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Insider · CIK 0001378438

Brown Thomas K

CIK 0001378438 Name as filed on the most recent filing

Filed as Brown Thomas K (247)

470 transaction lines · from 247 filings · filed 2006-10-17 to 2018-11-01 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-25 05:24 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

0 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-25 05:24 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2015-01-14 S, Open-market sale Regional Management Corp.RM 155,813, disposed Open Form 4 filing 0000919574-15-000491
2015-01-13 S, Open-market sale Regional Management Corp.RM 255,707, disposed Open Form 4 filing 0000919574-15-000491
2015-01-13 P, Open-market purchase Regional Management Corp.RM 134,640, acquired Open Form 4 filing 0000919574-15-000491
2015-01-12 S, Open-market sale Regional Management Corp.RM 606,328, disposed Open Form 4 filing 0000919574-15-000344
2015-01-12 P, Open-market purchase Regional Management Corp.RM 455,550, acquired Open Form 4 filing 0000919574-15-000344
2015-01-09 S, Open-market sale Regional Management Corp.RM 391,698, disposed Open Form 4 filing 0000919574-15-000344
2015-01-09 P, Open-market purchase Regional Management Corp.RM 236,025, acquired Open Form 4 filing 0000919574-15-000344
2015-01-08 S, Open-market sale Regional Management Corp.RM 781,860, disposed Open Form 4 filing 0000919574-15-000214
2015-01-08 P, Open-market purchase Regional Management Corp.RM 625,600, acquired Open Form 4 filing 0000919574-15-000214
2015-01-06 P, Open-market purchase Regional Management Corp.RM 295,940, acquired Open Form 4 filing 0000919574-15-000132
2015-01-05 P, Open-market purchase Regional Management Corp.RM 304,280, acquired Open Form 4 filing 0000919574-15-000132
2014-12-29 S, Open-market sale First Marblehead CorpFMD 1,009,000, disposed Open Form 4 filing 0000919574-14-007190
2014-12-29 P, Open-market purchase First Marblehead CorpFMD 1,009,000, acquired Open Form 4 filing 0000919574-14-007190
2014-12-26 S, Open-market sale First Marblehead CorpFMD 177,450, disposed Open Form 4 filing 0000919574-14-007190
2014-12-26 P, Open-market purchase First Marblehead CorpFMD 177,450, acquired Open Form 4 filing 0000919574-14-007190
2014-12-22 S, Open-market sale First Marblehead CorpFMD 581,970, disposed Open Form 4 filing 0000919574-14-007190
2014-12-22 P, Open-market purchase First Marblehead CorpFMD 581,970, acquired Open Form 4 filing 0000919574-14-007190
2014-11-14 P, Open-market purchase First Marblehead CorpFMD 60,828, acquired Open Form 4 filing 0000919574-14-006720
2014-08-07 S, Open-market sale Regional Management Corp.RM 82,950, disposed Open Form 4 filing 0000919574-14-004331
2014-07-21 S, Open-market sale Regional Management Corp.RM 74,700, disposed Open Form 4 filing 0000919574-14-004120
2014-07-21 P, Open-market purchase Regional Management Corp.RM 74,700, acquired Open Form 4 filing 0000919574-14-004120
2013-08-30 P, Open-market purchase NewStar Financial, Inc.NEWS 65,571, acquired Open Form 4 filing 0000919574-13-005431
2013-08-15 P, Open-market purchase NewStar Financial, Inc.NEWS 42,180, acquired Open Form 4 filing 0000919574-13-005245
2012-03-09 P, Open-market purchase Primus Guaranty LtdPRSG 6,260, acquired Open Form 4 filing 0000919574-12-002193
2012-03-06 P, Open-market purchase Primus Guaranty LtdPRSG 45,525, acquired Open Form 4 filing 0000919574-12-002078
2012-03-05 P, Open-market purchase Primus Guaranty LtdPRSG 16,713, acquired Open Form 4 filing 0000919574-12-002078
2012-03-01 P, Open-market purchase Primus Guaranty LtdPRSG 30,700, acquired Open Form 4 filing 0000919574-12-001988
2012-02-29 P, Open-market purchase Primus Guaranty LtdPRSG 62,000, acquired Open Form 4 filing 0000919574-12-001988
2012-02-27 P, Open-market purchase Primus Guaranty LtdPRSG 62,300, acquired Open Form 4 filing 0000919574-12-001923
2012-02-21 P, Open-market purchase Primus Guaranty LtdPRSG 5,900, acquired Open Form 4 filing 0000919574-12-001806
2012-02-17 P, Open-market purchase Primus Guaranty LtdPRSG 59,200, acquired Open Form 4 filing 0000919574-12-001806
2012-02-09 P, Open-market purchase Primus Guaranty LtdPRSG 28,500, acquired Open Form 4 filing 0000919574-12-000654
2012-02-03 P, Open-market purchase Primus Guaranty LtdPRSG 84,150, acquired Open Form 4 filing 0000919574-12-000470
2012-01-20 P, Open-market purchase Primus Guaranty LtdPRSG 16,835, acquired Open Form 4 filing 0000919574-12-000244
2012-01-19 P, Open-market purchase Primus Guaranty LtdPRSG 53,400, acquired Open Form 4 filing 0000919574-12-000244
2012-01-12 P, Open-market purchase Primus Guaranty LtdPRSG 52,300, acquired Open Form 4 filing 0000919574-12-000147
2012-01-11 P, Open-market purchase Primus Guaranty LtdPRSG 129,500, acquired Open Form 4 filing 0000919574-12-000147
2011-12-30 P, Open-market purchase Primus Guaranty LtdPRSG 106,653, acquired Open Form 4 filing 0000919574-12-000026
2011-12-29 P, Open-market purchase Primus Guaranty LtdPRSG.PK 141,300, acquired Open Form 4 filing 0000919574-11-006907
2011-12-28 P, Open-market purchase Primus Guaranty LtdPRSG.PK 411,350, acquired Open Form 4 filing 0000919574-11-006907
2011-12-23 P, Open-market purchase Primus Guaranty LtdPRSG 441,000, acquired Open Form 4 filing 0000919574-11-006872
2011-12-22 P, Open-market purchase Primus Guaranty LtdPRS 474,585, acquired Open Form 4 filing 0000919574-11-006857
2011-12-21 P, Open-market purchase Primus Guaranty LtdPRS 494,400, acquired Open Form 4 filing 0000919574-11-006857
2011-12-20 P, Open-market purchase Primus Guaranty LtdPRS 128,100, acquired Open Form 4 filing 0000919574-11-006827
2011-12-19 P, Open-market purchase Primus Guaranty LtdPRS 346,500, acquired Open Form 4 filing 0000919574-11-006827
2011-12-15 P, Open-market purchase Primus Guaranty LtdPRS 54,800, acquired Open Form 4 filing 0000919574-11-006789
2011-12-12 P, Open-market purchase Primus Guaranty LtdPRS 54,800, acquired Open Form 4 filing 0000919574-11-006739
2011-12-06 P, Open-market purchase Primus Guaranty LtdPRS 58,788, acquired Open Form 4 filing 0000919574-11-006679
2011-12-05 P, Open-market purchase Primus Guaranty LtdPRS 85,512, acquired Open Form 4 filing 0000919574-11-006679
2011-12-02 P, Open-market purchase Primus Guaranty LtdPRS 111,800, acquired Open Form 4 filing 0000919574-11-006654

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Search the catalog
Codes on this page
S, Open-market sale
Open-market sale
P, Open-market purchase
Open-market purchase

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens.

What this insider's stored lines contain

No transaction line is stored for this entity, so there is nothing to break down by code. The catalog holds its filings; what it does not hold is a single reportable line from them, which is a fact about the parse and about these filings, not about the entity.

How to cite this page

ebomi catalog. BROWN THOMAS K, insider transactions. Retrieved 2026-08-25 from https://ebomi.com/insider/0001378438

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

This page as JSON The JSON twin is shaped by the same read model as this page, so the two cannot disagree. Its envelope carries the canonical URL, the retrieval time, the coverage claim, and the licence statement.