{"entity":{"type":"insider","cik":"0001396832","url":"/insider/0001396832","json_url":"/insider/0001396832.json","name":"Bernstein Adam K","name_source":"as-filed","also_issuer":false,"cross_url":null},"coverage_statement":{"n_transactions":8,"n_filings":8,"first":"2008-05-13","last":"2020-04-02","span_basis":"filed_date"},"name_variants":[{"name":"Bernstein Adam K","source":"filing","n_filings":8,"first_seen":"2008-05-13","last_seen":"2020-04-02"}],"transactions":[{"id":2781587,"accession":"0001209191-20-022547","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001209191-20-022547","line_url":"/filing/0001209191-20-022547#line-1","is_derivative":false,"issuer_cik":"0001396832","issuer_name":"PennantPark Floating Rate Capital Ltd.","issuer_ticker":"PFLT","issuer_name_source":null,"issuer_url":"/issuer/0001396832","owner_cik":"0001396832","owner_name":"Bernstein Adam K","owner_display_name":"Bernstein Adam K","owner_url":"/insider/0001396832","role":"Director","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":4000.0,"shares_display":"4,000","price_per_share":4.94,"price_display":"4.94","price_state":"stated","total_value":19760.0,"total_display":"19,760.00","total_whole":"19,760","shares_owned_after":9000.0,"shares_owned_after_display":"9,000","ownership_form":"D","is_10b5_1":null,"transaction_date":"2020-03-31","filed_date":"2020-04-02","scope":"insider"},{"id":2641665,"accession":"0000899243-16-035176","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0000899243-16-035176","line_url":"/filing/0000899243-16-035176#line-1","is_derivative":false,"issuer_cik":"0001383414","issuer_name":"PENNANTPARK INVESTMENT CORP","issuer_ticker":"PNNT","issuer_name_source":null,"issuer_url":"/issuer/0001383414","owner_cik":"0001396832","owner_name":"Bernstein Adam K","owner_display_name":"Bernstein Adam K","owner_url":"/insider/0001396832","role":"Director","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":200.0,"shares_display":"200","price_per_share":7.67,"price_display":"7.67","price_state":"stated","total_value":1534.0,"total_display":"1,534.00","total_whole":"1,534","shares_owned_after":46430.0,"shares_owned_after_display":"46,430","ownership_form":"D","is_10b5_1":null,"transaction_date":"2016-12-06","filed_date":"2016-12-08","scope":"insider"},{"id":8744801,"accession":"0001209191-15-012651","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001209191-15-012651","line_url":"/filing/0001209191-15-012651#line-1","is_derivative":false,"issuer_cik":"0001383414","issuer_name":"PENNANTPARK INVESTMENT CORP","issuer_ticker":"PNNT","issuer_name_source":null,"issuer_url":"/issuer/0001383414","owner_cik":"0001396832","owner_name":"Bernstein Adam K","owner_display_name":"Bernstein Adam K","owner_url":"/insider/0001396832","role":"Director","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":2750.0,"shares_display":"2,750","price_per_share":9.1553,"price_display":"9.16","price_state":"stated","total_value":25177.075,"total_display":"25,177.08","total_whole":"25,177","shares_owned_after":23485.0,"shares_owned_after_display":"23,485","ownership_form":"D","is_10b5_1":null,"transaction_date":"2015-02-11","filed_date":"2015-02-12","scope":"insider"},{"id":9133584,"accession":"0001209191-11-045202","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001209191-11-045202","line_url":"/filing/0001209191-11-045202#line-1","is_derivative":false,"issuer_cik":"0001396832","issuer_name":"PennantPark Floating Rate Capital Ltd.","issuer_ticker":"PFLT","issuer_name_source":null,"issuer_url":"/issuer/0001396832","owner_cik":"0001396832","owner_name":"Bernstein Adam K","owner_display_name":"Bernstein Adam K","owner_url":"/insider/0001396832","role":"Director","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":1500.0,"shares_display":"1,500","price_per_share":11.23,"price_display":"11.23","price_state":"stated","total_value":16845.0,"total_display":"16,845.00","total_whole":"16,845","shares_owned_after":5000.0,"shares_owned_after_display":"5,000","ownership_form":"D","is_10b5_1":null,"transaction_date":"2011-08-18","filed_date":"2011-08-22","scope":"insider"},{"id":8997769,"accession":"0001209191-11-043037","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001209191-11-043037","line_url":"/filing/0001209191-11-043037#line-1","is_derivative":false,"issuer_cik":"0001396832","issuer_name":"PennantPark Floating Rate Capital Ltd.","issuer_ticker":"PFLT","issuer_name_source":null,"issuer_url":"/issuer/0001396832","owner_cik":"0001396832","owner_name":"Bernstein Adam K","owner_display_name":"Bernstein Adam K","owner_url":"/insider/0001396832","role":"Director","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":3500.0,"shares_display":"3,500","price_per_share":11.19,"price_display":"11.19","price_state":"stated","total_value":39165.0,"total_display":"39,165.00","total_whole":"39,165","shares_owned_after":3500.0,"shares_owned_after_display":"3,500","ownership_form":"D","is_10b5_1":null,"transaction_date":"2011-08-08","filed_date":"2011-08-09","scope":"insider"},{"id":8988848,"accession":"0001209191-11-042789","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001209191-11-042789","line_url":"/filing/0001209191-11-042789#line-1","is_derivative":false,"issuer_cik":"0001383414","issuer_name":"PENNANTPARK INVESTMENT CORP","issuer_ticker":"PNNT","issuer_name_source":null,"issuer_url":"/issuer/0001383414","owner_cik":"0001396832","owner_name":"Bernstein Adam K","owner_display_name":"Bernstein Adam K","owner_url":"/insider/0001396832","role":"Director","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":2500.0,"shares_display":"2,500","price_per_share":9.87,"price_display":"9.87","price_state":"stated","total_value":24675.0,"total_display":"24,675.00","total_whole":"24,675","shares_owned_after":20735.0,"shares_owned_after_display":"20,735","ownership_form":"D","is_10b5_1":null,"transaction_date":"2011-08-05","filed_date":"2011-08-08","scope":"insider"},{"id":3311344,"accession":"0001181431-08-066436","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001181431-08-066436","line_url":"/filing/0001181431-08-066436#line-1","is_derivative":false,"issuer_cik":"0001383414","issuer_name":"PENNANTPARK INVESTMENT CORP","issuer_ticker":"PNNT","issuer_name_source":null,"issuer_url":"/issuer/0001383414","owner_cik":"0001396832","owner_name":"Bernstein Adam K","owner_display_name":"Bernstein Adam K","owner_url":"/insider/0001396832","role":"Director","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":3000.0,"shares_display":"3,000","price_per_share":3.97,"price_display":"3.97","price_state":"stated","total_value":11910.0,"total_display":"11,910.00","total_whole":"11,910","shares_owned_after":15601.0,"shares_owned_after_display":"15,601","ownership_form":"D","is_10b5_1":null,"transaction_date":"2008-12-10","filed_date":"2008-12-10","scope":"insider"},{"id":3899347,"accession":"0000943663-08-000333","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0000943663-08-000333","line_url":"/filing/0000943663-08-000333#line-1","is_derivative":false,"issuer_cik":"0001383414","issuer_name":"PENNANTPARK INVESTMENT CORP","issuer_ticker":"PNNT","issuer_name_source":null,"issuer_url":"/issuer/0001383414","owner_cik":"0001396832","owner_name":"Bernstein Adam K","owner_display_name":"Bernstein Adam K","owner_url":"/insider/0001396832","role":"Director","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":5000.0,"shares_display":"5,000","price_per_share":7.9394,"price_display":"7.94","price_state":"stated","total_value":39697.0,"total_display":"39,697.00","total_whole":"39,697","shares_owned_after":12167.0,"shares_owned_after_display":"12,167","ownership_form":"D","is_10b5_1":null,"transaction_date":"2008-05-12","filed_date":"2008-05-13","scope":"insider"}],"collapsed":true,"next_cursor":null,"ledger_fault":false,"count":{"value":8,"kind":"exact"},"open_market_only":false,"composition":{"kind":"exact","rows":[{"code":"P","label":"Open-market purchase","n":8,"open_market":true},{"code":"S","label":"Open-market sale","n":0,"open_market":true},{"code":"M","label":"Option exercise","n":0,"open_market":false},{"code":"A","label":"Grant or award","n":0,"open_market":false},{"code":"F","label":"Tax withholding","n":0,"open_market":false},{"code":"D","label":"Disposition to the issuer","n":0,"open_market":false},{"code":"X","label":"In-the-money option exercise","n":0,"open_market":false}],"total":8},"affiliations":[{"type":"issuer","type_label":"ISSUER","cik":"0001504619","name":"PennantPark Floating Rate Capital Ltd.","url":"/issuer/0001504619","role":"Director","n_filings":3,"first_seen":"2011-08-09","last_seen":"2020-04-02"},{"type":"issuer","type_label":"ISSUER","cik":"0001383414","name":"PENNANTPARK INVESTMENT CORP","url":"/issuer/0001383414","role":"Director","n_filings":5,"first_seen":"2008-05-13","last_seen":"2016-12-08"}],"order_statement":"Newest transaction date first, id breaking the tie.","canonical_url":"https://ebomi.com/insider/0001396832","retrieved_at":"2026-08-25T10:05:28+00:00","coverage":{"filings":1506293,"transactions":4290787,"issuers":28597,"insiders":152303,"first_filed_date":"2003-06-30","last_filed_date":"2026-08-24","last_ingest":"2026-08-25T05:24:19.374141+00:00","counts_are":{"filings":"estimate","transactions":"estimate","issuers":"estimate","insiders":"estimate"},"source":"SEC EDGAR Form 4 filings, parsed by ebomi","fault":false},"license":{"underlying_records":"US SEC filings are public records of the United States government and are not subject to copyright. The transactional facts in them are not ours to license.","this_presentation":"The parsing, normalisation, curation, and presentation are ebomi's own work.","grant":"undecided","grant_note":"The open licence for ebomi's own layer is an open owner decision (SPEC-20260731T1159Z open question 3: CC BY 4.0 or CC0 with a citation request). Until it is taken, no grant is asserted here.","citation_request":"Balogh, A. Insider trading. Scientific Data 10, 237 (2023)","url":"https://ebomi.com/license"},"fair_use":{"policy":"These JSON endpoints are open and unauthenticated. Please read them at a human pace, identify your client in the User-Agent header, and use the published dataset for bulk work rather than crawling page by page.","bulk_alternative":"doi:10.1038/s41597-023-02147-6"}}