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Insider · CIK 0001341021

Dakos Andrew

CIK 0001341021 Name as filed on the most recent filing

Filed as Dakos Andrew (526)

944 transaction lines · from 526 filings · filed 2005-12-05 to 2026-07-07 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-25 05:24 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

146 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-25 05:24 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2018-02-12 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 46,943, acquired Open Form 4 filing 0001012975-18-000188
2018-02-05 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 82,970, acquired Open Form 4 filing 0001012975-18-000142
2018-02-02 P, Open-market purchase Putnam High Income Securities FundPCF 900, acquired Open Form 4 filing 0001398344-18-001606
2018-02-01 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 18,129, acquired Open Form 4 filing 0001012975-18-000134
2018-02-01 P, Open-market purchase Putnam High Income Securities FundPCF 79,881, acquired Open Form 4 filing 0001398344-18-001438
2018-01-31 P, Open-market purchase Putnam High Income Securities FundPCF 139,025, acquired Open Form 4 filing 0001398344-18-001438
2018-01-30 P, Open-market purchase Putnam High Income Securities FundPCF 3 lines 34,591, acquired Open Form 4 filing 0001398344-18-001263
2018-01-30 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 67,820, acquired Open Form 4 filing 0001012975-18-000104
2018-01-29 P, Open-market purchase Putnam High Income Securities FundPCF 4,629, acquired Open Form 4 filing 0001398344-18-001263
2018-01-25 P, Open-market purchase Putnam High Income Securities FundPCF 30,844, acquired Open Form 4 filing 0001398344-18-001049
2018-01-19 P, Open-market purchase Putnam High Income Securities FundPCF 36,355, acquired Open Form 4 filing 0001398344-18-000829
2018-01-19 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 211,790, acquired Open Form 4 filing 0001012975-18-000088
2018-01-18 P, Open-market purchase Putnam High Income Securities FundPCF 378,947, acquired Open Form 4 filing 0001398344-18-000761
2018-01-17 P, Open-market purchase Putnam High Income Securities FundPCF 1,989,129, acquired Open Form 4 filing 0001398344-18-000761
2018-01-16 P, Open-market purchase Putnam High Income Securities FundPCF 95,687, acquired Open Form 4 filing 0001398344-18-000658
2018-01-12 P, Open-market purchase Putnam High Income Securities FundPCF 29,505, acquired Open Form 4 filing 0001398344-18-000658
2018-01-11 P, Open-market purchase Putnam High Income Securities FundPCF 44,772, acquired Open Form 4 filing 0001398344-18-000541
2018-01-10 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 3,773, acquired Open Form 4 filing 0001012975-18-000057
2018-01-10 P, Open-market purchase Putnam High Income Securities FundPCF 12,923, acquired Open Form 4 filing 0001398344-18-000541
2018-01-09 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 106,373, acquired Open Form 4 filing 0001012975-18-000045
2018-01-08 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 22,662, acquired Open Form 4 filing 0001012975-18-000045
2018-01-04 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 71,235, acquired Open Form 4 filing 0001012975-18-000030
2018-01-03 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 50,532, acquired Open Form 4 filing 0001012975-18-000030
2018-01-03 P, Open-market purchase Putnam High Income Securities FundPCF 1,812, acquired Open Form 4 filing 0001398344-18-000204
2017-12-29 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 16,968, acquired Open Form 4 filing 0001012975-18-000010
2017-12-28 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 177,672, acquired Open Form 4 filing 0001012975-17-000959
2017-12-27 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 247,548, acquired Open Form 4 filing 0001012975-17-000959
2017-12-21 P, Open-market purchase Putnam High Income Securities FundPCF 19,635, acquired Open Form 4 filing 0001398344-17-016217
2017-12-21 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 90,935, acquired Open Form 4 filing 0001012975-17-000953
2017-12-20 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 39,253, acquired Open Form 4 filing 0001012975-17-000950
2017-12-19 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 41,428, acquired Open Form 4 filing 0001012975-17-000950
2017-12-05 S, Open-market sale Aberdeen Chile Fund, Inc.CH 2 lines 20,332, disposed Open Form 4 filing 0001398344-17-015627
2017-11-30 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 36,485, acquired Open Form 4 filing 0001012975-17-000893
2017-11-29 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 28,896, acquired Open Form 4 filing 0001012975-17-000893
2017-11-21 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 164,492, acquired Open Form 4 filing 0001012975-17-000870
2017-11-17 P, Open-market purchase Putnam High Income Securities FundPCF 28,284, acquired Open Form 4 filing 0001398344-17-014955
2017-11-15 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 17,206, acquired Open Form 4 filing 0001012975-17-000859
2017-11-15 P, Open-market purchase Putnam High Income Securities FundPCF 10,192, acquired Open Form 4 filing 0001398344-17-014851
2017-11-14 P, Open-market purchase Putnam High Income Securities FundPCF 103,118, acquired Open Form 4 filing 0001398344-17-014743
2017-11-13 P, Open-market purchase Putnam High Income Securities FundPCF 62,451, acquired Open Form 4 filing 0001398344-17-014743
2017-11-10 P, Open-market purchase Putnam High Income Securities FundPCF 74,912, acquired Open Form 4 filing 0001398344-17-014489
2017-11-09 P, Open-market purchase Putnam High Income Securities FundPCF 118,057, acquired Open Form 4 filing 0001398344-17-014489
2017-11-08 P, Open-market purchase Putnam High Income Securities FundPCF 38,562, acquired Open Form 4 filing 0001398344-17-014489
2017-11-08 S, Open-market sale Aberdeen Chile Fund, Inc.CH 2 lines 20,371, disposed Open Form 4 filing 0001398344-17-014478
2017-11-07 P, Open-market purchase Putnam High Income Securities FundPCF 31,743, acquired Open Form 4 filing 0001398344-17-014344
2017-11-06 P, Open-market purchase Putnam High Income Securities FundPCF 27,267, acquired Open Form 4 filing 0001398344-17-014344

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Search the catalog
Codes on this page
P, Open-market purchase
Open-market purchase
S, Open-market sale
Open-market sale
Relationships on this page
D, Director
Director

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens. A row marked n lines adds up that many filed lines of one filing, on one day, on one side of the market; a filing whose lines fall across two pages is left as its lines on both, so no total here is ever short.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 85
  • Open-market sale 61
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Dakos Andrew, insider transactions. Retrieved 2026-08-26 from https://ebomi.com/insider/0001341021

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

This page as JSON The JSON twin is shaped by the same read model as this page, so the two cannot disagree. Its envelope carries the canonical URL, the retrieval time, the coverage claim, and the licence statement.