Insider · CIK 0001251345

Maitland Tracy V

CIK 0001251345 Name as filed on the most recent filing

Filed as Maitland Tracy V (42)

64 transaction lines · from 42 filings · filed 2003-07-29 to 2024-10-21 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-21 05:23 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

64 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-21 05:23 UTC.

Transactions filed by this insider
Direction Date Issuer Code Shares Price Value USD Filing
2024-10-17 Advent Convertible & Income Fund
AVK
P, Open-market purchase 11,362 acquired 11.28 128,163.36 Form 4, filing 0001415889-24-025450
2024-10-17 Advent Convertible & Income Fund
AVK
P, Open-market purchase 1,817 acquired 11.28 20,495.76 Form 4, filing 0001415889-24-025450
2023-12-20 Advent Convertible & Income Fund
AVK
S, Open-market sale 7,163 disposed 11.17 80,010.71 Form 4, filing 0001415889-23-016881
2023-07-18 Advent Convertible & Income Fund
AVK
S, Open-market sale 19,048 disposed 11.72 223,191.13 Form 4, filing 0001415889-23-011242
2023-07-17 Advent Convertible & Income Fund
AVK
S, Open-market sale 10,000 disposed 11.68 116,780.00 Form 4, filing 0001415889-23-011242
2023-07-14 Advent Convertible & Income Fund
AVK
S, Open-market sale 30,000 disposed 11.68 350,310.00 Form 4, filing 0001415889-23-011242
2021-12-29 Advent Convertible & Income Fund
AVK
S, Open-market sale 19,000 disposed 17.77 337,586.30 Form 4, filing 0001415889-21-006279
2021-12-28 Advent Convertible & Income Fund
AVK
S, Open-market sale 25,000 disposed 17.70 442,545.00 Form 4, filing 0001415889-21-006279
2021-12-27 Advent Convertible & Income Fund
AVK
S, Open-market sale 50,000 disposed 17.89 894,370.00 Form 4, filing 0001415889-21-006279
2019-01-16 Advent Convertible & Income Fund
AVK
P, Open-market purchase 21,000 acquired 13.61 285,761.70 Form 4, filing 0001179110-19-013105
2019-01-16 Advent Claymore Convertible Securities & Income Fund
AVK
P, Open-market purchase 21,000 acquired 13.61 285,761.70 Form 4, filing 0001179110-19-000784
2019-01-09 Advent Claymore Convertible Securities & Income Fund
AVK
P, Open-market purchase 15,000 acquired 13.53 203,010.00 Form 4, filing 0001179110-19-000693
2018-10-10 Advent Claymore Convertible Securities & Income Fund
AVK
P, Open-market purchase 20,000 acquired 14.70 293,958.00 Form 4, filing 0001179110-18-012151
2018-09-27 Advent Claymore Convertible Securities & Income Fund
AVK
P, Open-market purchase 6,000 acquired 15.69 94,153.80 Form 4, filing 0001179110-18-011768
2018-09-10 Advent Claymore Convertible Securities & Income Fund
AVK
P, Open-market purchase 12,000 acquired 15.71 188,463.60 Form 4, filing 0001179110-18-011266
2018-09-07 Advent Claymore Convertible Securities & Income Fund
AVK
P, Open-market purchase 12,000 acquired 15.70 188,370.00 Form 4, filing 0001179110-18-011266
2018-09-06 Advent Claymore Convertible Securities & Income Fund
AVK
P, Open-market purchase 38,000 acquired 15.68 595,976.80 Form 4, filing 0001179110-18-011167
2018-09-05 Advent Claymore Convertible Securities & Income Fund
AVK
P, Open-market purchase 12,000 acquired 15.69 188,265.60 Form 4, filing 0001179110-18-011167
2017-11-13 Advent Claymore Convertible Securities & Income Fund II
AGC
S, Open-market sale 10,000 disposed 6.02 60,194.00 Form 4, filing 0001179110-17-014072
2017-09-15 Advent Claymore Convertible Securities & Income Fund II
AGC
S, Open-market sale 74,393 disposed 6.01 446,938.27 Form 4, filing 0001179110-17-012326
2017-09-14 Advent Claymore Convertible Securities & Income Fund II
AGC
S, Open-market sale 150,000 disposed 6.02 903,465.00 Form 4, filing 0001179110-17-012326
2017-09-13 Advent Claymore Convertible Securities & Income Fund II
AGC
S, Open-market sale 156,151 disposed 6.49 1,013,045.23 Form 4, filing 0001179110-17-012326
2017-09-13 Advent Claymore Convertible Securities & Income Fund II
AGC
S, Open-market sale 88,456 disposed 6.11 540,262.71 Form 4, filing 0001179110-17-012326
2017-08-11 Advent Claymore Convertible Securities & Income Fund II
AGC
S, Open-market sale 25,000 disposed 6.02 150,547.50 Form 4, filing 0001179110-17-011462
2017-08-10 Advent Claymore Convertible Securities & Income Fund II
AGC
S, Open-market sale 50,000 disposed 6.14 306,805.00 Form 4, filing 0001179110-17-011462
2017-02-13 Advent Claymore Convertible Securities & Income Fund II
AGC
P, Open-market purchase 33,000 acquired 6.28 207,378.60 Form 4, filing 0001179110-17-002441
2017-02-10 Advent Claymore Convertible Securities & Income Fund II
AGC
P, Open-market purchase 21,000 acquired 6.28 131,966.10 Form 4, filing 0001179110-17-002221
2016-12-30 Advent Claymore Convertible Securities & Income Fund II
AGC
P, Open-market purchase 17,100 acquired 5.85 100,005.93 Form 4, filing 0001179110-17-000035
2016-12-29 Advent Claymore Convertible Securities & Income Fund II
AGC
P, Open-market purchase 50,000 acquired 5.87 293,350.00 Form 4, filing 0001179110-16-033569
2016-12-28 Advent Claymore Convertible Securities & Income Fund II
AGC
P, Open-market purchase 50,000 acquired 5.87 293,650.00 Form 4, filing 0001179110-16-033569
2016-12-27 Advent Claymore Convertible Securities & Income Fund II
AGC
P, Open-market purchase 31,300 acquired 5.86 183,552.59 Form 4, filing 0001179110-16-033505
2016-12-23 Advent Claymore Convertible Securities & Income Fund II
AGC
P, Open-market purchase 42,000 acquired 5.85 245,712.60 Form 4, filing 0001179110-16-033505
2016-11-30 Advent Claymore Convertible Securities & Income Fund II
AGC
P, Open-market purchase 9,600 acquired 5.53 53,070.72 Form 4, filing 0001179110-16-032258
2016-11-10 Advent Claymore Convertible Securities & Income Fund II
AGC
P, Open-market purchase 31,029 acquired 5.31 164,633.67 Form 4, filing 0001179110-16-031482
2016-10-21 Advent Claymore Convertible Securities & Income Fund II
AGC
P, Open-market purchase 10,000 acquired 5.60 56,000.00 Form 4, filing 0001179110-16-030877
2016-10-11 Advent Claymore Convertible Securities & Income Fund II
AGC
P, Open-market purchase 20,000 acquired 5.66 113,128.00 Form 4, filing 0001179110-16-030659
2016-09-23 Advent Claymore Convertible Securities & Income Fund II
AGC
P, Open-market purchase 20,000 acquired 5.83 116,554.00 Form 4, filing 0001179110-16-030018
2016-09-20 Advent Claymore Convertible Securities & Income Fund II
AGC
P, Open-market purchase 7,500 acquired 5.74 43,047.00 Form 4, filing 0001179110-16-029883
2016-09-15 Advent Claymore Convertible Securities & Income Fund II
AGC
P, Open-market purchase 7,500 acquired 5.74 43,087.50 Form 4, filing 0001179110-16-029695
2016-09-12 Advent Claymore Convertible Securities & Income Fund II
AGC
P, Open-market purchase 15,000 acquired 5.73 86,001.00 Form 4, filing 0001179110-16-029605
2016-09-07 Advent Claymore Convertible Securities & Income Fund II
AGC
P, Open-market purchase 16,900 acquired 5.91 99,851.96 Form 4, filing 0001179110-16-029540
2016-08-31 Advent Claymore Convertible Securities & Income Fund II
AGC
P, Open-market purchase 86,271 acquired 5.86 505,271.99 Form 4, filing 0001179110-16-029154
2016-08-30 Advent Claymore Convertible Securities & Income Fund II
AGC
P, Open-market purchase 56,600 acquired 5.84 330,504.38 Form 4, filing 0001179110-16-029154
2016-08-29 Advent Claymore Convertible Securities & Income Fund II
AGC
P, Open-market purchase 29,200 acquired 5.84 170,668.16 Form 4, filing 0001179110-16-029154
2015-07-16 Advent/CLAYMORE Enhanced Growth & Income Fund
LCM
P, Open-market purchase 15,000 acquired 9.24 138,549.00 Form 4, filing 0001179110-15-011250
2014-06-12 Advent/CLAYMORE Enhanced Growth & Income Fund
LCM
P, Open-market purchase 5,000 acquired 10.20 51,000.00 Form 4, filing 0001179110-14-010358
2013-01-28 Advent Claymore Convertible Securities & Income Fund II
AGC
P, Open-market purchase 6,000 acquired 7.02 42,119.40 Form 4, filing 0001179110-13-001341
2013-01-28 Advent Claymore Convertible Securities & Income Fund II
AGC
P, Open-market purchase 4,000 acquired 7.01 28,039.60 Form 4, filing 0001179110-13-001341
2013-01-28 Advent/CLAYMORE Enhanced Growth & Income Fund
LCM
P, Open-market purchase 8,700 acquired 9.99 86,912.13 Form 4, filing 0001179110-13-001342
2013-01-28 Advent/CLAYMORE Enhanced Growth & Income Fund
LCM
P, Open-market purchase 3,300 acquired 9.98 32,933.67 Form 4, filing 0001179110-13-001342

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
P, Open-market purchase
Open-market purchase
S, Open-market sale
Open-market sale

Every value is as reported on the Form 4. A price the filing did not report is marked Not reported and no value is computed from it. Codes outside the open market, drawn in grey behind a dashed rule, are compensation and administrative machinery rather than a decision to trade at the prevailing price.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 50
  • Open-market sale 14
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. MAITLAND TRACY V, insider transactions. Retrieved 2026-08-21 from https://ebomi.com/insider/0001251345

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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