Insider · CIK 0001268529

Rosenthal Saul B

CIK 0001268529 Name as filed on the most recent filing

Filed as Rosenthal Saul B (76)

184 transaction lines · from 76 filings · filed 2007-11-28 to 2026-05-21 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

184 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2017-12-18 P, Open-market purchase Ticc Capital Corp.TICC 181,083, acquired Open Form 4 filing 0001140361-17-046748
2017-12-15 P, Open-market purchase Ticc Capital Corp.TICC 49,664, acquired Open Form 4 filing 0001140361-17-046748
2017-12-13 P, Open-market purchase Ticc Capital Corp.TICC 26,422, acquired Open Form 4 filing 0001140361-17-046070
2017-12-12 P, Open-market purchase Ticc Capital Corp.TICC 138,148, acquired Open Form 4 filing 0001140361-17-046070
2017-12-11 P, Open-market purchase Ticc Capital Corp.TICC 2,745, acquired Open Form 4 filing 0001140361-17-046070
2017-11-22 P, Open-market purchase Ticc Capital Corp.TICC 122, acquired Open Form 4 filing 0001140361-17-043760
2017-11-21 P, Open-market purchase Ticc Capital Corp.TICC 6,393, acquired Open Form 4 filing 0001140361-17-043760
2017-11-20 P, Open-market purchase Ticc Capital Corp.TICC 11,370, acquired Open Form 4 filing 0001140361-17-043381
2017-11-17 P, Open-market purchase Ticc Capital Corp.TICC 13,584, acquired Open Form 4 filing 0001140361-17-043381
2017-11-16 P, Open-market purchase Ticc Capital Corp.TICC 17,938, acquired Open Form 4 filing 0001140361-17-043381
2017-11-15 P, Open-market purchase Ticc Capital Corp.TICC 51,121, acquired Open Form 4 filing 0001140361-17-042997
2017-11-14 P, Open-market purchase Ticc Capital Corp.TICC 24,917, acquired Open Form 4 filing 0001140361-17-042997
2017-11-13 P, Open-market purchase Ticc Capital Corp.TICC 77,771, acquired Open Form 4 filing 0001140361-17-042997
2017-11-08 P, Open-market purchase Ticc Capital Corp.TICC 34,927, acquired Open Form 4 filing 0001140361-17-041628
2017-11-07 P, Open-market purchase Ticc Capital Corp.TICC 126,047, acquired Open Form 4 filing 0001140361-17-041628
2017-11-06 P, Open-market purchase Ticc Capital Corp.TICC 154,561, acquired Open Form 4 filing 0001140361-17-041628
2017-09-01 P, Open-market purchase Ticc Capital Corp.TICC 4,891, acquired Open Form 4 filing 0001144204-17-046631
2017-08-31 P, Open-market purchase Ticc Capital Corp.TICC 5,357, acquired Open Form 4 filing 0001144204-17-046631
2017-08-30 P, Open-market purchase Ticc Capital Corp.TICC 33,873, acquired Open Form 4 filing 0001144204-17-045991
2017-08-29 P, Open-market purchase Ticc Capital Corp.TICC 6,433, acquired Open Form 4 filing 0001144204-17-045991
2017-08-28 P, Open-market purchase Ticc Capital Corp.TICC 24,391, acquired Open Form 4 filing 0001144204-17-045991
2017-08-25 P, Open-market purchase Ticc Capital Corp.TICC 20,668, acquired Open Form 4 filing 0001144204-17-045245
2017-08-24 P, Open-market purchase Ticc Capital Corp.TICC 23,005, acquired Open Form 4 filing 0001144204-17-045245
2017-08-23 P, Open-market purchase Ticc Capital Corp.TICC 7,493, acquired Open Form 4 filing 0001144204-17-045245
2017-08-22 P, Open-market purchase Ticc Capital Corp.TICC 29,548, acquired Open Form 4 filing 0001144204-17-044644
2017-08-21 P, Open-market purchase Ticc Capital Corp.TICC 34,237, acquired Open Form 4 filing 0001144204-17-044644
2017-08-18 P, Open-market purchase Ticc Capital Corp.TICC 2,983, acquired Open Form 4 filing 0001144204-17-044644
2017-08-14 P, Open-market purchase Ticc Capital Corp.TICC 17,366, acquired Open Form 4 filing 0001144204-17-043287
2017-08-11 P, Open-market purchase Ticc Capital Corp.TICC 62,451, acquired Open Form 4 filing 0001144204-17-043287
2017-08-10 P, Open-market purchase Ticc Capital Corp.TICC 33,498, acquired Open Form 4 filing 0001144204-17-043287
2017-06-22 P, Open-market purchase Oxford Lane Capital Corp.OXLC 195,800, acquired Open Form 4 filing 0001144204-17-033868
2016-06-20 P, Open-market purchase Ticc Capital Corp.TICC 156,042, acquired Open Form 4 filing 0001140361-16-070475
2016-06-17 P, Open-market purchase Ticc Capital Corp.TICC 218,608, acquired Open Form 4 filing 0001140361-16-070475
2016-06-16 P, Open-market purchase Ticc Capital Corp.TICC 182,696, acquired Open Form 4 filing 0001140361-16-070122
2016-06-15 P, Open-market purchase Ticc Capital Corp.TICC 217,379, acquired Open Form 4 filing 0001140361-16-070122
2016-06-14 P, Open-market purchase Ticc Capital Corp.TICC 219,114, acquired Open Form 4 filing 0001140361-16-070122
2016-06-06 P, Open-market purchase Ticc Capital Corp.TICC 82,642, acquired Open Form 4 filing 0001140361-16-069075
2016-06-03 P, Open-market purchase Ticc Capital Corp.TICC 676,800, acquired Open Form 4 filing 0001140361-16-068398
2016-06-02 P, Open-market purchase Ticc Capital Corp.TICC 153,211, acquired Open Form 4 filing 0001140361-16-068398
2016-06-01 P, Open-market purchase Ticc Capital Corp.TICC 154,303, acquired Open Form 4 filing 0001140361-16-068398
2016-05-31 P, Open-market purchase Ticc Capital Corp.TICC 154,249, acquired Open Form 4 filing 0001140361-16-067818
2016-05-27 P, Open-market purchase Ticc Capital Corp.TICC 134,922, acquired Open Form 4 filing 0001140361-16-067818
2016-05-26 P, Open-market purchase Ticc Capital Corp.TICC 135,328, acquired Open Form 4 filing 0001140361-16-067818
2016-05-25 P, Open-market purchase Ticc Capital Corp.TICC 135,304, acquired Open Form 4 filing 0001140361-16-067156
2016-05-24 P, Open-market purchase Ticc Capital Corp.TICC 133,609, acquired Open Form 4 filing 0001140361-16-067156
2016-05-23 P, Open-market purchase Ticc Capital Corp.TICC 128,809, acquired Open Form 4 filing 0001140361-16-067156
2016-05-20 P, Open-market purchase Ticc Capital Corp.TICC 106,223, acquired Open Form 4 filing 0001140361-16-066513
2016-05-19 P, Open-market purchase Ticc Capital Corp.TICC 106,546, acquired Open Form 4 filing 0001140361-16-066513
2016-05-18 P, Open-market purchase Ticc Capital Corp.TICC 109,590, acquired Open Form 4 filing 0001140361-16-066513
2016-05-17 P, Open-market purchase Ticc Capital Corp.TICC 109,388, acquired Open Form 4 filing 0001140361-16-066011

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
P, Open-market purchase
Open-market purchase
Relationships on this page
O, Officer
Officer
D, Director
Director

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 184
  • Open-market sale 0
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. ROSENTHAL SAUL B, insider transactions. Retrieved 2026-08-24 from https://ebomi.com/insider/0001268529

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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