{"entity":{"type":"insider","cik":"0001647173","url":"/insider/0001647173","json_url":"/insider/0001647173.json","name":"Oakes John S.","name_source":"as-filed","also_issuer":false,"cross_url":null},"coverage_statement":{"n_transactions":9,"n_filings":8,"first":"2016-01-06","last":"2021-02-26","span_basis":"filed_date"},"name_variants":[{"name":"Oakes John S.","source":"filing","n_filings":8,"first_seen":"2016-01-06","last_seen":"2021-02-26"}],"transactions":[{"id":4544388,"accession":"0001398344-21-004852","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001398344-21-004852","line_url":"/filing/0001398344-21-004852#line-1","is_derivative":false,"issuer_cik":"0001647173","issuer_name":"RiverNorth Flexible Municipal Income Fund II, Inc.","issuer_ticker":"RFMZ","issuer_name_source":null,"issuer_url":"/issuer/0001647173","owner_cik":"0001647173","owner_name":"Oakes John S.","owner_display_name":"Oakes John S.","owner_url":"/insider/0001647173","role":"Director","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":500.0,"shares_display":"500","price_per_share":20.0,"price_display":"20.00","price_state":"stated","total_value":10000.0,"total_display":"10,000.00","total_whole":"10,000","shares_owned_after":500.0,"shares_owned_after_display":"500","ownership_form":"D","is_10b5_1":null,"transaction_date":"2021-02-24","filed_date":"2021-02-26","scope":"insider"},{"id":2906351,"accession":"0001398344-20-007988","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001398344-20-007988","line_url":"/filing/0001398344-20-007988#line-1","is_derivative":false,"issuer_cik":"0001647173","issuer_name":"RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.","issuer_ticker":"OPP","issuer_name_source":null,"issuer_url":"/issuer/0001647173","owner_cik":"0001647173","owner_name":"Oakes John S.","owner_display_name":"Oakes John S.","owner_url":"/insider/0001647173","role":"Director","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":500.0,"shares_display":"500","price_per_share":13.0,"price_display":"13.00","price_state":"stated","total_value":6500.0,"total_display":"6,500.00","total_whole":"6,500","shares_owned_after":2186.0,"shares_owned_after_display":"2,186","ownership_form":"D","is_10b5_1":null,"transaction_date":"2020-04-13","filed_date":"2020-04-15","scope":"insider"},{"id":2306388,"accession":"0001398344-20-007542","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001398344-20-007542","line_url":"/filing/0001398344-20-007542#line-1","is_derivative":false,"issuer_cik":"0001647173","issuer_name":"RiverNorth Flexible Municipal Income Fund, Inc.","issuer_ticker":"RFM","issuer_name_source":null,"issuer_url":"/issuer/0001647173","owner_cik":"0001647173","owner_name":"Oakes John S.","owner_display_name":"Oakes John S.","owner_url":"/insider/0001647173","role":"Director","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":100.0,"shares_display":"100","price_per_share":20.0,"price_display":"20.00","price_state":"stated","total_value":2000.0,"total_display":"2,000.00","total_whole":"2,000","shares_owned_after":100.0,"shares_owned_after_display":"100","ownership_form":"D","is_10b5_1":null,"transaction_date":"2020-03-31","filed_date":"2020-04-06","scope":"insider"},{"id":8528917,"accession":"0001398344-19-023183","txn_seq":2,"anchor":"line-2","filing_url":"/filing/0001398344-19-023183","line_url":"/filing/0001398344-19-023183","is_derivative":false,"issuer_cik":"0001647173","issuer_name":"RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.","issuer_ticker":"OPP","issuer_name_source":null,"issuer_url":"/issuer/0001647173","owner_cik":"0001647173","owner_name":"Oakes John S.","owner_display_name":"Oakes John S.","owner_url":"/insider/0001647173","role":"Director","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":686.0,"shares_display":"686","price_per_share":16.129766763848398,"price_display":"16.13","price_state":"stated","total_value":11065.02,"total_display":"11,065.02","total_whole":"11,065","shares_owned_after":1344.0,"shares_owned_after_display":"1,344","ownership_form":"D","is_10b5_1":null,"transaction_date":"2019-12-26","filed_date":"2019-12-27","scope":"insider","n_lines":2},{"id":8489323,"accession":"0001647173-19-000001","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001647173-19-000001","line_url":"/filing/0001647173-19-000001#line-1","is_derivative":false,"issuer_cik":"0001501072","issuer_name":"RIVERNORTH OPPORTUNITIES FUND, INC.","issuer_ticker":"RIV","issuer_name_source":null,"issuer_url":"/issuer/0001501072","owner_cik":"0001647173","owner_name":"Oakes John S.","owner_display_name":"Oakes John S.","owner_url":"/insider/0001647173","role":"Director","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":null,"security_title":"Common Shares of Beneficial Interest","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":429.0,"shares_display":"429","price_per_share":16.2,"price_display":"16.20","price_state":"stated","total_value":6949.8,"total_display":"6,949.80","total_whole":"6,950","shares_owned_after":1967.0,"shares_owned_after_display":"1,967","ownership_form":"D","is_10b5_1":null,"transaction_date":"2019-11-12","filed_date":"2019-11-13","scope":"insider"},{"id":7957373,"accession":"0001398344-19-011033","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001398344-19-011033","line_url":"/filing/0001398344-19-011033#line-1","is_derivative":false,"issuer_cik":"0001647173","issuer_name":"RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.","issuer_ticker":"OPP","issuer_name_source":null,"issuer_url":"/issuer/0001647173","owner_cik":"0001647173","owner_name":"Oakes John S.","owner_display_name":"Oakes John S.","owner_url":"/insider/0001647173","role":"Director","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":null,"security_title":"Common Stock","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":1000.0,"shares_display":"1,000","price_per_share":17.27,"price_display":"17.27","price_state":"stated","total_value":17270.0,"total_display":"17,270.00","total_whole":"17,270","shares_owned_after":1000.0,"shares_owned_after_display":"1,000","ownership_form":"D","is_10b5_1":null,"transaction_date":"2019-06-20","filed_date":"2019-06-25","scope":"insider"},{"id":6168884,"accession":"0001647173-18-000002","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001647173-18-000002","line_url":"/filing/0001647173-18-000002#line-1","is_derivative":false,"issuer_cik":"0001501072","issuer_name":"RIVERNORTH OPPORTUNITIES FUND, INC.","issuer_ticker":"RIV","issuer_name_source":null,"issuer_url":"/issuer/0001501072","owner_cik":"0001647173","owner_name":"Oakes John S.","owner_display_name":"Oakes John S.","owner_url":"/insider/0001647173","role":"Director","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":null,"security_title":"Common Shares of Beneficial Interest","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":369.0,"shares_display":"369","price_per_share":16.93,"price_display":"16.93","price_state":"stated","total_value":6247.17,"total_display":"6,247.17","total_whole":"6,247","shares_owned_after":1475.0,"shares_owned_after_display":"1,475","ownership_form":"D","is_10b5_1":null,"transaction_date":"2018-11-07","filed_date":"2018-12-17","scope":"insider"},{"id":3181073,"accession":"0001647173-16-000002","txn_seq":1,"anchor":"line-1","filing_url":"/filing/0001647173-16-000002","line_url":"/filing/0001647173-16-000002#line-1","is_derivative":false,"issuer_cik":"0001501072","issuer_name":"RIVERNORTH OPPORTUNITIES FUND, INC.","issuer_ticker":"RIV","issuer_name_source":null,"issuer_url":"/issuer/0001501072","owner_cik":"0001647173","owner_name":"Oakes John S.","owner_display_name":"Oakes John S.","owner_url":"/insider/0001647173","role":"Director","role_mark":"D","role_mark_label":"Director","role_mark_generic":"Director","n_reporting_owners":null,"other_reporting_owners":null,"officer_title":null,"security_title":"Common Shares of Beneficial Interest","transaction_code":"P","transaction_label":"Open-market purchase","open_market":true,"acquired_disposed":"A","direction_word":"acquired","shares":500.0,"shares_display":"500","price_per_share":19.85,"price_display":"19.85","price_state":"stated","total_value":9925.0,"total_display":"9,925.00","total_whole":"9,925","shares_owned_after":500.0,"shares_owned_after_display":"500","ownership_form":"D","is_10b5_1":null,"transaction_date":"2016-01-05","filed_date":"2016-01-06","scope":"insider"}],"collapsed":true,"next_cursor":null,"ledger_fault":false,"count":{"value":9,"kind":"exact"},"open_market_only":false,"composition":{"kind":"exact","rows":[{"code":"P","label":"Open-market purchase","n":9,"open_market":true},{"code":"S","label":"Open-market sale","n":0,"open_market":true},{"code":"M","label":"Option exercise","n":0,"open_market":false},{"code":"A","label":"Grant or award","n":0,"open_market":false},{"code":"F","label":"Tax withholding","n":0,"open_market":false},{"code":"D","label":"Disposition to the issuer","n":0,"open_market":false},{"code":"X","label":"In-the-money option exercise","n":0,"open_market":false}],"total":9},"affiliations":[{"type":"issuer","type_label":"ISSUER","cik":"0001817159","name":"RiverNorth Flexible Municipal Income Fund II, Inc.","url":"/issuer/0001817159","role":"Director","n_filings":1,"first_seen":"2021-02-26","last_seen":"2021-02-26"},{"type":"issuer","type_label":"ISSUER","cik":"0001678130","name":"RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.","url":"/issuer/0001678130","role":"Director","n_filings":3,"first_seen":"2019-06-25","last_seen":"2020-04-15"},{"type":"issuer","type_label":"ISSUER","cik":"0001790177","name":"RiverNorth Flexible Municipal Income Fund, Inc.","url":"/issuer/0001790177","role":"Director","n_filings":1,"first_seen":"2020-04-06","last_seen":"2020-04-06"},{"type":"issuer","type_label":"ISSUER","cik":"0001501072","name":"RIVERNORTH OPPORTUNITIES FUND, INC.","url":"/issuer/0001501072","role":"Director","n_filings":3,"first_seen":"2016-01-06","last_seen":"2019-11-13"}],"order_statement":"Newest transaction date first, id breaking the tie.","canonical_url":"https://ebomi.com/insider/0001647173","retrieved_at":"2026-08-23T20:43:19+00:00","coverage":{"filings":1506293,"transactions":4290787,"issuers":28597,"insiders":152303,"first_filed_date":"2003-06-30","last_filed_date":"2026-08-21","last_ingest":"2026-08-22T05:23:40.159918+00:00","counts_are":{"filings":"estimate","transactions":"estimate","issuers":"estimate","insiders":"estimate"},"source":"SEC EDGAR Form 4 filings, parsed by ebomi","fault":false},"license":{"underlying_records":"US SEC filings are public records of the United States government and are not subject to copyright. The transactional facts in them are not ours to license.","this_presentation":"The parsing, normalisation, curation, and presentation are ebomi's own work.","grant":"undecided","grant_note":"The open licence for ebomi's own layer is an open owner decision (SPEC-20260731T1159Z open question 3: CC BY 4.0 or CC0 with a citation request). Until it is taken, no grant is asserted here.","citation_request":"Balogh, A. Insider trading. Scientific Data 10, 237 (2023)","url":"https://ebomi.com/license"},"fair_use":{"policy":"These JSON endpoints are open and unauthenticated. Please read them at a human pace, identify your client in the User-Agent header, and use the published dataset for bulk work rather than crawling page by page.","bulk_alternative":"doi:10.1038/s41597-023-02147-6"}}