Insider · CIK 0001298064

Barnes Randall C

CIK 0001298064 Name as filed on the most recent filing

Filed as Barnes Randall C (218)

308 transaction lines · from 218 filings · filed 2004-10-06 to 2026-03-19 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-21 05:23 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

308 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-21 05:23 UTC.

Transactions filed by this insider
Direction Date Issuer Code Shares Price Value USD Filing
2026-03-12 Guggenheim Strategic Opportunities Fund
GOF
P, Open-market purchase 220 acquired 11.39 2,505.80 Form 4, filing 0001298064-26-000006
2026-03-12 Guggenheim Strategic Opportunities Fund
GOF
P, Open-market purchase 220 acquired 11.39 2,505.80 Form 4, filing 0001298064-26-000008
2026-03-06 Guggenheim Strategic Opportunities Fund
GOF
P, Open-market purchase 4,180 acquired 11.59 48,446.20 Form 4, filing 0001298064-26-000004
2026-03-06 Guggenheim Active Allocation Fund
GUG
S, Open-market sale 3,000 disposed 15.85 47,550.00 Form 4, filing 0001298064-26-000002
2025-11-04 Guggenheim Strategic Opportunities Fund
GOF
P, Open-market purchase 380 acquired 13.08 4,970.40 Form 4, filing 0001298064-25-000006
2025-10-30 Guggenheim Strategic Opportunities Fund
GOF
P, Open-market purchase 1,580 acquired 13.02 20,571.60 Form 4, filing 0001298064-25-000004
2024-10-17 Advent Convertible & Income Fund
AVK
P, Open-market purchase 3,785 acquired 11.28 42,694.80 Form 4, filing 0001415889-24-025445
2024-10-03 Guggenheim Active Allocation Fund
GUG
S, Open-market sale 500 disposed 16.45 8,225.00 Form 4, filing 0001415889-24-024716
2024-07-02 Guggenheim Strategic Opportunities Fund
GOF
S, Open-market sale 5,849 disposed 15.02 87,851.98 Form 4, filing 0001415889-24-019108
2024-02-01 Guggenheim Strategic Opportunities Fund
GOF
S, Open-market sale 10,000 disposed 13.95 139,500.00 Form 4, filing 0001415889-24-002177
2024-01-30 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 385 acquired 14.50 5,582.50 Form 4, filing 0001415889-24-001957
2024-01-05 Guggenheim Strategic Opportunities Fund
GOF
S, Open-market sale 20,000 disposed 13.60 272,000.00 Form 4, filing 0001415889-24-000774
2023-12-13 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 5,880 acquired 13.92 81,849.60 Form 4, filing 0001415889-23-016351
2023-12-13 Guggenheim Strategic Opportunities Fund
GOF
S, Open-market sale 6,000 disposed 13.67 82,020.00 Form 4, filing 0001415889-23-016349
2023-12-08 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 2,000 acquired 14.07 28,140.00 Form 4, filing 0001415889-23-016164
2023-12-08 Guggenheim Strategic Opportunities Fund
GOF
S, Open-market sale 2,000 disposed 13.86 27,720.00 Form 4, filing 0001415889-23-016153
2023-12-07 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 7,725 acquired 14.12 109,077.00 Form 4, filing 0001415889-23-016011
2023-12-07 Guggenheim Strategic Opportunities Fund
GOF
S, Open-market sale 8,000 disposed 13.71 109,680.00 Form 4, filing 0001415889-23-016009
2023-12-06 Guggenheim Strategic Opportunities Fund
GOF
S, Open-market sale 16,000 disposed 13.66 218,560.00 Form 4, filing 0001415889-23-015967
2023-12-06 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 14,705 acquired 14.01 206,017.05 Form 4, filing 0001415889-23-015970
2023-12-05 Guggenheim Strategic Opportunities Fund
GOF
S, Open-market sale 20,000 disposed 13.47 269,400.00 Form 4, filing 0001415889-23-015913
2023-12-05 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 6,000 acquired 13.92 83,520.00 Form 4, filing 0001415889-23-015915
2023-12-04 Guggenheim Strategic Opportunities Fund
GOF
S, Open-market sale 3,000 disposed 13.36 40,080.00 Form 4, filing 0001415889-23-015772
2023-12-01 Guggenheim Strategic Opportunities Fund
GOF
S, Open-market sale 6,211 disposed 13.36 82,978.96 Form 4, filing 0001415889-23-015716
2023-11-30 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 1,000 acquired 13.85 13,850.00 Form 4, filing 0001415889-23-015615
2023-11-30 Guggenheim Strategic Opportunities Fund
GOF
S, Open-market sale 10,000 disposed 13.30 133,000.00 Form 4, filing 0001415889-23-015612
2023-11-29 Guggenheim Strategic Opportunities Fund
GOF
S, Open-market sale 1,000 disposed 13.25 13,250.00 Form 4, filing 0001415889-23-015608
2023-11-28 Guggenheim Strategic Opportunities Fund
GOF
S, Open-market sale 1,000 disposed 13.30 13,300.00 Form 4, filing 0001415889-23-015557
2023-11-03 Guggenheim Strategic Opportunities Fund
GOF
S, Open-market sale 9,925.80 disposed 13.46 133,601.20 Form 4, filing 0001415889-23-014797
2023-10-31 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 1,000 acquired 12.99 12,990.00 Form 4, filing 0001415889-23-014641
2023-09-29 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 1,784 acquired 13.58 24,226.72 Form 4, filing 0001415889-23-013643
2023-09-05 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 1,390 acquired 13.98 19,432.20 Form 4, filing 0001415889-23-012912
2023-09-01 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 333 acquired 14.10 4,695.30 Form 4, filing 0001415889-23-012866
2023-08-01 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 1,729 acquired 14.16 24,482.64 Form 4, filing 0001415889-23-011676
2023-07-01 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 1,645 acquired 14.36 23,622.20 Form 4, filing 0001415889-23-010531
2023-06-07 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 310 acquired 13.80 4,278.00 Form 4, filing 0001415889-23-009342
2023-06-01 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 1,400 acquired 13.75 19,250.00 Form 4, filing 0001415889-23-009025
2023-05-01 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 1,146 acquired 14.11 16,170.06 Form 4, filing 0001415889-23-007082
2023-04-28 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 500 acquired 14.08 7,040.00 Form 4, filing 0001415889-23-007039
2023-03-10 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 1,610 acquired 14.27 22,974.70 Form 4, filing 0001415889-23-004638
2023-02-01 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 1,540 acquired 14.85 22,869.00 Form 4, filing 0001415889-23-001706
2022-12-30 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 1,645 acquired 13.49 22,191.05 Form 4, filing 0001415889-23-000003
2022-12-21 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 2,400 acquired 13.73 32,952.00 Form 4, filing 0001415889-22-012920
2022-12-20 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 2,030 acquired 13.87 28,156.10 Form 4, filing 0001415889-22-012816
2022-11-30 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 1,560 acquired 13.80 21,528.00 Form 4, filing 0001415889-22-011838
2022-11-28 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 2,860 acquired 14.01 40,068.60 Form 4, filing 0001415889-22-011784
2022-11-01 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 1,565 acquired 13.60 21,284.00 Form 4, filing 0001415889-22-010923
2022-10-25 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 270 acquired 13.05 3,523.50 Form 4, filing 0001415889-22-010796
2022-09-08 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 240 acquired 14.60 3,504.00 Form 4, filing 0001415889-22-009510
2022-07-13 Guggenheim Active Allocation Fund
GUG
P, Open-market purchase 170 acquired 14.18 2,410.60 Form 4, filing 0001415889-22-007663

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
P, Open-market purchase
Open-market purchase
S, Open-market sale
Open-market sale

Every value is as reported on the Form 4. A price the filing did not report is marked Not reported and no value is computed from it. Codes outside the open market, drawn in grey behind a dashed rule, are compensation and administrative machinery rather than a decision to trade at the prevailing price.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 251
  • Open-market sale 57
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Barnes Randall C, insider transactions. Retrieved 2026-08-21 from https://ebomi.com/insider/0001298064

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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