Insider · CIK 0001345523

Riley Investment Management LLC

CIK 0001345523 Name as filed on the most recent filing

Filed as Riley Investment Management LLC (236)

552 transaction lines · from 236 filings · filed 2006-02-08 to 2014-03-18 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-26 05:24 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

1 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-26 05:24 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2010-04-20 S, Open-market sale Trans World Entertainment CorpTWMC 24,026, disposed Open Form 4 filing 0001144204-10-021536
2010-04-19 S, Open-market sale Trans World Entertainment CorpTWMC 187,982, disposed Open Form 4 filing 0001144204-10-021536
2010-04-16 S, Open-market sale Trans World Entertainment CorpTWMC 175,010, disposed Open Form 4 filing 0001144204-10-020891
2010-04-15 S, Open-market sale Trans World Entertainment CorpTWMC 6,833, disposed Open Form 4 filing 0001144204-10-020891
2010-04-14 S, Open-market sale Trans World Entertainment CorpTWMC 10,395, disposed Open Form 4 filing 0001144204-10-020891
2010-03-15 P, Open-market purchase DDI CorpDDIC 3 lines 289,493, acquired Open Form 4 filing 0001144204-10-013680
2010-03-12 P, Open-market purchase DDI CorpDDIC 2 lines 419,511, acquired Open Form 4 filing 0001144204-10-013680
2010-03-03 P, Open-market purchase DDI CorpDDIC 2 lines 875,000, acquired Open Form 4 filing 0001144204-10-011263
2010-03-02 P, Open-market purchase DDI CorpDDIC 2 lines 91,330, acquired Open Form 4 filing 0001144204-10-011263
2010-03-01 P, Open-market purchase DDI CorpDDIC 2 lines 408,665, acquired Open Form 4 filing 0001144204-10-011263
2010-02-25 S, Open-market sale Transwitch Corp /DETXCC 22,154, disposed Open Form 4 filing 0001144204-10-010417
2009-11-20 S, Open-market sale Transwitch Corp /DETXCC 19,989, disposed Open Form 4 filing 0001144204-10-010417
2009-11-16 S, Open-market sale Transwitch Corp /DETXCC 221, disposed Open Form 4 filing 0001144204-09-060698
2009-10-28 S, Open-market sale Transwitch Corp /DETXCC 100,385, disposed Open Form 4 filing 0001144204-09-055679
2009-10-22 S, Open-market sale Trans World Entertainment CorpTWMC 433,258, disposed Open Form 4 filing 0001144204-09-054435
2009-10-21 S, Open-market sale Trans World Entertainment CorpTWMC 3,875, disposed Open Form 4 filing 0001144204-09-054435
2009-10-19 S, Open-market sale Trans World Entertainment CorpTWMC 136,523, disposed Open Form 4 filing 0001144204-09-053573
2009-10-15 S, Open-market sale Trans World Entertainment CorpTWMC 22,894, disposed Open Form 4 filing 0001144204-09-053573
2009-10-09 S, Open-market sale Trans World Entertainment CorpTWMC 133,576, disposed Open Form 4 filing 0001144204-09-052371
2009-10-08 S, Open-market sale Trans World Entertainment CorpTWMC 145,553, disposed Open Form 4 filing 0001144204-09-052371
2009-10-07 S, Open-market sale Trans World Entertainment CorpTWMC 11,925, disposed Open Form 4 filing 0001144204-09-052371
2009-08-13 S, Open-market sale Magnetek, Inc.MAG 2 lines 1,125,075, disposed Open Form 4 filing 0001144204-09-043915
2009-08-12 S, Open-market sale Magnetek, Inc.MAG 313,328, disposed Open Form 4 filing 0001144204-09-043915
2009-05-04 P, Open-market purchase DDI CorpDDIC 335, acquired Open Form 4 filing 0001144204-09-024482
2009-04-30 P, Open-market purchase DDI CorpDDIC 11,216, acquired Open Form 4 filing 0001144204-09-023393
2009-04-29 P, Open-market purchase DDI CorpDDIC 3 lines 118,639, acquired Open Form 4 filing 0001144204-09-023393
2009-04-28 P, Open-market purchase DDI CorpDDIC 329, acquired Open Form 4 filing 0001144204-09-023393
2009-03-27 S, Open-market sale Transwitch Corp /DETXCC 7,500, disposed Open Form 4 filing 0001144204-09-017103
2009-03-26 S, Open-market sale Transwitch Corp /DETXCC 4,704, disposed Open Form 4 filing 0001144204-09-017103
2009-03-23 S, Open-market sale Transwitch Corp /DETXCC 14,351, disposed Open Form 4 filing 0001144204-09-016098
2009-03-19 S, Open-market sale Transwitch Corp /DETXCC 234, disposed Open Form 4 filing 0001144204-09-015381
2009-03-18 S, Open-market sale Transwitch Corp /DETXCC 27,341, disposed Open Form 4 filing 0001144204-09-015381
2009-03-05 S, Open-market sale Transwitch Corp /DETXCC 33,237, disposed Open Form 4 filing 0001144204-09-012373
2009-03-04 S, Open-market sale Transwitch Corp /DETXCC 30, disposed Open Form 4 filing 0001144204-09-012373
2009-03-03 S, Open-market sale Transwitch Corp /DETXCC 2,460, disposed Open Form 4 filing 0001144204-09-012373
2009-03-02 S, Open-market sale Transwitch Corp /DETXCC 5,337, disposed Open Form 4 filing 0001144204-09-011634
2009-02-26 S, Open-market sale Transwitch Corp /DETXCC 9,382, disposed Open Form 4 filing 0001144204-09-011634
2009-02-25 S, Open-market sale Transwitch Corp /DETXCC 1,740, disposed Open Form 4 filing 0001144204-09-010878
2009-02-24 S, Open-market sale Transwitch Corp /DETXCC 12,969, disposed Open Form 4 filing 0001144204-09-010878
2009-02-23 S, Open-market sale Transwitch Corp /DETXCC 10,805, disposed Open Form 4 filing 0001144204-09-010878
2009-02-19 S, Open-market sale Transwitch Corp /DETXCC 8,129, disposed Open Form 4 filing 0001144204-09-010443

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
S, Open-market sale
Open-market sale
P, Open-market purchase
Open-market purchase

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens. A row marked n lines adds up that many filed lines of one filing, on one day, on one side of the market; a filing whose lines fall across two pages is left as its lines on both, so no total here is ever short.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 1
  • Open-market sale 0
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Riley Investment Management LLC, insider transactions. Retrieved 2026-08-27 from https://ebomi.com/insider/0001345523

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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