Insider · CIK 0001358285

Auerbach Alan H

CIK 0001358285 Name as filed on the most recent filing

Filed as Auerbach Alan H (63)

70 transaction lines · from 63 filings · filed 2017-01-24 to 2026-07-08 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-21 05:23 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

70 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-21 05:23 UTC.

Transactions filed by this insider
Direction Date Issuer Code Shares Price Value USD Filing
2026-07-06 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 44,058 disposed 8.26 364,051.25 Form 4, filing 0001437749-26-023079
2026-01-07 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 18,012 disposed 5.88 105,892.55 Form 4, filing 0001437749-26-000924
2026-01-06 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 16,938 disposed 5.84 98,985.67 Form 4, filing 0001437749-26-000924
2025-07-09 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 21,580 disposed 3.54 76,285.30 Form 4, filing 0001437749-25-022547
2025-07-08 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 25,592 disposed 3.53 90,416.54 Form 4, filing 0001437749-25-022547
2025-01-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 33,841 disposed 3.15 106,656.68 Form 4, filing 0001437749-25-000359
2024-07-17 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 21,920 disposed 3.70 81,128.11 Form 4, filing 0001437749-24-023014
2024-07-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 18,885 disposed 3.27 61,725.62 Form 4, filing 0001437749-24-022061
2024-01-03 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 41,396 disposed 4.49 185,698.32 Form 4, filing 0001437749-24-000770
2023-07-03 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 60,698 disposed 3.31 200,983.22 Form 4, filing 0001437749-23-019519
2023-01-03 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 27,241 disposed 4.18 113,810.17 Form 4, filing 0001437749-23-000512
2022-12-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 1,251 disposed 4.50 5,626.75 Form 4, filing 0001437749-22-028564
2022-11-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 1,242 disposed 2.25 2,794.50 Form 4, filing 0001437749-22-026038
2022-10-03 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 1,260 disposed 2.34 2,942.60 Form 4, filing 0001437749-22-023673
2022-09-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 1,254 disposed 2.59 3,247.36 Form 4, filing 0001437749-22-021980
2022-08-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 1,247 disposed 2.89 3,603.83 Form 4, filing 0001437749-22-018958
2022-07-05 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 26,140 disposed 2.63 68,787.41 Form 4, filing 0001437749-22-016852
2022-06-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 1,200 disposed 1.94 2,332.92 Form 4, filing 0001437749-22-014429
2022-05-03 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 1,263 disposed 2.32 2,930.29 Form 4, filing 0001437749-22-010922
2022-04-04 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 1,198 disposed 3.08 3,687.44 Form 4, filing 0001437749-22-008339
2022-03-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 1,294 disposed 2.26 2,919.39 Form 4, filing 0001437749-22-005301
2022-02-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 1,316 disposed 2.46 3,238.68 Form 4, filing 0001437749-22-002408
2022-01-03 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 22,875 disposed 3.19 72,923.21 Form 4, filing 0001437749-22-000446
2021-12-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 1,837 disposed 2.90 5,327.30 Form 4, filing 0001437749-21-027952
2021-11-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 1,795 disposed 5.63 10,111.95 Form 4, filing 0001209191-21-062777
2021-10-04 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 1,858 disposed 6.15 11,433.20 Form 4, filing 0001437749-21-023375
2021-09-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 1,764 disposed 7.60 13,402.87 Form 4, filing 0001209191-21-054918
2021-08-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 1,764 disposed 7.53 13,285.74 Form 4, filing 0001209191-21-049423
2021-07-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 5,332 disposed 8.84 47,121.02 Form 4, filing 0001209191-21-045683
2021-06-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 1,757 disposed 10.74 18,877.38 Form 4, filing 0001209191-21-038287
2021-05-03 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 1,758 disposed 9.01 15,846.61 Form 4, filing 0001209191-21-030343
2021-04-05 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 1,584 disposed 9.80 15,527.79 Form 4, filing 0001209191-21-025720
2021-03-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 1,238 disposed 10.14 12,555.55 Form 4, filing 0001209191-21-017823
2021-02-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 1,222 disposed 12.22 14,930.76 Form 4, filing 0001209191-21-007801
2021-01-04 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 18,235 disposed 10.22 186,379.94 Form 4, filing 0001209191-21-002383
2020-12-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 355 disposed 11.66 4,137.88 Form 4, filing 0001209191-20-061807
2020-11-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 371 disposed 7.82 2,899.40 Form 4, filing 0001209191-20-056783
2020-10-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 350 disposed 10.13 3,544.80 Form 4, filing 0001209191-20-053855
2020-09-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 347 disposed 9.78 3,393.35 Form 4, filing 0001209191-20-049479
2020-08-03 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 330 disposed 10.79 3,560.70 Form 4, filing 0001209191-20-045117
2020-07-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 2,607 disposed 10.66 27,802.61 Form 4, filing 0001209191-20-041291
2020-06-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 242 disposed 10.71 2,591.82 Form 4, filing 0001209191-20-034443
2020-06-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 100 disposed 10.70 1,070.10 Form 4, filing 0001209191-20-034443
2020-05-04 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 339 disposed 9.70 3,288.71 Form 4, filing 0001209191-20-027502
2020-04-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 347 disposed 7.38 2,562.60 Form 4, filing 0001209191-20-023177
2020-03-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 372 disposed 10.02 3,725.62 Form 4, filing 0001209191-20-015236
2020-02-03 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 331 disposed 8.01 2,652.80 Form 4, filing 0001209191-20-006479
2020-01-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 5,973 disposed 8.39 50,113.47 Form 4, filing 0001209191-20-001102
2020-01-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 43 disposed 8.32 357.76 Form 4, filing 0001209191-20-001102
2019-12-02 Puma Biotechnology, Inc.
PBYI
S, Open-market sale 455 disposed 10.33 4,699.65 Form 4, filing 0001209191-19-058737

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
S, Open-market sale
Open-market sale

Every value is as reported on the Form 4. A price the filing did not report is marked Not reported and no value is computed from it. Codes outside the open market, drawn in grey behind a dashed rule, are compensation and administrative machinery rather than a decision to trade at the prevailing price.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 0
  • Open-market sale 70
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. AUERBACH ALAN H, insider transactions. Retrieved 2026-08-21 from https://ebomi.com/insider/0001358285

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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