Insider · CIK 0001341021

Dakos Andrew

CIK 0001341021 Name as filed on the most recent filing

Filed as Dakos Andrew (526)

944 transaction lines · from 526 filings · filed 2005-12-05 to 2026-07-07 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-28 05:24 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

146 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-28 05:24 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2015-01-16 S, Open-market sale Firsthand Technology Value Fund, Inc.SVVC 96,977, disposed Open Form 4 filing 0001398344-15-000292
2015-01-15 S, Open-market sale Firsthand Technology Value Fund, Inc.SVVC 278,740, disposed Open Form 4 filing 0001398344-15-000292
2015-01-14 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 28,426, acquired Open Form 4 filing 0001398344-15-001389
2015-01-13 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 45,631, acquired Open Form 4 filing 0001398344-15-001389
2015-01-12 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 91,290, acquired Open Form 4 filing 0001398344-15-001389
2015-01-08 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 269,905, acquired Open Form 4 filing 0001398344-15-001381
2014-12-30 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 3,975, acquired Open Form 4 filing 0001398344-15-001381
2014-12-29 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 99,376, acquired Open Form 4 filing 0001398344-15-001381
2014-12-26 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 112,137, acquired Open Form 4 filing 0001398344-15-001381
2014-12-24 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 127,079, acquired Open Form 4 filing 0001398344-15-001381
2014-12-23 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 291,375, acquired Open Form 4 filing 0001398344-15-001381
2014-12-22 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 237,878, acquired Open Form 4 filing 0001398344-15-001381
2014-12-19 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 22,438, acquired Open Form 4 filing 0001398344-15-001381
2014-12-18 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 439,596, acquired Open Form 4 filing 0001398344-15-001381
2014-12-17 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 713,443, acquired Open Form 4 filing 0001398344-15-001381
2014-12-16 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 323,103, acquired Open Form 4 filing 0001398344-15-001381
2014-12-16 S, Open-market sale Firsthand Technology Value Fund, Inc.SVVC 59,210, disposed Open Form 4 filing 0001398344-14-006491
2014-12-15 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 142,946, acquired Open Form 4 filing 0001398344-15-001381
2014-12-15 S, Open-market sale Firsthand Technology Value Fund, Inc.SVVC 38,051, disposed Open Form 4 filing 0001398344-14-006410
2014-12-12 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 284,384, acquired Open Form 4 filing 0001398344-15-001381
2014-12-12 S, Open-market sale Firsthand Technology Value Fund, Inc.SVVC 177,519, disposed Open Form 4 filing 0001398344-14-006399
2014-12-11 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 65,452, acquired Open Form 4 filing 0001398344-15-001381
2014-12-10 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 118,074, acquired Open Form 4 filing 0001398344-15-001381
2014-12-09 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 102,448, acquired Open Form 4 filing 0001398344-15-001381
2014-12-08 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 62,657, acquired Open Form 4 filing 0001398344-15-001381
2014-12-05 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 69,054, acquired Open Form 4 filing 0001398344-15-001381
2014-12-04 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 42,466, acquired Open Form 4 filing 0001398344-15-001381
2014-12-04 S, Open-market sale Firsthand Technology Value Fund, Inc.SVVC 2,882,062, disposed Open Form 4 filing 0001398344-14-006216
2014-12-03 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 5,102, acquired Open Form 4 filing 0001398344-15-001381
2014-12-02 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 68,655, acquired Open Form 4 filing 0001398344-15-001381
2014-12-02 S, Open-market sale Firsthand Technology Value Fund, Inc.SVVC 180,131, disposed Open Form 4 filing 0001398344-14-006154
2014-12-01 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 11,301, acquired Open Form 4 filing 0001398344-15-001381
2014-12-01 S, Open-market sale Firsthand Technology Value Fund, Inc.SVVC 35,824, disposed Open Form 4 filing 0001398344-14-006138
2014-11-28 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 6,410, acquired Open Form 4 filing 0001398344-15-001381
2014-11-26 S, Open-market sale Firsthand Technology Value Fund, Inc.SVVC 304,578, disposed Open Form 4 filing 0001398344-14-006138
2014-11-25 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 2,554, acquired Open Form 4 filing 0001398344-15-001381
2014-11-24 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 55,729, acquired Open Form 4 filing 0001398344-15-001381
2014-11-24 S, Open-market sale Firsthand Technology Value Fund, Inc.SVVC 54,664, disposed Open Form 4 filing 0001398344-14-006138
2014-11-20 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 24,697, acquired Open Form 4 filing 0001398344-15-001381
2014-11-19 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 116,448, acquired Open Form 4 filing 0001398344-15-001381
2014-11-18 P, Open-market purchase Alliance NEW York Municipal Income FundAYN 2,667, acquired Open Form 4 filing 0001398344-15-001381
2014-11-12 S, Open-market sale Firsthand Technology Value Fund, Inc.SVVC 2 lines 821,640, disposed Open Form 4 filing 0001398344-14-005902
2014-11-11 S, Open-market sale Firsthand Technology Value Fund, Inc.SVVC 170,354, disposed Open Form 4 filing 0001398344-14-005902
2014-11-07 S, Open-market sale Firsthand Technology Value Fund, Inc.SVVC 27,250, disposed Open Form 4 filing 0001398344-14-005902
2014-03-31 P, Open-market purchase Imperial Holdings, Inc.IFT 2 lines 57,499, acquired Open Form 4 filing 0001140361-14-015023
2014-03-28 P, Open-market purchase Imperial Holdings, Inc.IFT 2 lines 58,100, acquired Open Form 4 filing 0001140361-14-015023
2014-03-06 P, Open-market purchase Firsthand Technology Value Fund, Inc.SVVC 11,820, acquired Open Form 4 filing 0001398344-14-001574

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
S, Open-market sale
Open-market sale
P, Open-market purchase
Open-market purchase
Relationships on this page
D, Director
Director

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens. A row marked n lines adds up that many filed lines of one filing, on one day, on one side of the market; a filing whose lines fall across two pages is left as its lines on both, so no total here is ever short.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 85
  • Open-market sale 61
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Dakos Andrew, insider transactions. Retrieved 2026-08-28 from https://ebomi.com/insider/0001341021

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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