Insider · CIK 0001252910

Ettinger Robert M

CIK 0001252910 Name as filed on the most recent filing

Filed as Ettinger Robert M (20)

47 transaction lines · from 20 filings · filed 2004-04-13 to 2015-06-30 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

47 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2015-06-29 P, Open-market purchase Flaherty & Crumrine Preferred Securities Income Fund IncFFC 275,250, acquired Open Form 4 filing 0001252910-15-000002
2015-06-22 P, Open-market purchase Flaherty & Crumrine Dynamic Preferred & Income Fund IncDFP 298,837, acquired Open Form 4 filing 0001252910-15-000001
2014-09-16 P, Open-market purchase Flaherty & Crumrine Dynamic Preferred & Income Fund IncDFP 2 lines 102,803, acquired Open Form 4 filing 0001252910-14-000002
2014-03-10 P, Open-market purchase Flaherty & Crumrine Dynamic Preferred & Income Fund IncDFP 3 lines 144,028, acquired Open Form 4 filing 0001252910-14-000001
2013-11-20 P, Open-market purchase Flaherty & Crumrine Dynamic Preferred & Income Fund IncDFP 4 lines 159,488, acquired Open Form 4 filing 0001252910-13-000002
2013-08-16 P, Open-market purchase Flaherty & Crumrine Dynamic Preferred & Income Fund IncDFP 104,500, acquired Open Form 4 filing 0001252910-13-000001
2011-08-09 P, Open-market purchase Flaherty & Crumrine/CLAYMORE Total Return Fund IncFLC 18 lines 159,416, acquired Open Form 4 filing 0001252910-11-000002
2011-08-08 P, Open-market purchase Flaherty & Crumrine/CLAYMORE Total Return Fund IncFLC 305,808, acquired Open Form 4 filing 0001252910-11-000001
2010-05-25 P, Open-market purchase Flaherty & Crumrine/CLAYMORE Preferred Securities Income Fund IncFFC 142,000, acquired Open Form 4 filing 0001252910-10-000001
2007-12-17 P, Open-market purchase Flaherty & Crumrine Preferred Income Opportunity Fund IncPFO 72,000, acquired Open Form 4 filing 0001252910-07-000005
2007-11-07 P, Open-market purchase Flaherty & Crumrine Preferred Income Fund IncPFD 62,750, acquired Open Form 4 filing 0001252910-07-000004
2007-11-06 P, Open-market purchase Flaherty & Crumrine Preferred Income Fund IncPFD 16,572, acquired Open Form 4 filing 0001252910-07-000003
2007-08-01 P, Open-market purchase Flaherty & Crumrine/CLAYMORE Total Return Fund IncFLC 64,770, acquired Open Form 4 filing 0001252910-07-000002
2007-08-01 P, Open-market purchase Flaherty & Crumrine/CLAYMORE Preferred Securities Income Fund IncFFC 2 lines 94,849, acquired Open Form 4 filing 0001252910-07-000001
2005-10-11 P, Open-market purchase Flaherty & Crumrine/CLAYMORE Preferred Securities Income Fund IncFFC 151,946, acquired Open Form 4 filing 0001252910-05-000002
2005-09-27 P, Open-market purchase Flaherty & Crumrine/CLAYMORE Total Return Fund IncFLC 4 lines 32,264, acquired Open Form 4 filing 0001252910-05-000001
2004-04-26 P, Open-market purchase Preferred Income Opportunity Fund IncPFO 61,750, acquired Open Form 4 filing 0001252910-04-000006
2004-04-20 P, Open-market purchase Flaherty & Crumrine/CLAYMORE Total Return Fund IncFLC 77,888, acquired Open Form 4 filing 0001252910-04-000005
2004-04-14 P, Open-market purchase Flaherty & Crumrine/CLAYMORE Total Return Fund IncFLC 44,424, acquired Open Form 4 filing 0001252910-04-000004
2004-04-13 P, Open-market purchase F&C/CLAYMORE Preferred Securities Income Fund IncFFC 101,960, acquired Open Form 4 filing 0001252910-04-000003

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
P, Open-market purchase
Open-market purchase
Relationships on this page
*, Other
Other
O, Officer
Officer
D, Director
Director

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens. A row marked n lines adds up that many filed lines of one filing, on one day, on one side of the market; a filing whose lines fall across two pages is left as its lines on both, so no total here is ever short.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 47
  • Open-market sale 0
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. ETTINGER ROBERT M, insider transactions. Retrieved 2026-08-23 from https://ebomi.com/insider/0001252910

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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