Insider · CIK 0001356311

Pendergraft Philip A

CIK 0001356311 Name as filed on the most recent filing

Filed as Pendergraft Philip A (11)

60 transaction lines · from 11 filings · filed 2006-05-18 to 2011-07-05 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-21 05:23 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

60 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-21 05:23 UTC.

Transactions filed by this insider
Direction Date Issuer Code Shares Price Value USD Filing
2011-05-13 Penson Worldwide Inc
PNSN
P, Open-market purchase 15,000 acquired 3.44 51,600.00 Form 4, filing 0001209191-11-037949
2011-05-13 Penson Worldwide Inc
PNSN
P, Open-market purchase 15,000 acquired 3.33 49,950.00 Form 4, filing 0001209191-11-028347
2008-02-12 Penson Worldwide Inc
PNSN
P, Open-market purchase 2,225 acquired 11.00 24,475.00 Form 4, filing 0001209191-08-010038
2008-02-12 Penson Worldwide Inc
PNSN
P, Open-market purchase 1,450 acquired 11.00 15,950.00 Form 4, filing 0001209191-08-010038
2008-02-12 Penson Worldwide Inc
PNSN
P, Open-market purchase 1,325 acquired 11.00 14,575.00 Form 4, filing 0001209191-08-010038
2007-06-15 Penson Worldwide Inc
PNSN
S, Open-market sale 1,192 disposed 27.15 32,362.80 Form 4, filing 0001209191-07-037661
2007-06-15 Penson Worldwide Inc
PNSN
S, Open-market sale 300 disposed 27.30 8,190.00 Form 4, filing 0001209191-07-037661
2007-06-15 Penson Worldwide Inc
PNSN
S, Open-market sale 300 disposed 27.25 8,175.00 Form 4, filing 0001209191-07-037661
2007-06-15 Penson Worldwide Inc
PNSN
S, Open-market sale 100 disposed 27.24 2,724.00 Form 4, filing 0001209191-07-037661
2007-06-15 Penson Worldwide Inc
PNSN
S, Open-market sale 100 disposed 27.21 2,721.00 Form 4, filing 0001209191-07-037661
2007-06-15 Penson Worldwide Inc
PNSN
S, Open-market sale 100 disposed 27.16 2,716.00 Form 4, filing 0001209191-07-037661
2007-06-15 Penson Worldwide Inc
PNSN
S, Open-market sale 99 disposed 27.17 2,689.83 Form 4, filing 0001209191-07-037661
2007-06-15 Penson Worldwide Inc
PNSN
S, Open-market sale 58 disposed 27.26 1,581.08 Form 4, filing 0001209191-07-037661
2007-06-15 Penson Worldwide Inc
PNSN
S, Open-market sale 1 disposed 27.14 27.14 Form 4, filing 0001209191-07-037661
2007-05-15 Penson Worldwide Inc
PNSN
S, Open-market sale 600 disposed 26.70 16,020.00 Form 4, filing 0001209191-07-031117
2007-05-15 Penson Worldwide Inc
PNSN
S, Open-market sale 550 disposed 26.66 14,663.00 Form 4, filing 0001209191-07-031117
2007-05-15 Penson Worldwide Inc
PNSN
S, Open-market sale 300 disposed 26.69 8,007.00 Form 4, filing 0001209191-07-031117
2007-05-15 Penson Worldwide Inc
PNSN
S, Open-market sale 200 disposed 26.72 5,344.00 Form 4, filing 0001209191-07-031117
2007-05-15 Penson Worldwide Inc
PNSN
S, Open-market sale 194 disposed 26.80 5,199.20 Form 4, filing 0001209191-07-031117
2007-05-15 Penson Worldwide Inc
PNSN
S, Open-market sale 106 disposed 26.79 2,839.74 Form 4, filing 0001209191-07-031117
2007-05-15 Penson Worldwide Inc
PNSN
S, Open-market sale 100 disposed 26.78 2,678.00 Form 4, filing 0001209191-07-031117
2007-05-15 Penson Worldwide Inc
PNSN
S, Open-market sale 100 disposed 26.75 2,675.00 Form 4, filing 0001209191-07-031117
2007-05-15 Penson Worldwide Inc
PNSN
S, Open-market sale 100 disposed 26.68 2,668.00 Form 4, filing 0001209191-07-031117
2007-04-16 Penson Worldwide Inc
PNSN
S, Open-market sale 315 disposed 31.68 9,979.20 Form 4, filing 0001209191-07-024213
2007-04-16 Penson Worldwide Inc
PNSN
S, Open-market sale 105 disposed 31.71 3,329.55 Form 4, filing 0001209191-07-024213
2007-04-16 Penson Worldwide Inc
PNSN
S, Open-market sale 100 disposed 31.69 3,169.00 Form 4, filing 0001209191-07-024213
2007-04-16 Penson Worldwide Inc
PNSN
S, Open-market sale 100 disposed 31.51 3,151.00 Form 4, filing 0001209191-07-024213
2007-04-16 Penson Worldwide Inc
PNSN
S, Open-market sale 100 disposed 31.47 3,147.00 Form 4, filing 0001209191-07-024213
2007-04-16 Penson Worldwide Inc
PNSN
S, Open-market sale 100 disposed 31.46 3,146.00 Form 4, filing 0001209191-07-024213
2007-04-16 Penson Worldwide Inc
PNSN
S, Open-market sale 100 disposed 31.12 3,112.00 Form 4, filing 0001209191-07-024213
2007-04-16 Penson Worldwide Inc
PNSN
S, Open-market sale 80 disposed 31.54 2,523.20 Form 4, filing 0001209191-07-024213
2007-03-15 Penson Worldwide Inc
PNSN
S, Open-market sale 200 disposed 26.78 5,356.00 Form 4, filing 0001209191-07-018258
2007-03-15 Penson Worldwide Inc
PNSN
S, Open-market sale 100 disposed 26.94 2,694.00 Form 4, filing 0001209191-07-018258
2007-03-15 Penson Worldwide Inc
PNSN
S, Open-market sale 100 disposed 26.87 2,687.00 Form 4, filing 0001209191-07-018258
2007-03-15 Penson Worldwide Inc
PNSN
S, Open-market sale 100 disposed 26.83 2,683.00 Form 4, filing 0001209191-07-018258
2007-03-15 Penson Worldwide Inc
PNSN
S, Open-market sale 100 disposed 26.82 2,682.00 Form 4, filing 0001209191-07-018258
2007-03-15 Penson Worldwide Inc
PNSN
S, Open-market sale 100 disposed 26.81 2,681.00 Form 4, filing 0001209191-07-018258
2007-03-15 Penson Worldwide Inc
PNSN
S, Open-market sale 100 disposed 26.80 2,680.00 Form 4, filing 0001209191-07-018258
2007-03-15 Penson Worldwide Inc
PNSN
S, Open-market sale 78 disposed 26.91 2,098.98 Form 4, filing 0001209191-07-018258
2007-03-15 Penson Worldwide Inc
PNSN
S, Open-market sale 78 disposed 26.77 2,088.06 Form 4, filing 0001209191-07-018258
2007-03-15 Penson Worldwide Inc
PNSN
S, Open-market sale 22 disposed 26.86 590.92 Form 4, filing 0001209191-07-018258
2007-03-15 Penson Worldwide Inc
PNSN
S, Open-market sale 22 disposed 26.84 590.48 Form 4, filing 0001209191-07-018258
2007-02-15 Penson Worldwide Inc
PNSN
S, Open-market sale 300 disposed 28.68 8,604.00 Form 4, filing 0001209191-07-011595
2007-02-15 Penson Worldwide Inc
PNSN
S, Open-market sale 200 disposed 28.61 5,722.00 Form 4, filing 0001209191-07-011595
2007-02-15 Penson Worldwide Inc
PNSN
S, Open-market sale 100 disposed 28.78 2,878.00 Form 4, filing 0001209191-07-011595
2007-02-15 Penson Worldwide Inc
PNSN
S, Open-market sale 100 disposed 28.76 2,876.00 Form 4, filing 0001209191-07-011595
2007-02-15 Penson Worldwide Inc
PNSN
S, Open-market sale 100 disposed 28.70 2,870.00 Form 4, filing 0001209191-07-011595
2007-02-15 Penson Worldwide Inc
PNSN
S, Open-market sale 100 disposed 28.69 2,869.00 Form 4, filing 0001209191-07-011595
2007-02-15 Penson Worldwide Inc
PNSN
S, Open-market sale 100 disposed 28.60 2,860.00 Form 4, filing 0001209191-07-011595
2007-01-16 Penson Worldwide Inc
PNSN
S, Open-market sale 400 disposed 28.91 11,564.00 Form 4, filing 0001209191-07-004152

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
P, Open-market purchase
Open-market purchase
S, Open-market sale
Open-market sale

Every value is as reported on the Form 4. A price the filing did not report is marked Not reported and no value is computed from it. Codes outside the open market, drawn in grey behind a dashed rule, are compensation and administrative machinery rather than a decision to trade at the prevailing price.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 5
  • Open-market sale 55
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Pendergraft Philip A, insider transactions. Retrieved 2026-08-22 from https://ebomi.com/insider/0001356311

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

This page as JSON The JSON twin is shaped by the same read model as this page, so the two cannot disagree. Its envelope carries the canonical URL, the retrieval time, the coverage claim, and the licence statement.