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Insider · CIK 0001331635

Lundy James Harwood III

CIK 0001331635 Name as filed on the most recent filing

Filed as Lundy James Harwood III (15)

19 transaction lines · from 15 filings · filed 2005-07-08 to 2016-12-09 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-21 05:23 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

19 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-21 05:23 UTC.

Transactions filed by this insider
Direction Date Issuer Code Shares Price Value USD Filing
2016-12-07 Western Alliance Bancorporation
WAL
S, Open-market sale 5,782 disposed 48.49 280,369.18 Form 4, filing 0001212545-16-000551
2016-11-14 Western Alliance Bancorporation
WAL
S, Open-market sale 29,293 disposed 44.61 1,306,760.73 Form 4, filing 0001212545-16-000493
2016-08-18 Western Alliance Bancorporation
WAL
S, Open-market sale 7,000 disposed 36.34 254,380.00 Form 4, filing 0001212545-16-000435
2016-05-24 Western Alliance Bancorporation
WAL
S, Open-market sale 12,578 disposed 36.64 460,830.25 Form 4, filing 0001212545-16-000401
2015-06-12 Western Alliance Bancorporation
WAL
S, Open-market sale 4,513 disposed 34.20 154,341.89 Form 4, filing 0001212545-16-000314
2015-06-02 Western Alliance Bancorporation
WAL
S, Open-market sale 10,574 disposed 31.74 335,668.46 Form 4, filing 0001212545-15-000153
2015-05-05 Western Alliance Bancorporation
WAL
S, Open-market sale 19,437 disposed 31.25 607,443.18 Form 4, filing 0001212545-15-000138
2015-03-12 Western Alliance Bancorporation
WAL
S, Open-market sale 12,500 disposed 29.75 371,860.00 Form 4, filing 0001212545-15-000114
2014-11-12 Western Alliance Bancorporation
WAL
S, Open-market sale 34,000 disposed 26.96 916,718.20 Form 4, filing 0001212545-14-000200
2014-11-04 Western Alliance Bancorporation
WAL
S, Open-market sale 20,000 disposed 26.11 522,270.00 Form 4, filing 0001212545-14-000195
2014-08-25 Western Alliance Bancorporation
WAL
S, Open-market sale 12,426 disposed 23.64 293,812.77 Form 4, filing 0001212545-14-000147
2014-08-25 Western Alliance Bancorporation
WAL
S, Open-market sale 6,310 disposed 23.68 149,452.35 Form 4, filing 0001212545-14-000147
2013-10-28 Western Alliance Bancorporation
WAL
S, Open-market sale 12,000 disposed 21.43 257,205.60 Form 4, filing 0001209191-13-049710
2013-10-25 Western Alliance Bancorporation
WAL
S, Open-market sale 18,000 disposed 21.38 384,894.00 Form 4, filing 0001209191-13-049710
2012-09-13 Western Alliance Bancorporation
WAL
S, Open-market sale 13,524 disposed 9.65 130,455.21 Form 4, filing 0001209191-12-045636
2012-09-13 Western Alliance Bancorporation
WAL
S, Open-market sale 4,000 disposed 9.41 37,657.60 Form 4, filing 0001209191-12-045636
2012-09-12 Western Alliance Bancorporation
WAL
S, Open-market sale 43,093 disposed 9.48 408,573.35 Form 4, filing 0001209191-12-045636
2010-08-25 Western Alliance Bancorporation
WAL
S, Open-market sale 4,700 disposed 6.30 29,610.00 Form 4, filing 0001209191-10-044183
2005-07-06 Western Alliance Bancorporation
WAL
P, Open-market purchase 5,000 acquired 22.00 110,000.00 Form 4, filing 0001123292-05-000656

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
S, Open-market sale
Open-market sale
P, Open-market purchase
Open-market purchase

Every value is as reported on the Form 4. A price the filing did not report is marked Not reported and no value is computed from it. Codes outside the open market, drawn in grey behind a dashed rule, are compensation and administrative machinery rather than a decision to trade at the prevailing price.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 1
  • Open-market sale 18
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. LUNDY JAMES HARWOOD III, insider transactions. Retrieved 2026-08-21 from https://ebomi.com/insider/0001331635

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

This page as JSON The JSON twin is shaped by the same read model as this page, so the two cannot disagree. Its envelope carries the canonical URL, the retrieval time, the coverage claim, and the licence statement.