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Insider · CIK 0001457990

Fockler Jack E. Jr.

CIK 0001457990 Name as filed on the most recent filing

Filed as Fockler Jack E. Jr. (23)

53 transaction lines · from 23 filings · filed 2009-03-09 to 2014-10-15 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-21 05:23 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

53 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-21 05:23 UTC.

Transactions filed by this insider
Direction Date Issuer Code Shares Price Value USD Filing
2014-10-14 Royce Micro-Cap Trust, Inc /MD/
RMT
S, Open-market sale 3,139 disposed 10.85 34,050.93 Form 4, filing 0001140361-14-038175
2014-10-14 Royce Micro-Cap Trust, Inc /MD/
RMT
S, Open-market sale 3,139 disposed 10.85 34,050.93 Form 4, filing 0001140361-14-038175
2014-10-13 Royce Micro-Cap Trust, Inc /MD/
RMT
S, Open-market sale 8,352 disposed 10.93 91,253.12 Form 4, filing 0001140361-14-038023
2014-10-13 Royce Micro-Cap Trust, Inc /MD/
RMT
S, Open-market sale 8,352 disposed 10.93 91,253.12 Form 4, filing 0001140361-14-038023
2014-10-10 Royce Micro-Cap Trust, Inc /MD/
RMT
S, Open-market sale 10,118 disposed 11.00 111,257.53 Form 4, filing 0001140361-14-038023
2014-10-10 Royce Micro-Cap Trust, Inc /MD/
RMT
S, Open-market sale 10,118 disposed 11.00 111,257.53 Form 4, filing 0001140361-14-038023
2014-06-04 Royce Micro-Cap Trust, Inc /MD/
RMT
P, Open-market purchase 8,250 acquired 12.26 101,139.22 Form 4, filing 0001140361-14-024637
2014-06-04 Royce Micro-Cap Trust, Inc /MD/
RMT
P, Open-market purchase 8,250 acquired 12.26 101,139.22 Form 4, filing 0001140361-14-024637
2014-02-05 Royce Micro-Cap Trust, Inc /MD/
RMT
P, Open-market purchase 4,300 acquired 11.59 49,837.00 Form 4, filing 0001140361-14-005031
2014-02-05 Royce Micro-Cap Trust, Inc /MD/
RMT
P, Open-market purchase 4,300 acquired 11.59 49,837.00 Form 4, filing 0001140361-14-005031
2014-01-24 Royce Micro-Cap Trust, Inc /MD/
RMT
P, Open-market purchase 5,869 acquired 12.53 73,528.01 Form 4, filing 0001140361-14-003285
2014-01-24 Royce Micro-Cap Trust, Inc /MD/
RMT
P, Open-market purchase 5,868 acquired 12.53 73,515.48 Form 4, filing 0001140361-14-003285
2014-01-23 Royce Micro-Cap Trust, Inc /MD/
RMT
P, Open-market purchase 2,132 acquired 12.58 26,810.97 Form 4, filing 0001140361-14-003285
2014-01-23 Royce Micro-Cap Trust, Inc /MD/
RMT
P, Open-market purchase 2,131 acquired 12.58 26,798.39 Form 4, filing 0001140361-14-003285
2013-05-15 Royce Focus Trust Inc
FUND
P, Open-market purchase 2,500 acquired 7.21 18,024.75 Form 4, filing 0001140361-13-021288
2013-05-15 Royce Focus Trust Inc
FUND
P, Open-market purchase 2,500 acquired 7.21 18,024.75 Form 4, filing 0001140361-13-021288
2013-05-14 Royce Focus Trust Inc
FUND
P, Open-market purchase 4,500 acquired 7.19 32,377.05 Form 4, filing 0001140361-13-020965
2013-05-14 Royce Focus Trust Inc
FUND
P, Open-market purchase 4,500 acquired 7.19 32,377.05 Form 4, filing 0001140361-13-020965
2013-01-08 Royce Focus Trust Inc
FUND
P, Open-market purchase 11,000 acquired 6.91 76,008.90 Form 4, filing 0001140361-13-001497
2013-01-08 Royce Focus Trust Inc
FUND
P, Open-market purchase 11,000 acquired 6.91 76,008.90 Form 4, filing 0001140361-13-001497
2011-01-28 Royce Focus Trust Inc
FUND
P, Open-market purchase 6,500 acquired 7.69 49,977.20 Form 4, filing 0000825202-11-000003
2011-01-28 Royce Focus Trust Inc
FUND
P, Open-market purchase 6,500 acquired 7.69 49,972.00 Form 4, filing 0000825202-11-000003
2011-01-27 Royce Focus Trust Inc
FUND
P, Open-market purchase 5,000 acquired 7.76 38,797.00 Form 4, filing 0000825202-11-000003
2011-01-27 Royce Focus Trust Inc
FUND
P, Open-market purchase 5,000 acquired 7.76 38,797.00 Form 4, filing 0000825202-11-000003
2010-05-18 Royce Focus Trust Inc
FUND
P, Open-market purchase 3,000 acquired 6.43 19,297.50 Form 4, filing 0000825202-10-000003
2010-05-18 Royce Focus Trust Inc
FUND
P, Open-market purchase 3,000 acquired 6.43 19,297.50 Form 4, filing 0000825202-10-000003
2010-05-07 Royce Focus Trust Inc
FUND
P, Open-market purchase 24,000 acquired 6.28 150,825.60 Form 4, filing 0001457990-10-000004
2010-05-07 Royce Focus Trust Inc
FUND
P, Open-market purchase 24,000 acquired 6.28 150,825.60 Form 4, filing 0001457990-10-000004
2010-01-15 Royce Focus Trust Inc
FUND
P, Open-market purchase 15,000 acquired 6.75 101,278.50 Form 4, filing 0000825202-10-000002
2010-01-15 Royce Focus Trust Inc
FUND
P, Open-market purchase 15,000 acquired 6.75 101,278.50 Form 4, filing 0000825202-10-000002
2010-01-07 Royce Micro-Cap Trust, Inc /MD/
RMT
S, Open-market sale 2,140 disposed 7.45 15,943.00 Form 4, filing 0001457990-10-000003
2010-01-07 Royce Micro-Cap Trust, Inc /MD/
RMT
S, Open-market sale 2,140 disposed 7.45 15,943.00 Form 4, filing 0001457990-10-000003
2010-01-07 Royce Micro-Cap Trust, Inc /MD/
RMT
S, Open-market sale 2,140 disposed 7.45 15,943.00 Form 4, filing 0001457990-10-000002
2010-01-07 Royce Micro-Cap Trust, Inc /MD/
RMT
S, Open-market sale 2,140 acquired 7.45 15,943.00 Form 4, filing 0001457990-10-000002
2010-01-06 Royce Micro-Cap Trust, Inc /MD/
RMT
S, Open-market sale 17,860 disposed 7.49 133,798.19 Form 4, filing 0001457990-10-000001
2010-01-06 Royce Micro-Cap Trust, Inc /MD/
RMT
S, Open-market sale 17,860 disposed 7.49 133,798.19 Form 4, filing 0001457990-10-000001
2009-04-21 Royce Micro-Cap Trust, Inc /MD/
RMT
P, Open-market purchase 2,200 acquired 5.25 11,550.00 Form 4, filing 0001457990-09-000006
2009-04-21 Royce Focus Trust Inc
FUND
P, Open-market purchase 7,200 acquired 4.64 33,432.48 Form 4, filing 0000825202-09-000006
2009-04-20 Royce Micro-Cap Trust, Inc /MD/
RMT
P, Open-market purchase 5,000 acquired 5.32 26,619.00 Form 4, filing 0001457990-09-000006
2009-04-20 Royce Micro-Cap Trust, Inc /MD/
RMT
P, Open-market purchase 2,800 acquired 5.32 14,906.64 Form 4, filing 0001457990-09-000006
2009-04-20 Royce Focus Trust Inc
FUND
P, Open-market purchase 7,800 acquired 4.64 36,217.74 Form 4, filing 0001457990-09-000005
2009-04-08 Royce Micro-Cap Trust, Inc /MD/
RMT
P, Open-market purchase 600 acquired 5.15 3,090.00 Form 4, filing 0000912147-09-000004
2009-04-07 Royce Micro-Cap Trust, Inc /MD/
RMT
P, Open-market purchase 5,655 acquired 5.25 29,688.75 Form 4, filing 0000912147-09-000004
2009-04-07 Royce Micro-Cap Trust, Inc /MD/
RMT
P, Open-market purchase 2,500 acquired 5.15 12,875.00 Form 4, filing 0000912147-09-000004
2009-04-07 Royce Micro-Cap Trust, Inc /MD/
RMT
P, Open-market purchase 1,900 acquired 5.15 9,785.00 Form 4, filing 0000912147-09-000004
2009-04-01 Royce Micro-Cap Trust, Inc /MD/
RMT
P, Open-market purchase 6,845 acquired 4.98 34,083.31 Form 4, filing 0001457990-09-000004
2009-03-31 Royce Micro-Cap Trust, Inc /MD/
RMT
P, Open-market purchase 12,500 acquired 4.94 61,767.50 Form 4, filing 0001457990-09-000003
2009-03-25 Royce Focus Trust Inc
FUND
P, Open-market purchase 11,376 acquired 4.24 48,286.57 Form 4, filing 0001457990-09-000001
2009-03-24 Royce Focus Trust Inc
FUND
P, Open-market purchase 3,240 acquired 4.25 13,778.10 Form 4, filing 0001457990-09-000001
2009-03-06 Royce Focus Trust Inc
FUND
P, Open-market purchase 4,898 acquired 3.54 17,353.61 Form 4, filing 0000825202-09-000004

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
S, Open-market sale
Open-market sale
P, Open-market purchase
Open-market purchase

Every value is as reported on the Form 4. A price the filing did not report is marked Not reported and no value is computed from it. Codes outside the open market, drawn in grey behind a dashed rule, are compensation and administrative machinery rather than a decision to trade at the prevailing price.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 41
  • Open-market sale 12
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Fockler Jack E. Jr., insider transactions. Retrieved 2026-08-21 from https://ebomi.com/insider/0001457990

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

This page as JSON The JSON twin is shaped by the same read model as this page, so the two cannot disagree. Its envelope carries the canonical URL, the retrieval time, the coverage claim, and the licence statement.