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Insider · CIK 0001473973

Smith S. Dawn

CIK 0001473973 Name as filed on the most recent filing

Filed as Smith S. Dawn (29)

39 transaction lines · from 29 filings · filed 2010-08-10 to 2017-03-09 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-20 05:22 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

39 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-20 05:22 UTC.

Transactions filed by this insider
Direction Date Issuer Code Shares Price Value USD Filing
2017-03-07 Vmware, Inc.
VMW
S, Open-market sale 11,167 disposed 89.48 999,223.16 Form 4, filing 0001209191-17-019732
2017-02-16 Vmware, Inc.
VMW
S, Open-market sale 772 disposed 90.81 70,105.32 Form 4, filing 0001209191-17-012938
2016-09-08 Vmware, Inc.
VMW
S, Open-market sale 977 disposed 73.59 71,897.43 Form 4, filing 0001209191-16-140839
2016-08-30 Vmware, Inc.
VMW
S, Open-market sale 632 disposed 76.40 48,284.80 Form 4, filing 0001209191-16-139520
2016-05-17 Vmware, Inc.
VMW
S, Open-market sale 6,910 disposed 59.45 410,799.50 Form 4, filing 0001209191-16-121902
2015-06-03 Vmware, Inc.
VMW
S, Open-market sale 248 disposed 89.95 22,307.60 Form 4, filing 0001209191-15-049877
2015-06-01 Vmware, Inc.
VMW
S, Open-market sale 661 disposed 87.25 57,672.25 Form 4, filing 0001209191-15-049877
2015-03-10 Vmware, Inc.
VMW
S, Open-market sale 8,715 disposed 85.07 741,385.05 Form 4, filing 0001209191-15-025744
2014-06-06 Vmware, Inc.
VMW
S, Open-market sale 2,961 disposed 97.12 287,572.32 Form 4, filing 0001181431-14-023561
2014-05-22 Vmware, Inc.
VMW
S, Open-market sale 1,436 disposed 96.52 138,602.72 Form 4, filing 0001181431-14-021350
2014-02-11 Vmware, Inc.
VMW
S, Open-market sale 9,138 disposed 93.03 850,108.14 Form 4, filing 0001181431-14-006866
2013-08-14 Vmware, Inc.
VMW
S, Open-market sale 1,875 disposed 86.66 162,487.50 Form 4, filing 0001181431-13-044789
2013-08-12 Vmware, Inc.
VMW
S, Open-market sale 16,661 disposed 85.42 1,423,182.62 Form 4, filing 0001181431-13-044789
2012-11-27 Vmware, Inc.
VMW
S, Open-market sale 13,392 disposed 89.75 1,201,932.00 Form 4, filing 0001181431-12-060917
2012-08-09 Vmware, Inc.
VMW
S, Open-market sale 1,553 disposed 97.83 151,929.99 Form 4, filing 0001181431-12-045305
2012-07-27 Vmware, Inc.
VMW
S, Open-market sale 5,625 disposed 95.78 538,762.50 Form 4, filing 0001181431-12-042912
2012-04-20 Vmware, Inc.
VMW
S, Open-market sale 3,750 disposed 114.61 429,787.50 Form 4, filing 0001181431-12-025357
2012-03-08 Vmware, Inc.
VMW
S, Open-market sale 5,721 disposed 100.63 575,704.23 Form 4, filing 0001181431-12-016502
2011-11-16 Vmware, Inc.
VMW
S, Open-market sale 4,329 disposed 103.05 446,103.45 Form 4, filing 0001181431-11-056786
2011-10-20 Vmware, Inc.
VMW
S, Open-market sale 10,423 disposed 96.25 1,003,213.75 Form 4, filing 0001181431-11-053322
2011-07-22 Vmware, Inc.
VMW
S, Open-market sale 232 disposed 106.00 24,592.00 Form 4, filing 0001181431-11-042338
2011-07-21 Vmware, Inc.
VMW
S, Open-market sale 3,518 disposed 106.00 372,908.00 Form 4, filing 0001181431-11-042338
2011-05-18 Vmware, Inc.
VMW
S, Open-market sale 1,875 disposed 92.28 173,025.00 Form 4, filing 0001181431-11-031257
2011-04-21 Vmware, Inc.
VMW
S, Open-market sale 1,876 disposed 96.50 181,034.00 Form 4, filing 0001181431-11-025254
2011-03-14 Vmware, Inc.
VMW
S, Open-market sale 1,275 disposed 80.26 102,331.50 Form 4, filing 0001181431-11-018507
2011-03-14 Vmware, Inc.
VMW
S, Open-market sale 400 disposed 81.71 32,684.00 Form 4, filing 0001181431-11-018507
2011-03-14 Vmware, Inc.
VMW
S, Open-market sale 200 disposed 82.80 16,560.00 Form 4, filing 0001181431-11-018507
2011-02-14 Vmware, Inc.
VMW
S, Open-market sale 1,875 disposed 90.18 169,087.50 Form 4, filing 0001181431-11-010590
2011-02-01 Vmware, Inc.
VMW
S, Open-market sale 113 disposed 86.81 9,809.53 Form 4, filing 0001181431-11-007216
2011-01-26 Vmware, Inc.
VMW
S, Open-market sale 950 disposed 85.70 81,415.00 Form 4, filing 0001181431-11-005653
2011-01-26 Vmware, Inc.
VMW
S, Open-market sale 925 disposed 85.16 78,773.00 Form 4, filing 0001181431-11-005653
2010-12-14 Vmware, Inc.
VMW
S, Open-market sale 1,075 disposed 88.53 95,169.75 Form 4, filing 0001181431-10-062342
2010-12-14 Vmware, Inc.
VMW
S, Open-market sale 800 disposed 89.33 71,464.00 Form 4, filing 0001181431-10-062342
2010-11-15 Vmware, Inc.
VMW
S, Open-market sale 1,474 disposed 78.65 115,930.10 Form 4, filing 0001181431-10-056429
2010-11-15 Vmware, Inc.
VMW
S, Open-market sale 300 disposed 79.52 23,856.00 Form 4, filing 0001181431-10-056429
2010-11-15 Vmware, Inc.
VMW
S, Open-market sale 100 disposed 81.13 8,113.00 Form 4, filing 0001181431-10-056429
2010-10-21 Vmware, Inc.
VMW
S, Open-market sale 22,500 disposed 75.00 1,687,500.00 Form 4, filing 0001181431-10-051763
2010-10-20 Vmware, Inc.
VMW
S, Open-market sale 5,536 disposed 74.03 409,830.08 Form 4, filing 0001181431-10-051763
2010-08-09 Vmware, Inc.
VMW
S, Open-market sale 193 disposed 80.98 15,629.14 Form 4, filing 0001181431-10-041190

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
S, Open-market sale
Open-market sale

Every value is as reported on the Form 4. A price the filing did not report is marked Not reported and no value is computed from it. Codes outside the open market, drawn in grey behind a dashed rule, are compensation and administrative machinery rather than a decision to trade at the prevailing price.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 0
  • Open-market sale 39
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Smith S. Dawn, insider transactions. Retrieved 2026-08-21 from https://ebomi.com/insider/0001473973

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

This page as JSON The JSON twin is shaped by the same read model as this page, so the two cannot disagree. Its envelope carries the canonical URL, the retrieval time, the coverage claim, and the licence statement.