTGREN DONALD W","owner_display_name":"HULTGREN DONALD W","owner_url":"/insider/0001249608","role":"Director, Officer (CEO)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"CEO","security_title":"Common Stock $.10 Par Value","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":1000.0,"shares_display":"1,000","price_per_share":16.71,"price_display":"16.71","price_state":"stated","total_value":16710.0,"total_display":"16,710.00","total_whole":"16,710","shares_owned_after":17868.0,"shares_owned_after_display":"17,868","ownership_form":"D","is_10b5_1":null,"transaction_date":"2005-05-05","filed_date":"2005-05-05","scope":"insider"},{"id":1675366,"accession":"0001225208-05-000464","txn_seq":2,"anchor":"line-2","filing_url":"/filing/0001225208-05-000464","line_url":"/filing/0001225208-05-000464","is_derivative":false,"issuer_cik":"0000878520","issuer_name":"SWS GROUP INC","issuer_ticker":"SWS","issuer_name_source":null,"issuer_url":"/issuer/0000878520","owner_cik":"0001249608","owner_name":"HULTGREN DONALD W","owner_display_name":"HULTGREN DONALD W","owner_url":"/insider/0001249608","role":"Director, Officer (CEO)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"CEO","security_title":"Common Stock $.10 Par Value","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":1000.0,"shares_display":"1,000","price_per_share":19.348,"price_display":"19.35","price_state":"stated","total_value":19348.0,"total_display":"19,348.00","total_whole":"19,348","shares_owned_after":16468.0,"shares_owned_after_display":"16,468","ownership_form":"D","is_10b5_1":null,"transaction_date":"2005-02-17","filed_date":"2005-02-17","scope":"insider","n_lines":2},{"id":247332,"accession":"0001225208-04-001832","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001225208-04-001832","line_url":"/filing/0001225208-04-001832#line-1","is_derivative":false,"issuer_cik":"0000878520","issuer_name":"SWS GROUP INC","issuer_ticker":"SWS","issuer_name_source":null,"issuer_url":"/issuer/0000878520","owner_cik":"0001249608","owner_name":"HULTGREN DONALD W","owner_display_name":"HULTGREN DONALD W","owner_url":"/insider/0001249608","role":"Director, Officer (CEO)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"CEO","security_title":"Common Stock $.10 Par Value","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":1000.0,"shares_display":"1,000","price_per_share":19.0,"price_display":"19.00","price_state":"stated","total_value":19000.0,"total_display":"19,000.00","total_whole":"19,000","shares_owned_after":15868.0,"shares_owned_after_display":"15,868","ownership_form":"D","is_10b5_1":null,"transaction_date":"2004-11-05","filed_date":"2004-11-05","scope":"insider"},{"id":315901,"accession":"0001225208-04-001535","txn_seq":2,"anchor":"line-2","filing_url":"/filing/0001225208-04-001535","line_url":"/filing/0001225208-04-001535","is_derivative":false,"issuer_cik":"0000878520","issuer_name":"SWS GROUP INC","issuer_ticker":"SWS","issuer_name_source":null,"issuer_url":"/issuer/0000878520","owner_cik":"0001249608","owner_name":"HULTGREN DONALD W","owner_display_name":"HULTGREN DONALD W","owner_url":"/insider/0001249608","role":"Director, Officer (CEO)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"CEO","security_title":"Common Stock $.10 Par Value","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":1000.0,"shares_display":"1,000","price_per_share":15.836,"price_display":"15.84","price_state":"stated","total_value":15836.0,"total_display":"15,836.00","total_whole":"15,836","shares_owned_after":14568.0,"shares_owned_after_display":"14,568","ownership_form":"D","is_10b5_1":null,"transaction_date":"2004-09-10","filed_date":"2004-09-10","scope":"insider","n_lines":2},{"id":560679,"accession":"0001225208-04-000222","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001225208-04-000222","line_url":"/filing/0001225208-04-000222#line-1","is_derivative":false,"issuer_cik":"0000878520","issuer_name":"SWS GROUP INC","issuer_ticker":"SWS","issuer_name_source":null,"issuer_url":"/issuer/0000878520","owner_cik":"0001249608","owner_name":"HULTGREN DONALD W","owner_display_name":"HULTGREN DONALD W","owner_url":"/insider/0001249608","role":"Director, Officer (CEO)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"CEO","security_title":"Common Stock $.10 Par Value","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":1000.0,"shares_display":"1,000","price_per_share":17.42,"price_display":"17.42","price_state":"stated","total_value":17420.0,"total_display":"17,420.00","total_whole":"17,420","shares_owned_after":12243.0,"shares_owned_after_display":"12,243","ownership_form":"D","is_10b5_1":null,"transaction_date":"2004-02-09","filed_date":"2004-02-10","scope":"insider"},{"id":100932,"accession":"0001225208-03-000369","txn_seq":2,"anchor":"line-2","filing_url":"/filing/0001225208-03-000369","line_url":"/filing/0001225208-03-000369","is_derivative":false,"issuer_cik":"0000878520","issuer_name":"SWS GROUP INC","issuer_ticker":"SWS","issuer_name_source":null,"issuer_url":"/issuer/0000878520","owner_cik":"0001249608","owner_name":"HULTGREN DONALD W","owner_display_name":"HULTGREN DONALD W","owner_url":"/insider/0001249608","role":"Director, Officer (CEO)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"CEO","security_title":"Common Stock $.10 Par Value","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":1000.0,"shares_display":"1,000","price_per_share":19.55,"price_display":"19.55","price_state":"stated","total_value":19550.0,"total_display":"19,550.00","total_whole":"19,550","shares_owned_after":9030.0,"shares_owned_after_display":"9,030","ownership_form":"D","is_10b5_1":null,"transaction_date":"2003-08-07","filed_date":"2003-08-07","scope":"insider","n_lines":2}],"collapsed":true,"next_cursor":null,"ledger_fault":false,"count":{"value":13,"kind":"exact"},"open_market_only":false,"composition":{"kind":"exact","rows":[{"code":"P","label":"Open-market purchase","n":13,"open_market":true},{"code":"S","label":"Open-market sale","n":0,"open_market":true},{"code":"M","label":"Option exercise","n":0,"open_market":false},{"code":"A","label":"Grant or award","n":0,"open_market":false},{"code":"F","label":"Tax withholding","n":0,"open_market":false},{"code":"D","label":"Disposition to the issuer","n":0,"open_market":false},{"code":"X","label":"In-the-money option exercise","n":0,"open_market":false}],"total":13},"affiliations":[{"type":"issuer","type_label":"ISSUER","cik":"0000878520","name":"SWS GROUP INC","url":"/issuer/0000878520","role":"Director, Officer (CEO)","n_filings":10,"first_seen":"2003-08-07","last_seen":"2010-04-30"}],"order_statement":"Newest transaction date first, id breaking the tie.","canonical_url":"https://ebomi.com/insider/0001249608","retrieved_at":"2026-08-22T12:52:34+00:00","coverage":{"filings":1505395,"transactions":4290787,"issuers":28597,"insiders":152303,"first_filed_date":"2003-06-30","last_filed_date":"2026-08-21","last_ingest":"2026-08-22T05:23:40.159918+00:00","counts_are":{"filings":"estimate","transactions":"estimate","issuers":"estimate","insiders":"estimate"},"source":"SEC EDGAR Form 4 filings, parsed by ebomi","fault":false},"license":{"underlying_records":"US SEC filings are public records of the United States government and are not subject to copyright. The transactional facts in them are not ours to license.","this_presentation":"The parsing, normalisation, curation, and presentation are ebomi's own work.","grant":"undecided","grant_note":"The open licence for ebomi's own layer is an open owner decision (SPEC-20260731T1159Z open question 3: CC BY 4.0 or CC0 with a citation request). Until it is taken, no grant is asserted here.","citation_request":"Balogh, A. Insider trading. Scientific Data 10, 237 (2023)","url":"https://ebomi.com/license"},"fair_use":{"policy":"These JSON endpoints are open and unauthenticated. Please read them at a human pace, identify your client in the User-Agent header, and use the published dataset for bulk work rather than crawling page by page.","bulk_alternative":"doi:10.1038/s41597-023-02147-6"}}