{"entity":{"type":"insider","cik":"0001277343","url":"/insider/0001277343","json_url":"/insider/0001277343.json","name":"FRIEDRICH ROMAN III","name_source":"as-filed","also_issuer":false,"cross_url":null},"coverage_statement":{"n_transactions":25,"n_filings":24,"first":"2011-04-20","last":"2019-05-08","span_basis":"filed_date"},"name_variants":[{"name":"FRIEDRICH ROMAN III","source":"filing","n_filings":24,"first_seen":"2011-04-20","last_seen":"2019-05-08"}],"transactions":[{"id":8672594,"accession":"0001179110-19-005730","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001179110-19-005730","line_url":"/filing/0001179110-19-005730#line-1","is_derivative":false,"issuer_cik":"0001277343","issuer_name":"GUGGENHEIM STRATEGIC OPPORTUNITIES FUND","issuer_ticker":"GOF","issuer_name_source":null,"issuer_url":"/issuer/0001277343","owner_cik":"0001277343","owner_name":"FRIEDRICH ROMAN III","owner_url":"/insider/0001277343","role":"Director, Other","officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":1090.0,"shares_display":"1,090","price_per_share":20.165,"price_display":"20.16","price_state":"stated","total_value":21979.85,"total_display":"21,979.85","shares_owned_after":5075.44,"shares_owned_after_display":"5,075.44","ownership_form":"D","is_10b5_1":null,"transaction_date":"2019-05-07","filed_date":"2019-05-08","scope":"insider"},{"id":7786562,"accession":"0001179110-19-005731","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001179110-19-005731","line_url":"/filing/0001179110-19-005731#line-1","is_derivative":false,"issuer_cik":"0001277343","issuer_name":"Guggenheim Credit Allocation Fund","issuer_ticker":"GGM","issuer_name_source":null,"issuer_url":"/issuer/0001277343","owner_cik":"0001277343","owner_name":"FRIEDRICH ROMAN III","owner_url":"/insider/0001277343","role":"Director, Other","officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":1060.0,"shares_display":"1,060","price_per_share":20.602,"price_display":"20.60","price_state":"stated","total_value":21838.12,"total_display":"21,838.12","shares_owned_after":3057.0,"shares_owned_after_display":"3,057","ownership_form":"D","is_10b5_1":null,"transaction_date":"2019-05-07","filed_date":"2019-05-08","scope":"insider"},{"id":7845544,"accession":"0001179110-19-004030","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001179110-19-004030","line_url":"/filing/0001179110-19-004030#line-1","is_derivative":false,"issuer_cik":"0001277343","issuer_name":"GUGGENHEIM STRATEGIC OPPORTUNITIES FUND","issuer_ticker":"GOF","issuer_name_source":null,"issuer_url":"/issuer/0001277343","owner_cik":"0001277343","owner_name":"FRIEDRICH ROMAN III","owner_url":"/insider/0001277343","role":"Director, Other","officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":158.0,"shares_display":"158","price_per_share":19.645,"price_display":"19.64","price_state":"stated","total_value":3103.91,"total_display":"3,103.91","shares_owned_after":3916.0,"shares_owned_after_display":"3,916","ownership_form":"D","is_10b5_1":null,"transaction_date":"2019-03-19","filed_date":"2019-03-19","scope":"insider"},{"id":7918988,"accession":"0001179110-19-003499","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001179110-19-003499","line_url":"/filing/0001179110-19-003499#line-1","is_derivative":false,"issuer_cik":"0001277343","issuer_name":"Guggenheim Credit Allocation Fund","issuer_ticker":"GGM","issuer_name_source":null,"issuer_url":"/issuer/0001277343","owner_cik":"0001277343","owner_name":"FRIEDRICH ROMAN III","owner_url":"/insider/0001277343","role":"Director, Other","officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":1095.0,"shares_display":"1,095","price_per_share":21.198,"price_display":"21.20","price_state":"stated","total_value":23211.81,"total_display":"23,211.81","shares_owned_after":1997.0,"shares_owned_after_display":"1,997","ownership_form":"D","is_10b5_1":null,"transaction_date":"2019-03-07","filed_date":"2019-03-07","scope":"insider"},{"id":6068670,"accession":"0001179110-18-011134","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001179110-18-011134","line_url":"/filing/0001179110-18-011134#line-1","is_derivative":false,"issuer_cik":"0001277343","issuer_name":"GUGGENHEIM STRATEGIC OPPORTUNITIES FUND","issuer_ticker":"GOF","issuer_name_source":null,"issuer_url":"/issuer/0001277343","owner_cik":"0001277343","owner_name":"FRIEDRICH ROMAN III","owner_url":"/insider/0001277343","role":"Director, Other","officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":150.0,"shares_display":"150","price_per_share":22.19,"price_display":"22.19","price_state":"stated","total_value":3328.5,"total_display":"3,328.50","shares_owned_after":3558.0,"shares_owned_after_display":"3,558","ownership_form":"D","is_10b5_1":null,"transaction_date":"2018-09-06","filed_date":"2018-09-06","scope":"insider"},{"id":6446818,"accession":"0001179110-18-009880","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001179110-18-009880","line_url":"/filing/0001179110-18-009880#line-1","is_derivative":false,"issuer_cik":"0001277343","issuer_name":"GUGGENHEIM STRATEGIC OPPORTUNITIES FUND","issuer_ticker":"GOF","issuer_name_source":null,"issuer_url":"/issuer/0001277343","owner_cik":"0001277343","owner_name":"FRIEDRICH ROMAN III","owner_url":"/insider/0001277343","role":"Director, Other","officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":850.0,"shares_display":"850","price_per_share":21.35,"price_display":"21.35","price_state":"stated","total_value":18147.5,"total_display":"18,147.50","shares_owned_after":3361.0,"shares_owned_after_display":"3,361","ownership_form":"D","is_10b5_1":null,"transaction_date":"2018-07-17","filed_date":"2018-07-24","scope":"insider"},{"id":6490637,"accession":"0001179110-18-004906","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001179110-18-004906","line_url":"/filing/0001179110-18-004906#line-1","is_derivative":false,"issuer_cik":"0001277343","issuer_name":"GUGGENHEIM STRATEGIC OPPORTUNITIES FUND","issuer_ticker":"GOF","issuer_name_source":null,"issuer_url":"/issuer/0001277343","owner_cik":"0001277343","owner_name":"FRIEDRICH ROMAN III","owner_url":"/insider/0001277343","role":"Director, Other","officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":740.0,"shares_display":"740","price_per_share":20.2,"price_display":"20.20","price_state":"stated","total_value":14948.0,"total_display":"14,948.00","shares_owned_after":2434.0,"shares_owned_after_display":"2,434","ownership_form":"D","is_10b5_1":null,"transaction_date":"2018-03-29","filed_date":"2018-03-29","scope":"insider"},{"id":4731597,"accession":"0001179110-17-014946","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001179110-17-014946","line_url":"/filing/0001179110-17-014946#line-1","is_derivative":false,"issuer_cik":"0001277343","issuer_name":"GUGGENHEIM STRATEGIC OPPORTUNITIES FUND","issuer_ticker":"GOF","issuer_name_source":null,"issuer_url":"/issuer/0001277343","owner_cik":"0001277343","owner_name":"FRIEDRICH ROMAN III","owner_url":"/insider/0001277343","role":"Director, Other","officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":135.0,"shares_display":"135","price_per_share":21.6375,"price_display":"21.64","price_state":"stated","total_value":2921.0625,"total_display":"2,921.06","shares_owned_after":1640.0,"shares_owned_after_display":"1,640","ownership_form":"D","is_10b5_1":null,"transaction_date":"2017-11-28","filed_date":"2017-12-05","scope":"insider"},{"id":4647646,"accession":"0001179110-17-010571","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001179110-17-010571","line_url":"/filing/0001179110-17-010571#line-1","is_derivative":false,"issuer_cik":"0001277343","issuer_name":"GUGGENHEIM STRATEGIC OPPORTUNITIES FUND","issuer_ticker":"GOF","issuer_name_source":null,"issuer_url":"/issuer/0001277343","owner_cik":"0001277343","owner_name":"FRIEDRICH ROMAN III","owner_url":"/insider/0001277343","role":"Director, Other","officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":500.0,"shares_display":"500","price_per_share":21.0692,"price_display":"21.07","price_state":"stated","total_value":10534.6,"total_display":"10,534.60","shares_owned_after":1461.0,"shares_owned_after_display":"1,461","ownership_form":"D","is_10b5_1":null,"transaction_date":"2017-07-20","filed_date":"2017-07-21","scope":"insider"},{"id":2498840,"accession":"0001179110-16-029036","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001179110-16-029036","line_url":"/filing/0001179110-16-029036#line-1","is_derivative":false,"issuer_cik":"0001277343","issuer_name":"Guggenheim Credit Allocation Fund","issuer_ticker":"GGM","issuer_name_source":null,"issuer_url":"/issuer/0001277343","owner_cik":"0001277343","owner_name":"FRIEDRICH ROMAN III","owner_url":"/insider/0001277343","role":"Director, Other","officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":452.0,"shares_display":"452","price_per_share":22.1,"price_display":"22.10","price_state":"stated","total_value":9989.2,"total_display":"9,989.20","shares_owned_after":902.0,"shares_owned_after_display":"902","ownership_form":"D","is_10b5_1":null,"transaction_date":"2016-08-25","filed_date":"2016-08-29","scope":"insider"},{"id":7030319,"accession":"0001179110-14-013415","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001179110-14-013415","line_url":"/filing/0001179110-14-013415#line-1","is_derivative":false,"issuer_cik":"0001277343","issuer_name":"Guggenheim Credit Allocation Fund","issuer_ticker":"GGM","issuer_name_source":null,"issuer_url":"/issuer/0001277343","owner_cik":"0001277343","owner_name":"FRIEDRICH ROMAN III","owner_url":"/insider/0001277343","role":"Director, Other","officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":250.0,"shares_display":"250","price_per_share":24.272,"price_display":"24.27","price_state":"stated","total_value":6068.0,"total_display":"6,068.00","shares_owned_after":450.0,"shares_owned_after_display":"450","ownership_form":"D","is_10b5_1":null,"transaction_date":"2014-08-28","filed_date":"2014-08-29","scope":"insider"},{"id":6747876,"accession":"0001179110-14-005613","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001179110-14-005613","line_url":"/filing/0001179110-14-005613#line-1","is_derivative":false,"issuer_cik":"0001267890","issuer_name":"GUGGENHEIM ENHANCED EQUITY STRATEGY FUND","issuer_ticker":"GGE","issuer_name_source":null,"issuer_url":"/issuer/0001267890","owner_cik":"0001277343","owner_name":"FRIEDRICH ROMAN III","owner_url":"/insider/0001277343","role":"Director, Other","officer_title":null,"security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":147.0,"shares_display":"147","price_per_share":18.47,"price_display":"18.47","price_state":"stated","total_value":2715.09,"total_display":"2,715.09","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2013-12-26","filed_date":"2014-03-20","scope":"insider"},{"id":6607839,"accession":"0001179110-14-005612","txn_seq":2,"anchor":"line-2","filing_url":"/filing/0001179110-14-005612","line_url":"/filing/0001179110-14-005612#line-2","is_derivative":false,"issuer_cik":"0001277343","issuer_name":"Guggenheim Build America Bonds Managed Duration Trust","issuer_ticker":"GBAB","issuer_name_source":null,"issuer_url":"/issuer/0001277343","owner_cik":"0001277343","owner_name":"FRIEDRICH ROMAN III","owner_url":"/insider/0001277343","role":"Director, Other","officer_title":null,"security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":355.0,"shares_display":"355","price_per_share":19.66,"price_display":"19.66","price_state":"stated","total_value":6979.3,"total_display":"6,979.30","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2013-12-26","filed_date":"2014-03-20","scope":"insider"},{"id":6174790,"accession":"0001179110-14-005614","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001179110-14-005614","line_url":"/filing/0001179110-14-005614#line-1","is_derivative":false,"issuer_cik":"0001277343","issuer_name":"FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND","issuer_ticker":"FMO","issuer_name_source":null,"issuer_url":"/issuer/0001277343","owner_cik":"0001277343","owner_name":"FRIEDRICH ROMAN III","owner_url":"/insider/0001277343","role":"Director, Other","officer_title":null,"security_title":"Common Stock","transaction_code":"S","transaction_label":"Open-market sale","open_market":true,"acquired_disposed":"D","direction_word":"disposed","shares":282.0,"shares_display":"282","price_per_share":25.3,"price_display":"25.30","price_state":"stated","total_value":7134.6,"total_display":"7,134.60","shares_owned_after":0.0,"shares_owned_after_display":"0","ownership_form":"D","is_10b5_1":null,"transaction_date":"2013-12-26","filed_date":"2014-03-20","scope":"insider"},{"id":4278139,"accession":"0001179110-13-017051","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001179110-13-017051","line_url":"/filing/0001179110-13-017051#line-1","is_derivative":false,"issuer_cik":"0001277343","issuer_name":"GUGGENHEIM STRATEGIC OPPORTUNITIES FUND","issuer_ticker":"GOF","issuer_name_source":null,"issuer_url":"/issuer/0001277343","owner_cik":"0001277343","owner_name":"FRIEDRICH ROMAN III","owner_url":"/insider/0001277343","role":"Director, Other","officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":100.0,"shares_display":"100","price_per_share":21.482,"price_display":"21.48","price_state":"stated","total_value":2148.2,"total_display":"2,148.20","shares_owned_after":1052.0,"shares_owned_after_display":"1,052","ownership_form":"D","is_10b5_1":null,"transaction_date":"2013-11-25","filed_date":"2013-11-26","scope":"insider"},{"id":5099488,"accession":"0001179110-13-013808","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001179110-13-013808","line_url":"/filing/0001179110-13-013808#line-1","is_derivative":false,"issuer_cik":"0001277343","issuer_name":"Guggenheim Credit Allocation Fund","issuer_ticker":"GGM","issuer_name_source":null,"issuer_url":"/issuer/0001277343","owner_cik":"0001277343","owner_name":"FRIEDRICH ROMAN III","owner_url":"/insider/0001277343","role":"Director, Other","officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":200.0,"shares_display":"200","price_per_share":23.734,"price_display":"23.73","price_state":"stated","total_value":4746.8,"total_display":"4,746.80","shares_owned_after":200.0,"shares_owned_after_display":"200","ownership_form":"D","is_10b5_1":null,"transaction_date":"2013-09-03","filed_date":"2013-09-04","scope":"insider"},{"id":5353002,"accession":"0001179110-13-010833","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001179110-13-010833","line_url":"/filing/0001179110-13-010833#line-1","is_derivative":false,"issuer_cik":"0001277343","issuer_name":"GUGGENHEIM STRATEGIC OPPORTUNITIES FUND","issuer_ticker":"GOF","issuer_name_source":null,"issuer_url":"/issuer/0001277343","owner_cik":"0001277343","owner_name":"FRIEDRICH ROMAN III","owner_url":"/insider/0001277343","role":"Director, Other","officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":234.0,"shares_display":"234","price_per_share":21.3065,"price_display":"21.31","price_state":"stated","total_value":4985.721,"total_display":"4,985.72","shares_owned_after":763.0,"shares_owned_after_display":"763","ownership_form":"I","is_10b5_1":null,"transaction_date":"2013-06-24","filed_date":"2013-06-25","scope":"insider"},{"id":5062103,"accession":"0001179110-13-006829","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001179110-13-006829","line_url":"/filing/0001179110-13-006829#line-1","is_derivative":false,"issuer_cik":"0001277343","issuer_name":"FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND","issuer_ticker":"FMO","issuer_name_source":null,"issuer_url":"/issuer/0001277343","owner_cik":"0001277343","owner_name":"FRIEDRICH ROMAN III","owner_url":"/insider/0001277343","role":"Director, Other","officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":270.0,"shares_display":"270","price_per_share":25.8125,"price_display":"25.81","price_state":"stated","total_value":6969.375,"total_display":"6,969.38","shares_owned_after":270.0,"shares_owned_after_display":"270","ownership_form":"D","is_10b5_1":null,"transaction_date":"2013-04-16","filed_date":"2013-04-16","scope":"insider"},{"id":9242009,"accession":"0001179110-13-006963","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001179110-13-006963","line_url":"/filing/0001179110-13-006963#line-1","is_derivative":false,"issuer_cik":"0001277343","issuer_name":"FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND","issuer_ticker":"FMO","issuer_name_source":null,"issuer_url":"/issuer/0001277343","owner_cik":"0001277343","owner_name":"FRIEDRICH ROMAN III","owner_url":"/insider/0001277343","role":"Director, Other","officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":270.0,"shares_display":"270","price_per_share":25.8125,"price_display":"25.81","price_state":"stated","total_value":6969.375,"total_display":"6,969.38","shares_owned_after":270.0,"shares_owned_after_display":"270","ownership_form":"D","is_10b5_1":null,"transaction_date":"2013-04-12","filed_date":"2013-04-19","scope":"insider"},{"id":5386033,"accession":"0001179110-13-000442","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001179110-13-000442","line_url":"/filing/0001179110-13-000442#line-1","is_derivative":false,"issuer_cik":"0001277343","issuer_name":"GUGGENHEIM STRATEGIC OPPORTUNITIES FUND","issuer_ticker":"GOF","issuer_name_source":null,"issuer_url":"/issuer/0001277343","owner_cik":"0001277343","owner_name":"FRIEDRICH ROMAN III","owner_url":"/insider/0001277343","role":"Director, Other","officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":225.0,"shares_display":"225","price_per_share":21.1,"price_display":"21.10","price_state":"stated","total_value":4747.5,"total_display":"4,747.50","shares_owned_after":505.0,"shares_owned_after_display":"505","ownership_form":"D","is_10b5_1":null,"transaction_date":"2012-12-27","filed_date":"2013-01-04","scope":"insider"},{"id":4381864,"accession":"0001179110-13-000441","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001179110-13-000441","line_url":"/filing/0001179110-13-000441#line-1","is_derivative":false,"issuer_cik":"0001277343","issuer_name":"Guggenheim Build America Bonds Managed Duration Trust","issuer_ticker":"GBAB","issuer_name_source":null,"issuer_url":"/issuer/0001277343","owner_cik":"0001277343","owner_name":"FRIEDRICH ROMAN III","owner_url":"/insider/0001277343","role":"Director, Other","officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":215.0,"shares_display":"215","price_per_share":22.72,"price_display":"22.72","price_state":"stated","total_value":4884.8,"total_display":"4,884.80","shares_owned_after":355.0,"shares_owned_after_display":"355","ownership_form":"D","is_10b5_1":null,"transaction_date":"2012-12-27","filed_date":"2013-01-04","scope":"insider"},{"id":4227193,"accession":"0001179110-13-000443","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001179110-13-000443","line_url":"/filing/0001179110-13-000443#line-1","is_derivative":false,"issuer_cik":"0001267890","issuer_name":"GUGGENHEIM ENHANCED EQUITY STRATEGY FUND","issuer_ticker":"GGE","issuer_name_source":null,"issuer_url":"/issuer/0001267890","owner_cik":"0001277343","owner_name":"FRIEDRICH ROMAN III","owner_url":"/insider/0001277343","role":"Director, Other","officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":100.0,"shares_display":"100","price_per_share":17.16,"price_display":"17.16","price_state":"stated","total_value":1716.0,"total_display":"1,716.00","shares_owned_after":147.0,"shares_owned_after_display":"147","ownership_form":"D","is_10b5_1":null,"transaction_date":"2012-12-21","filed_date":"2013-01-04","scope":"insider"},{"id":6607835,"accession":"0001179110-14-005612","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001179110-14-005612","line_url":"/filing/0001179110-14-005612#line-1","is_derivative":false,"issuer_cik":"0001277343","issuer_name":"Guggenheim Build America Bonds Managed Duration Trust","issuer_ticker":"GBAB","issuer_name_source":null,"issuer_url":"/issuer/0001277343","owner_cik":"0001277343","owner_name":"FRIEDRICH ROMAN III","owner_url":"/insider/0001277343","role":"Director, Other","officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":140.0,"shares_display":"140","price_per_share":21.93,"price_display":"21.93","price_state":"stated","total_value":3070.2,"total_display":"3,070.20","shares_owned_after":140.0,"shares_owned_after_display":"140","ownership_form":"D","is_10b5_1":null,"transaction_date":"2012-02-23","filed_date":"2014-03-20","scope":"insider"},{"id":8984753,"accession":"0001179110-11-006706","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001179110-11-006706","line_url":"/filing/0001179110-11-006706#line-1","is_derivative":false,"issuer_cik":"0001277343","issuer_name":"GUGGENHEIM STRATEGIC OPPORTUNITIES FUND","issuer_ticker":"GOF","issuer_name_source":null,"issuer_url":"/issuer/0001277343","owner_cik":"0001277343","owner_name":"FRIEDRICH ROMAN III","owner_url":"/insider/0001277343","role":"Director, Other","officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":280.0,"shares_display":"280","price_per_share":21.04,"price_display":"21.04","price_state":"stated","total_value":5891.2,"total_display":"5,891.20","shares_owned_after":280.0,"shares_owned_after_display":"280","ownership_form":"D","is_10b5_1":null,"transaction_date":"2011-04-04","filed_date":"2011-04-20","scope":"insider"},{"id":9077886,"accession":"0001179110-11-007266","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001179110-11-007266","line_url":"/filing/0001179110-11-007266#line-1","is_derivative":false,"issuer_cik":"0001267890","issuer_name":"CLAYMORE DIVIDEND & INCOME FUND","issuer_ticker":"DCS","issuer_name_source":null,"issuer_url":"/issuer/0001267890","owner_cik":"0001277343","owner_name":"FRIEDRICH ROMAN III","owner_url":"/insider/0001277343","role":"Director, Other","officer_title":null,"security_title":"Common Shares","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":200.0,"shares_display":"200","price_per_share":18.3,"price_display":"18.30","price_state":"stated","total_value":3660.0,"total_display":"3,660.00","shares_owned_after":200.0,"shares_owned_after_display":"200","ownership_form":"D","is_10b5_1":null,"transaction_date":"2005-12-02","filed_date":"2011-05-04","scope":"insider"}],"next_cursor":null,"ledger_fault":false,"count":{"value":25,"kind":"exact"},"open_market_only":false,"composition":{"kind":"exact","rows":[{"code":"P","label":"Open-market purchase","n":22,"open_market":true},{"code":"S","label":"Open-market sale","n":3,"open_market":true},{"code":"M","label":"Option exercise","n":0,"open_market":false},{"code":"A","label":"Grant or award","n":0,"open_market":false},{"code":"F","label":"Tax withholding","n":0,"open_market":false},{"code":"D","label":"Disposition to the issuer","n":0,"open_market":false},{"code":"X","label":"In-the-money option exercise","n":0,"open_market":false}],"total":25},"affiliations":[{"type":"issuer","type_label":"ISSUER","cik":"0001380936","name":"GUGGENHEIM STRATEGIC OPPORTUNITIES FUND","url":"/issuer/0001380936","role":"Director, Other","n_filings":11,"first_seen":"2011-04-20","last_seen":"2019-05-08"},{"type":"issuer","type_label":"ISSUER","cik":"0001551949","name":"Guggenheim Credit Allocation Fund","url":"/issuer/0001551949","role":"Director, Other","n_filings":5,"first_seen":"2013-09-04","last_seen":"2019-05-08"},{"type":"issuer","type_label":"ISSUER","cik":"0001267890","name":"GUGGENHEIM ENHANCED EQUITY STRATEGY FUND","url":"/issuer/0001267890","role":"Director, Other","n_filings":3,"first_seen":"2011-05-04","last_seen":"2014-03-20"},{"type":"issuer","type_label":"ISSUER","cik":"0001305197","name":"FIDUCIARY/CLAYMORE MLP OPPORTUNITY FUND","url":"/issuer/0001305197","role":"Director, Other","n_filings":3,"first_seen":"2013-04-16","last_seen":"2014-03-20"},{"type":"issuer","type_label":"ISSUER","cik":"0001495825","name":"Guggenheim Build America Bonds Managed Duration Trust","url":"/issuer/0001495825","role":"Director, Other","n_filings":2,"first_seen":"2013-01-04","last_seen":"2014-03-20"}],"order_statement":"Newest transaction date first, id breaking the tie.","canonical_url":"https://ebomi.com/insider/0001277343","retrieved_at":"2026-08-21T19:18:22+00:00","coverage":{"filings":1505395,"transactions":4290787,"issuers":28597,"insiders":152303,"first_filed_date":"2003-06-30","last_filed_date":"2026-08-20","last_ingest":"2026-08-21T05:23:33.898496+00:00","counts_are":{"filings":"estimate","transactions":"estimate","issuers":"estimate","insiders":"estimate"},"source":"SEC EDGAR Form 4 filings, parsed by ebomi","fault":false},"license":{"underlying_records":"US SEC filings are public records of the United States government and are not subject to copyright. The transactional facts in them are not ours to license.","this_presentation":"The parsing, normalisation, curation, and presentation are ebomi's own work.","grant":"undecided","grant_note":"The open licence for ebomi's own layer is an open owner decision (SPEC-20260731T1159Z open question 3: CC BY 4.0 or CC0 with a citation request). Until it is taken, no grant is asserted here.","citation_request":"Balogh, A. Insider trading. Scientific Data 10, 237 (2023)","url":"https://ebomi.com/license"},"fair_use":{"policy":"These JSON endpoints are open and unauthenticated. Please read them at a human pace, identify your client in the User-Agent header, and use the published dataset for bulk work rather than crawling page by page.","bulk_alternative":"doi:10.1038/s41597-023-02147-6"}}