{"entity":{"type":"insider","cik":"0001249891","url":"/insider/0001249891","json_url":"/insider/0001249891.json","name":"CALDWELL JOHN E","name_source":"as-filed","also_issuer":false,"cross_url":null},"coverage_statement":{"n_transactions":30,"n_filings":19,"first":"2010-09-22","last":"2013-11-07","span_basis":"filed_date"},"name_variants":[{"name":"CALDWELL JOHN E","source":"filing","n_filings":19,"first_seen":"2010-09-22","last_seen":"2013-11-07"}],"transactions":[{"id":5331318,"accession":"0001181431-13-057616","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001181431-13-057616","line_url":"/filing/0001181431-13-057616#line-1","is_derivative":false,"issuer_cik":"0000917491","issuer_name":"FARO TECHNOLOGIES INC","issuer_ticker":"FARO","issuer_name_source":null,"issuer_url":"/issuer/0000917491","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":null,"security_title":"COMMON STOCK","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":12000.0,"shares_display":"12,000","price_per_share":52.0,"price_display":"52.00","price_state":"stated","total_value":624000.0,"total_display":"624,000.00","total_whole":"624,000","shares_owned_after":10362.0,"shares_owned_after_display":"10,362","ownership_form":"D","is_10b5_1":null,"transaction_date":"2013-11-05","filed_date":"2013-11-07","scope":"insider"},{"id":9079787,"accession":"0001181431-11-033878","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001181431-11-033878","line_url":"/filing/0001181431-11-033878#line-1","is_derivative":false,"issuer_cik":"0000917491","issuer_name":"FARO TECHNOLOGIES INC","issuer_ticker":"FARO","issuer_name_source":null,"issuer_url":"/issuer/0000917491","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":null,"security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":8600.0,"shares_display":"8,600","price_per_share":44.51,"price_display":"44.51","price_state":"stated","total_value":382786.0,"total_display":"382,786.00","total_whole":"382,786","shares_owned_after":18719.0,"shares_owned_after_display":"18,719","ownership_form":"D","is_10b5_1":null,"transaction_date":"2011-05-31","filed_date":"2011-06-01","scope":"insider"},{"id":8955452,"accession":"0001181431-11-033503","txn_seq":4,"anchor":"line-4","filing_url":"/filing/0001181431-11-033503","line_url":"/filing/0001181431-11-033503#line-4","is_derivative":false,"issuer_cik":"0000917491","issuer_name":"FARO TECHNOLOGIES INC","issuer_ticker":"FARO","issuer_name_source":null,"issuer_url":"/issuer/0000917491","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":null,"security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":400.0,"shares_display":"400","price_per_share":44.5,"price_display":"44.50","price_state":"stated","total_value":17800.0,"total_display":"17,800.00","total_whole":"17,800","shares_owned_after":27319.0,"shares_owned_after_display":"27,319","ownership_form":"D","is_10b5_1":null,"transaction_date":"2011-05-27","filed_date":"2011-05-31","scope":"insider"},{"id":9121783,"accession":"0001181431-11-021362","txn_seq":4,"anchor":"line-4","filing_url":"/filing/0001181431-11-021362","line_url":"/filing/0001181431-11-021362#line-4","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":2998.0,"shares_display":"2,998","price_per_share":2.9,"price_display":"2.90","price_state":"stated","total_value":8694.2,"total_display":"8,694.20","total_whole":"8,694","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2011-03-31","filed_date":"2011-04-01","scope":"insider"},{"id":9121781,"accession":"0001181431-11-021362","txn_seq":2,"anchor":"line-2","filing_url":"/filing/0001181431-11-021362","line_url":"/filing/0001181431-11-021362#line-2","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":1000.0,"shares_display":"1,000","price_per_share":2.9,"price_display":"2.90","price_state":"stated","total_value":2900.0,"total_display":"2,900.00","total_whole":"2,900","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2011-03-30","filed_date":"2011-04-01","scope":"insider"},{"id":9140900,"accession":"0001181431-11-016127","txn_seq":2,"anchor":"line-2","filing_url":"/filing/0001181431-11-016127","line_url":"/filing/0001181431-11-016127#line-2","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":12007.0,"shares_display":"12,007","price_per_share":3.71,"price_display":"3.71","price_state":"stated","total_value":44545.97,"total_display":"44,545.97","total_whole":"44,546","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2011-03-03","filed_date":"2011-03-07","scope":"insider"},{"id":8975579,"accession":"0001181431-11-015207","txn_seq":2,"anchor":"line-2","filing_url":"/filing/0001181431-11-015207","line_url":"/filing/0001181431-11-015207#line-2","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":2782.0,"shares_display":"2,782","price_per_share":3.7,"price_display":"3.70","price_state":"stated","total_value":10293.4,"total_display":"10,293.40","total_whole":"10,293","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2011-03-01","filed_date":"2011-03-03","scope":"insider"},{"id":8902499,"accession":"0001181431-11-004538","txn_seq":2,"anchor":"line-2","filing_url":"/filing/0001181431-11-004538","line_url":"/filing/0001181431-11-004538#line-2","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":1364.0,"shares_display":"1,364","price_per_share":3.7,"price_display":"3.70","price_state":"stated","total_value":5046.8,"total_display":"5,046.80","total_whole":"5,047","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2011-01-18","filed_date":"2011-01-20","scope":"insider"},{"id":7466540,"accession":"0001181431-10-058335","txn_seq":2,"anchor":"line-2","filing_url":"/filing/0001181431-10-058335","line_url":"/filing/0001181431-10-058335#line-2","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":1754.0,"shares_display":"1,754","price_per_share":3.85,"price_display":"3.85","price_state":"stated","total_value":6752.9,"total_display":"6,752.90","total_whole":"6,753","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2010-11-29","filed_date":"2010-12-01","scope":"insider"},{"id":7748374,"accession":"0001181431-10-057906","txn_seq":2,"anchor":"line-2","filing_url":"/filing/0001181431-10-057906","line_url":"/filing/0001181431-10-057906#line-2","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":9412.0,"shares_display":"9,412","price_per_share":3.86,"price_display":"3.86","price_state":"stated","total_value":36330.32,"total_display":"36,330.32","total_whole":"36,330","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2010-11-24","filed_date":"2010-11-29","scope":"insider"},{"id":7303940,"accession":"0001181431-10-057632","txn_seq":6,"anchor":"line-6","filing_url":"/filing/0001181431-10-057632","line_url":"/filing/0001181431-10-057632#line-6","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":51974.0,"shares_display":"51,974","price_per_share":3.88,"price_display":"3.88","price_state":"stated","total_value":201659.12,"total_display":"201,659.12","total_whole":"201,659","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2010-11-23","filed_date":"2010-11-24","scope":"insider"},{"id":7303934,"accession":"0001181431-10-057632","txn_seq":2,"anchor":"line-2","filing_url":"/filing/0001181431-10-057632","line_url":"/filing/0001181431-10-057632#line-2","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":21708.0,"shares_display":"21,708","price_per_share":3.86,"price_display":"3.86","price_state":"stated","total_value":83792.88,"total_display":"83,792.88","total_whole":"83,793","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2010-11-22","filed_date":"2010-11-24","scope":"insider"},{"id":7218798,"accession":"0001181431-10-051307","txn_seq":4,"anchor":"line-4","filing_url":"/filing/0001181431-10-051307","line_url":"/filing/0001181431-10-051307#line-4","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":40687.0,"shares_display":"40,687","price_per_share":3.32,"price_display":"3.32","price_state":"stated","total_value":135080.84,"total_display":"135,080.84","total_whole":"135,081","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2010-10-18","filed_date":"2010-10-19","scope":"insider"},{"id":7218794,"accession":"0001181431-10-051307","txn_seq":2,"anchor":"line-2","filing_url":"/filing/0001181431-10-051307","line_url":"/filing/0001181431-10-051307#line-2","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":27653.0,"shares_display":"27,653","price_per_share":3.25,"price_display":"3.25","price_state":"stated","total_value":89872.25,"total_display":"89,872.25","total_whole":"89,872","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2010-10-15","filed_date":"2010-10-19","scope":"insider"},{"id":7303562,"accession":"0001181431-10-051004","txn_seq":5,"anchor":"line-5","filing_url":"/filing/0001181431-10-051004","line_url":"/filing/0001181431-10-051004#line-5","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":12910.0,"shares_display":"12,910","price_per_share":3.33,"price_display":"3.33","price_state":"stated","total_value":42990.3,"total_display":"42,990.30","total_whole":"42,990","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2010-10-14","filed_date":"2010-10-15","scope":"insider"},{"id":7303558,"accession":"0001181431-10-051004","txn_seq":3,"anchor":"line-3","filing_url":"/filing/0001181431-10-051004","line_url":"/filing/0001181431-10-051004#line-3","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":32100.0,"shares_display":"32,100","price_per_share":3.44,"price_display":"3.44","price_state":"stated","total_value":110424.0,"total_display":"110,424.00","total_whole":"110,424","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2010-10-13","filed_date":"2010-10-15","scope":"insider"},{"id":7726145,"accession":"0001181431-10-050767","txn_seq":4,"anchor":"line-4","filing_url":"/filing/0001181431-10-050767","line_url":"/filing/0001181431-10-050767#line-4","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":2183.0,"shares_display":"2,183","price_per_share":3.35,"price_display":"3.35","price_state":"stated","total_value":7313.05,"total_display":"7,313.05","total_whole":"7,313","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2010-10-12","filed_date":"2010-10-13","scope":"insider"},{"id":7726140,"accession":"0001181431-10-050767","txn_seq":2,"anchor":"line-2","filing_url":"/filing/0001181431-10-050767","line_url":"/filing/0001181431-10-050767#line-2","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":35010.0,"shares_display":"35,010","price_per_share":3.36,"price_display":"3.36","price_state":"stated","total_value":117633.6,"total_display":"117,633.60","total_whole":"117,634","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2010-10-11","filed_date":"2010-10-13","scope":"insider"},{"id":7466284,"accession":"0001181431-10-050547","txn_seq":5,"anchor":"line-5","filing_url":"/filing/0001181431-10-050547","line_url":"/filing/0001181431-10-050547#line-5","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":18073.0,"shares_display":"18,073","price_per_share":3.31,"price_display":"3.31","price_state":"stated","total_value":59821.63,"total_display":"59,821.63","total_whole":"59,822","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2010-10-08","filed_date":"2010-10-12","scope":"insider"},{"id":7466279,"accession":"0001181431-10-050547","txn_seq":3,"anchor":"line-3","filing_url":"/filing/0001181431-10-050547","line_url":"/filing/0001181431-10-050547#line-3","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":24199.0,"shares_display":"24,199","price_per_share":3.32,"price_display":"3.32","price_state":"stated","total_value":80340.68,"total_display":"80,340.68","total_whole":"80,341","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2010-10-07","filed_date":"2010-10-12","scope":"insider"},{"id":7425529,"accession":"0001181431-10-050202","txn_seq":5,"anchor":"line-5","filing_url":"/filing/0001181431-10-050202","line_url":"/filing/0001181431-10-050202#line-5","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":85000.0,"shares_display":"85,000","price_per_share":3.45,"price_display":"3.45","price_state":"stated","total_value":293250.0,"total_display":"293,250.00","total_whole":"293,250","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2010-10-06","filed_date":"2010-10-07","scope":"insider"},{"id":7425526,"accession":"0001181431-10-050202","txn_seq":3,"anchor":"line-3","filing_url":"/filing/0001181431-10-050202","line_url":"/filing/0001181431-10-050202#line-3","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":136100.0,"shares_display":"136,100","price_per_share":3.49,"price_display":"3.49","price_state":"stated","total_value":474989.0,"total_display":"474,989.00","total_whole":"474,989","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2010-10-05","filed_date":"2010-10-07","scope":"insider"},{"id":7142310,"accession":"0001181431-10-049779","txn_seq":4,"anchor":"line-4","filing_url":"/filing/0001181431-10-049779","line_url":"/filing/0001181431-10-049779#line-4","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":80000.0,"shares_display":"80,000","price_per_share":3.46,"price_display":"3.46","price_state":"stated","total_value":276800.0,"total_display":"276,800.00","total_whole":"276,800","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2010-10-04","filed_date":"2010-10-05","scope":"insider"},{"id":7142306,"accession":"0001181431-10-049779","txn_seq":2,"anchor":"line-2","filing_url":"/filing/0001181431-10-049779","line_url":"/filing/0001181431-10-049779#line-2","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":9000.0,"shares_display":"9,000","price_per_share":3.43,"price_display":"3.43","price_state":"stated","total_value":30870.0,"total_display":"30,870.00","total_whole":"30,870","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2010-10-01","filed_date":"2010-10-05","scope":"insider"},{"id":7196219,"accession":"0001181431-10-048756","txn_seq":4,"anchor":"line-4","filing_url":"/filing/0001181431-10-048756","line_url":"/filing/0001181431-10-048756#line-4","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":16600.0,"shares_display":"16,600","price_per_share":3.45,"price_display":"3.45","price_state":"stated","total_value":57270.0,"total_display":"57,270.00","total_whole":"57,270","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2010-09-30","filed_date":"2010-10-01","scope":"insider"},{"id":7196213,"accession":"0001181431-10-048756","txn_seq":2,"anchor":"line-2","filing_url":"/filing/0001181431-10-048756","line_url":"/filing/0001181431-10-048756#line-2","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":27000.0,"shares_display":"27,000","price_per_share":3.45,"price_display":"3.45","price_state":"stated","total_value":93150.0,"total_display":"93,150.00","total_whole":"93,150","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2010-09-29","filed_date":"2010-10-01","scope":"insider"},{"id":7265682,"accession":"0001181431-10-048326","txn_seq":5,"anchor":"line-5","filing_url":"/filing/0001181431-10-048326","line_url":"/filing/0001181431-10-048326#line-5","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":7745.0,"shares_display":"7,745","price_per_share":3.44,"price_display":"3.44","price_state":"stated","total_value":26642.8,"total_display":"26,642.80","total_whole":"26,643","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2010-09-28","filed_date":"2010-09-29","scope":"insider"},{"id":7265679,"accession":"0001181431-10-048326","txn_seq":3,"anchor":"line-3","filing_url":"/filing/0001181431-10-048326","line_url":"/filing/0001181431-10-048326#line-3","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":23280.0,"shares_display":"23,280","price_per_share":3.46,"price_display":"3.46","price_state":"stated","total_value":80548.8,"total_display":"80,548.80","total_whole":"80,549","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2010-09-27","filed_date":"2010-09-29","scope":"insider"},{"id":7490449,"accession":"0001181431-10-047583","txn_seq":4,"anchor":"line-4","filing_url":"/filing/0001181431-10-047583","line_url":"/filing/0001181431-10-047583#line-4","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":7460.0,"shares_display":"7,460","price_per_share":3.5,"price_display":"3.50","price_state":"stated","total_value":26110.0,"total_display":"26,110.00","total_whole":"26,110","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2010-09-21","filed_date":"2010-09-22","scope":"insider"},{"id":7490445,"accession":"0001181431-10-047583","txn_seq":2,"anchor":"line-2","filing_url":"/filing/0001181431-10-047583","line_url":"/filing/0001181431-10-047583#line-2","is_derivative":false,"issuer_cik":"0001108320","issuer_name":"SMTC CORP","issuer_ticker":"SMTX","issuer_name_source":null,"issuer_url":"/issuer/0001108320","owner_cik":"0001249891","owner_name":"CALDWELL JOHN E","owner_display_name":"CALDWELL JOHN E","owner_url":"/insider/0001249891","role":"Director, Officer (Chief Executive Officer)","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":"Chief Executive Officer","security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":25000.0,"shares_display":"25,000","price_per_share":3.53,"price_display":"3.53","price_state":"stated","total_value":88250.0,"total_display":"88,250.00","total_whole":"88,250","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2010-09-20","filed_date":"2010-09-22","scope":"insider"}],"collapsed":true,"next_cursor":null,"ledger_fault":false,"count":{"value":30,"kind":"exact"},"open_market_only":false,"composition":{"kind":"exact","rows":[{"code":"P","label":"Open-market purchase","n":0,"open_market":true},{"code":"S","label":"Open-market sale","n":30,"open_market":true},{"code":"M","label":"Option exercise","n":0,"open_market":false},{"code":"A","label":"Grant or award","n":0,"open_market":false},{"code":"F","label":"Tax withholding","n":0,"open_market":false},{"code":"D","label":"Disposition to the issuer","n":0,"open_market":false},{"code":"X","label":"In-the-money option exercise","n":0,"open_market":false}],"total":30},"affiliations":[{"type":"issuer","type_label":"ISSUER","cik":"0000917491","name":"FARO TECHNOLOGIES INC","url":"/issuer/0000917491","role":"Director","n_filings":3,"first_seen":"2011-05-31","last_seen":"2013-11-07"},{"type":"issuer","type_label":"ISSUER","cik":"0001108320","name":"SMTC CORP","url":"/issuer/0001108320","role":"Director, Officer (Chief Executive Officer)","n_filings":16,"first_seen":"2010-09-22","last_seen":"2011-04-01"}],"order_statement":"Newest transaction date first, id breaking the tie.","canonical_url":"https://ebomi.com/insider/0001249891","retrieved_at":"2026-08-24T05:56:42+00:00","coverage":{"filings":1506293,"transactions":4290787,"issuers":28597,"insiders":152303,"first_filed_date":"2003-06-30","last_filed_date":"2026-08-21","last_ingest":"2026-08-22T05:23:40.159918+00:00","counts_are":{"filings":"estimate","transactions":"estimate","issuers":"estimate","insiders":"estimate"},"source":"SEC EDGAR Form 4 filings, parsed by ebomi","fault":false},"license":{"underlying_records":"US SEC filings are public records of the United States government and are not subject to copyright. The transactional facts in them are not ours to license.","this_presentation":"The parsing, normalisation, curation, and presentation are ebomi's own work.","grant":"undecided","grant_note":"The open licence for ebomi's own layer is an open owner decision (SPEC-20260731T1159Z open question 3: CC BY 4.0 or CC0 with a citation request). Until it is taken, no grant is asserted here.","citation_request":"Balogh, A. Insider trading. Scientific Data 10, 237 (2023)","url":"https://ebomi.com/license"},"fair_use":{"policy":"These JSON endpoints are open and unauthenticated. Please read them at a human pace, identify your client in the User-Agent header, and use the published dataset for bulk work rather than crawling page by page.","bulk_alternative":"doi:10.1038/s41597-023-02147-6"}}