Herring Richard J
CIK 0001250383 Name as filed on the most recent filing
Filed as Herring Richard J (16)
17 transaction lines · from 16 filings · filed 2005-09-20 to 2022-12-21 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.
A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.
Issuers this insider has filed against
Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.
This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.
- ISSUER DWS Municipal Income Trust 2 filings
- ISSUER DWS Strategic Municipal Income Trust 3 filings
- ISSUER DWS High Income Trust 1 filings
- ISSUER DWS Multi-Market Income Trust 1 filings
- ISSUER DWS Global High Income Fund, Inc. 1 filings
- ISSUER DWS Strategic Income Trust 1 filings
- ISSUER DWS High Income Opportunities Fund, Inc. 1 filings
- ISSUER Thai Capital Fund Inc 1 filings
- ISSUER Singapore Fund Inc/MD/ 1 filings
- ISSUER Japan Equity Fund Inc 1 filings
- ISSUER DWS Rreef Real Estate Fund II, Inc. 2 filings
- ISSUER Scudder Rreef Real Estate Fund Inc 1 filings
No issuer is recorded
The catalog holds no filing linking this CIK to an issuer.
Transactions
Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.
17 transactions · Newest transaction date first, id breaking the tie.
This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.
This column is intentionally blank
No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.
- S, Open-market sale
- Open-market sale
- P, Open-market purchase
- Open-market purchase
- D, Director
- Director
Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens.
What this insider's stored lines contain
Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.
- Open-market purchase 14
- Open-market sale 3
- Option exercise 0
- Grant or award 0
- Tax withholding 0
- Disposition to the issuer 0
- In-the-money option exercise 0
How to cite this page
ebomi catalog. HERRING RICHARD J, insider transactions. Retrieved 2026-08-23 from https://ebomi.com/insider/0001250383
Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6