Insider · CIK 0001369011

Thomas William R III

CIK 0001369011 Name as filed on the most recent filing

Filed as Thomas William R III (17)

24 transaction lines · from 17 filings · filed 2008-02-15 to 2026-06-05 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

24 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2026-06-05 S, Open-market sale Capital Southwest CorpCSWC 108,569, disposed Open Form 4 filing 0000017313-26-000059
2026-06-05 P, Open-market purchase Capital Southwest CorpCSWC 117,000, acquired Open Form 4 filing 0000017313-26-000059
2024-06-03 P, Open-market purchase Capital Southwest CorpCSWC 243,139, acquired Open Form 4 filing 0000017313-24-000037
2021-09-09 S, Open-market sale Capital Southwest CorpCSWC 110,782, disposed Open Form 4 filing 0000017313-21-000146
2021-09-09 P, Open-market purchase Capital Southwest CorpCSWC 2 lines 110,879, acquired Open Form 4 filing 0000017313-21-000146
2015-02-27 P, Open-market purchase Encore Wire CorpWIRE 37,241, acquired Open Form 4 filing 0001209191-15-020853
2015-01-27 S, Open-market sale Capital Southwest CorpCSWC 5,164,560, disposed Open Form 4 filing 0001010549-15-000046
2013-06-25 P, Open-market purchase Encore Wire CorpWIRE 118,860, acquired Open Form 4 filing 0001209191-13-033906
2012-05-30 S, Open-market sale Capital Southwest CorpCSWC 699,785, disposed Open Form 4 filing 0001010549-12-000647
2012-02-15 S, Open-market sale Capital Southwest CorpCSWC 201,739, disposed Open Form 4 filing 0001010549-12-000163
2012-02-14 S, Open-market sale Capital Southwest CorpCSWC 707,927, disposed Open Form 4 filing 0001010549-12-000163
2010-08-03 S, Open-market sale Capital Southwest CorpCSWC 1,250,024, disposed Open Form 4 filing 0001010549-10-000454
2010-06-03 S, Open-market sale Capital Southwest CorpCSWC 37,301, disposed Open Form 4 filing 0001010549-10-000361
2010-06-02 S, Open-market sale Capital Southwest CorpCSWC 7,123, disposed Open Form 4 filing 0001010549-10-000361
2009-11-17 S, Open-market sale Capital Southwest CorpCSWC 766,900, disposed Open Form 4 filing 0001010549-09-000811
2009-11-17 S, Open-market sale Capital Southwest CorpCSWC 766,900, disposed Open Form 4 filing 0001010549-09-000809
2009-06-08 S, Open-market sale Capital Southwest CorpCSWC 677,301, disposed Open Form 4 filing 0001010549-09-000428
2009-06-05 S, Open-market sale Capital Southwest CorpCSWC 115,968, disposed Open Form 4 filing 0001010549-09-000424
2009-06-04 S, Open-market sale Capital Southwest CorpCSWC 29,200, disposed Open Form 4 filing 0001010549-09-000424
2009-06-02 S, Open-market sale Capital Southwest CorpCSWC 562,096, disposed Open Form 4 filing 0001010549-09-000420
2008-06-23 P, Open-market purchase Capital Southwest CorpCSWC 18,060, acquired Open Form 4 filing 0001010549-08-000531
2008-06-20 P, Open-market purchase Capital Southwest CorpCSWC 4,955, acquired Open Form 4 filing 0001010549-08-000531
2008-02-14 P, Open-market purchase Capital Southwest CorpCSWC 23,000, acquired Open Form 4 filing 0001010549-08-000094

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
S, Open-market sale
Open-market sale
P, Open-market purchase
Open-market purchase
Relationships on this page
D, Director
Director
O, Officer
Officer
*, Other
Other

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens. A row marked n lines adds up that many filed lines of one filing, on one day, on one side of the market; a filing whose lines fall across two pages is left as its lines on both, so no total here is ever short.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 9
  • Open-market sale 15
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Thomas William R III, insider transactions. Retrieved 2026-08-22 from https://ebomi.com/insider/0001369011

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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