Insider · CIK 0001322402

Klein Mark D

CIK 0001322402 Name as filed on the most recent filing

Filed as Klein Mark D (51)

76 transaction lines · from 51 filings · filed 2008-09-18 to 2026-08-10 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

73 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2017-08-30 P, Open-market purchase GSV Capital Corp.GSVC 46,394, acquired Open Form 4 filing 0001144204-17-046178
2016-08-01 P, Open-market purchase GSV Capital Corp.GSVC 4,996, acquired Open Form 4 filing 0001144204-16-115669
2016-07-01 P, Open-market purchase GSV Capital Corp.GSVC 4,996, acquired Open Form 4 filing 0001144204-16-111492
2016-05-17 P, Open-market purchase GSV Capital Corp.GSVC 5,099, acquired Open Form 4 filing 0001144204-16-103073
2016-05-16 P, Open-market purchase GSV Capital Corp.GSVC 5,150, acquired Open Form 4 filing 0001144204-16-102622
2016-05-02 P, Open-market purchase GSV Capital Corp.GSVC 4,995, acquired Open Form 4 filing 0001144204-16-098963
2016-04-01 P, Open-market purchase GSV Capital Corp.GSVC 4,995, acquired Open Form 4 filing 0001144204-16-092587
2016-03-22 P, Open-market purchase GSV Capital Corp.GSVC 18,940, acquired Open Form 4 filing 0001144204-16-089828
2016-03-21 P, Open-market purchase GSV Capital Corp.GSVC 11,358, acquired Open Form 4 filing 0001144204-16-089526
2016-03-18 P, Open-market purchase GSV Capital Corp.GSVC 30,974, acquired Open Form 4 filing 0001144204-16-089526
2015-11-17 P, Open-market purchase GSV Capital Corp.GSVC 9,570, acquired Open Form 4 filing 0001144204-15-066759
2015-08-21 P, Open-market purchase GSV Capital Corp.GSVC 8,821, acquired Open Form 4 filing 0001144204-15-051447
2015-08-11 P, Open-market purchase GSV Capital Corp.GSVC 23,204, acquired Open Form 4 filing 0001144204-15-048084
2014-09-02 P, Open-market purchase GSV Capital Corp.GSVC 5,380, acquired Open Form 4 filing 0001144204-14-054112
2013-11-26 P, Open-market purchase GSV Capital Corp.GSVC 7,658, acquired Open Form 4 filing 0001144204-13-064544
2013-11-26 P, Open-market purchase GSV Capital Corp.GSVC 7,378, acquired Open Form 4 filing 0001144204-13-064421
2012-11-12 P, Open-market purchase GSV Capital Corp.GSVC 3 lines 35,247, acquired Open Form 4 filing 0001144204-12-062023
2012-08-30 P, Open-market purchase GSV Capital Corp.GSVC 21,875, acquired Open Form 4 filing 0001144204-12-049215
2012-08-22 P, Open-market purchase GSV Capital Corp.GSVC 21,575, acquired Open Form 4 filing 0001144204-12-047939
2011-05-03 P, Open-market purchase NeXt Innovation Corp.GSVC 2 lines 265,005, acquired Open Form 4 filing 0001133796-11-000148
2008-09-11 S, Open-market sale Stream Global Services, Inc.OOO Not reported Open Form 4 filing 0001209191-08-052471
2008-09-09 S, Open-market sale Stream Global Services, Inc.OOO Not reported Open Form 4 filing 0001209191-08-052471
2008-09-09 S, Open-market sale Stream Global Services, Inc.OOO Not reported Open Form 4 filing 0001209191-08-052471

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
P, Open-market purchase
Open-market purchase
S, Open-market sale
Open-market sale
Relationships on this page
D, Director
Director

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens. A row marked n lines adds up that many filed lines of one filing, on one day, on one side of the market; a filing whose lines fall across two pages is left as its lines on both, so no total here is ever short.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 73
  • Open-market sale 0
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Klein Mark D, insider transactions. Retrieved 2026-08-23 from https://ebomi.com/insider/0001322402

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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