Insider · CIK 0001311411

Yates Lloyd M

CIK 0001311411 Name as filed on the most recent filing

Filed as Yates Lloyd M (45)

82 transaction lines · from 45 filings · filed 2006-05-11 to 2026-07-24 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

82 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-26 05:24 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2026-07-23 S, Open-market sale Marsh & McLennan Companies, Inc.MRSH 2,107,800, disposed Open Form 4 filing 0000062709-26-000198
2026-05-21 S, Open-market sale Nisource Inc.NI 950,066, disposed Open Form 4 filing 0001111711-26-000073
2025-05-16 S, Open-market sale Nisource Inc.NI 627,824, disposed Open Form 4 filing 0001127602-25-014916
2023-08-23 P, Open-market purchase Nisource Inc.NI 1,057,600, acquired Open Form 4 filing 0001127602-23-023230
2020-11-16 S, Open-market sale Marsh & McLennan Companies, Inc.MMC 766,781, disposed Open Form 4 filing 0001127602-20-029243
2020-05-13 P, Open-market purchase American Water Works Company, Inc.AWK 231,900, acquired Open Form 4 filing 0001410636-20-000101
2019-08-26 S, Open-market sale Duke Energy CorpDUK 6 lines 1,816,268, disposed Open Form 4 filing 0001326160-19-000194
2019-05-23 S, Open-market sale Duke Energy CorpDUK 5 lines 451,316, disposed Open Form 4 filing 0001326160-19-000159
2019-02-26 S, Open-market sale Duke Energy CorpDUK 2 lines 309,778, disposed Open Form 4 filing 0001326160-19-000073
2018-02-28 S, Open-market sale Duke Energy CorpDUK 284,895, disposed Open Form 4 filing 0001326160-18-000084
2017-11-13 S, Open-market sale Duke Energy CorpDUK 2 lines 449,769, disposed Open Form 4 filing 0001326160-17-000178
2017-02-27 S, Open-market sale Duke Energy CorpDUK 410,070, disposed Open Form 4 filing 0001326160-17-000046
2016-02-23 S, Open-market sale Duke Energy CorpDUK 149,308, disposed Open Form 4 filing 0001326160-16-000216
2015-05-27 P, Open-market purchase Marsh & McLennan Companies, Inc.MMC 176,758, acquired Open Form 4 filing 0001127602-15-018831
2015-05-19 S, Open-market sale Duke Energy CorpDUK 448,428, disposed Open Form 4 filing 0001326160-15-000118
2014-11-07 S, Open-market sale Duke Energy CorpDUK 327,988, disposed Open Form 4 filing 0001127602-14-031961
2014-08-26 S, Open-market sale Duke Energy CorpDUK 312,361, disposed Open Form 4 filing 0001127602-14-026629
2014-08-01 S, Open-market sale Duke Energy CorpDUK 21,672, disposed Open Form 4 filing 0001127602-14-024623
2014-07-01 S, Open-market sale Duke Energy CorpDUK 22,260, disposed Open Form 4 filing 0001127602-14-022490
2014-06-02 S, Open-market sale Duke Energy CorpDUK 21,285, disposed Open Form 4 filing 0001127602-14-019721
2014-05-01 S, Open-market sale Duke Energy CorpDUK 22,380, disposed Open Form 4 filing 0001127602-14-016386
2014-04-01 S, Open-market sale Duke Energy CorpDUK 21,417, disposed Open Form 4 filing 0001127602-14-013501
2014-03-03 S, Open-market sale Duke Energy CorpDUK 21,159, disposed Open Form 4 filing 0001127602-14-009947
2014-02-03 S, Open-market sale Duke Energy CorpDUK 21,204, disposed Open Form 4 filing 0001127602-14-004580
2014-01-02 S, Open-market sale Duke Energy CorpDUK 20,769, disposed Open Form 4 filing 0001127602-14-000759
2013-12-02 S, Open-market sale Duke Energy CorpDUK 21,039, disposed Open Form 4 filing 0001127602-13-033666
2013-11-01 S, Open-market sale Duke Energy CorpDUK 21,588, disposed Open Form 4 filing 0001127602-13-030625
2013-10-01 S, Open-market sale Duke Energy CorpDUK 20,250, disposed Open Form 4 filing 0001127602-13-028430
2013-09-03 S, Open-market sale Duke Energy CorpDUK 19,782, disposed Open Form 4 filing 0001127602-13-026699
2013-08-09 S, Open-market sale Duke Energy CorpDUK 618,831, disposed Open Form 4 filing 0001127602-13-024999
2013-05-14 S, Open-market sale Duke Energy CorpDUK 3 lines 507,105, disposed Open Form 4 filing 0001127602-13-016873
2013-03-22 P, Open-market purchase Marsh & McLennan Companies, Inc.MMC 149,276, acquired Open Form 4 filing 0001127602-13-012028
2012-08-30 S, Open-market sale Duke Energy CorpDUK 2 lines 324,558, disposed Open Form 4 filing 0001127602-12-025634
2012-03-07 S, Open-market sale Progress Energy IncPGN 3 lines 270,969, disposed Open Form 4 filing 0001094093-12-000059

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
S, Open-market sale
Open-market sale
P, Open-market purchase
Open-market purchase
Relationships on this page
D, Director
Director
O, Officer
Officer

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens. A row marked n lines adds up that many filed lines of one filing, on one day, on one side of the market; a filing whose lines fall across two pages is left as its lines on both, so no total here is ever short.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 4
  • Open-market sale 78
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Yates Lloyd M, insider transactions. Retrieved 2026-08-26 from https://ebomi.com/insider/0001311411

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

This page as JSON The JSON twin is shaped by the same read model as this page, so the two cannot disagree. Its envelope carries the canonical URL, the retrieval time, the coverage claim, and the licence statement.