Insider · CIK 0001345523

Riley Investment Management LLC

CIK 0001345523 Name as filed on the most recent filing

Filed as Riley Investment Management LLC (236)

552 transaction lines · from 236 filings · filed 2006-02-08 to 2014-03-18 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-28 05:24 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

1 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-28 05:24 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2007-08-22 P, Open-market purchase Trans World Entertainment CorpTWMC 191,928, acquired Open Form 4 filing 0001144204-07-046447
2007-08-21 P, Open-market purchase Centillium Communications IncCTLM 1,088, acquired Open Form 4 filing 0001144204-07-046211
2007-08-21 P, Open-market purchase Trans World Entertainment CorpTWMC 22,963, acquired Open Form 4 filing 0001144204-07-046199
2007-08-20 P, Open-market purchase Centillium Communications IncCTLM 50,417, acquired Open Form 4 filing 0001144204-07-045919
2007-08-16 P, Open-market purchase Centillium Communications IncCTLM 2 lines 54,224, acquired Open Form 4 filing 0001144204-07-045448
2007-08-15 P, Open-market purchase Centillium Communications IncCTLM 2 lines 34,041, acquired Open Form 4 filing 0001144204-07-045046
2007-08-15 P, Open-market purchase Aldila IncALDA 2 lines 6,585, acquired Open Form 4 filing 0001144204-07-045047
2007-08-14 P, Open-market purchase Aldila IncALDA 2 lines 14,115, acquired Open Form 4 filing 0001144204-07-044700
2007-08-14 P, Open-market purchase Centillium Communications IncCTLM 2 lines 4,150, acquired Open Form 4 filing 0001144204-07-044698
2007-08-13 P, Open-market purchase LCC International IncLCCI 187,000, acquired Open Form 4 filing 0001144204-07-055109
2007-08-13 P, Open-market purchase Iteris, Inc.ITI 115,000, acquired Open Form 4 filing 0001144204-07-055110
2007-08-13 P, Open-market purchase Aldila IncALDA 25,320, acquired Open Form 4 filing 0001144204-07-044416
2007-08-13 P, Open-market purchase National RV Holdings IncNVH 60,400, acquired Open Form 4 filing 0001144204-07-055117
2007-08-13 P, Open-market purchase DDI CorpDDIC 311,000, acquired Open Form 4 filing 0001144204-07-055113
2007-08-13 P, Open-market purchase Centillium Communications IncCTLM 97,336, acquired Open Form 4 filing 0001144204-07-044417
2007-08-10 P, Open-market purchase Aldila IncALDA 2 lines 502,509, acquired Open Form 4 filing 0001144204-07-043791
2007-08-09 P, Open-market purchase Aldila IncALDA 130,573, acquired Open Form 4 filing 0001144204-07-042650
2007-08-09 P, Open-market purchase DDI CorpDDIC 610,000, acquired Open Form 4 filing 0001144204-07-042632
2007-07-18 P, Open-market purchase Iteris, Inc.ITI 2 lines 4,424, acquired Open Form 4 filing 0001144204-07-037647
2007-07-17 P, Open-market purchase Iteris, Inc.ITI 2 lines 9,477, acquired Open Form 4 filing 0001144204-07-037442
2007-07-16 P, Open-market purchase Iteris, Inc.ITI 2 lines 44,647, acquired Open Form 4 filing 0001144204-07-037236
2007-07-13 P, Open-market purchase Iteris, Inc.ITI 2 lines 61,312, acquired Open Form 4 filing 0001144204-07-037055
2007-07-12 P, Open-market purchase Alliance Semiconductor Corp /DE/ALSC 2 lines 2,129,329, acquired Open Form 4 filing 0001144204-07-036882
2007-07-10 P, Open-market purchase Alliance Semiconductor Corp /DE/ALSC 2 lines 130,177, acquired Open Form 4 filing 0001144204-07-036399
2007-07-09 P, Open-market purchase Alliance Semiconductor Corp /DE/ALSC 2 lines 166,811, acquired Open Form 4 filing 0001144204-07-036191
2007-07-06 P, Open-market purchase Alliance Semiconductor Corp /DE/ALSC 2 lines 346,500, acquired Open Form 4 filing 0001144204-07-035643
2007-06-28 P, Open-market purchase Iteris, Inc.ITI 2 lines 57,447, acquired Open Form 4 filing 0001144204-07-034939
2007-06-06 P, Open-market purchase DDI CorpDDIC 28,035, acquired Open Form 4 filing 0001144204-07-030911
2007-06-05 P, Open-market purchase DDI CorpDDIC 63,382, acquired Open Form 4 filing 0001144204-07-030911
2007-06-04 P, Open-market purchase DDI CorpDDIC 637, acquired Open Form 4 filing 0001144204-07-030911
2007-05-31 P, Open-market purchase Iteris, Inc.ITI 121,220, acquired Open Form 4 filing 0001144204-07-029695
2007-05-29 P, Open-market purchase Iteris, Inc.ITI 112,740, acquired Open Form 4 filing 0001144204-07-029695
2007-05-10 P, Open-market purchase DDI CorpDDIC 285,717, acquired Open Form 4 filing 0001144204-07-025209
2007-05-03 P, Open-market purchase Centillium Communications IncCTLM 2 lines 137,382, acquired Open Form 4 filing 0001116502-07-000922

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
P, Open-market purchase
Open-market purchase

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens. A row marked n lines adds up that many filed lines of one filing, on one day, on one side of the market; a filing whose lines fall across two pages is left as its lines on both, so no total here is ever short.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 1
  • Open-market sale 0
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Riley Investment Management LLC, insider transactions. Retrieved 2026-08-28 from https://ebomi.com/insider/0001345523

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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