Insider · CIK 0001387672

Trafelet Brokaw Capital Management, L.P.

CIK 0001387672 Name as filed on the most recent filing

Filed as Trafelet Brokaw Capital Management, L.P. (1)· Trafelet Capital Management, L.P. (8)

22 transaction lines · from 9 filings · filed 2007-03-05 to 2014-07-21 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-21 05:23 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

9 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-21 05:23 UTC.

Transactions filed by this insider
Direction Date Issuer Code Shares Price Value USD Filing
2014-06-19 XCel Brands, Inc.
XELB
S, Open-market sale 1,809,525 disposed 4.50 8,142,862.50 Form 4, filing 0001140361-14-028912
2013-06-27 XCel Brands, Inc.
XELB
S, Open-market sale 167,100 disposed 3.19 533,049.00 Form 4, filing 0001140361-13-026898
2013-06-27 XCel Brands, Inc.
XELB
P, Open-market purchase 167,100 acquired 3.19 533,049.00 Form 4, filing 0001140361-13-026898
2008-10-29 Electronic Game Card Inc
EGMI
S, Open-market sale 2,900,000 disposed 0.23 667,000.00 Form 4, filing 0000929638-08-000722
2008-10-29 Electronic Game Card Inc
EGMI
S, Open-market sale 187,200 disposed 0.25 47,080.80 Form 4, filing 0000929638-08-000722
2008-10-28 Electronic Game Card Inc
EGMI
S, Open-market sale 300 disposed 0.29 87.00 Form 4, filing 0000929638-08-000722
2008-10-27 Electronic Game Card Inc
EGMI
S, Open-market sale 300 disposed 0.34 102.00 Form 4, filing 0000929638-08-000685
2008-10-24 Electronic Game Card Inc
EGMI
S, Open-market sale 100 disposed 0.34 34.00 Form 4, filing 0000929638-08-000685
2008-10-23 Electronic Game Card Inc
EGMI
S, Open-market sale 241,254 disposed 0.34 82,026.36 Form 4, filing 0000929638-08-000675
2008-10-22 Electronic Game Card Inc
EGMI
S, Open-market sale 182,700 disposed 0.34 62,118.00 Form 4, filing 0000929638-08-000675
2008-10-21 Electronic Game Card Inc
EGMI
S, Open-market sale 560,739 disposed 0.36 203,772.55 Form 4, filing 0000929638-08-000656
2008-10-20 Electronic Game Card Inc
EGMI
S, Open-market sale 396,234 disposed 0.37 148,508.50 Form 4, filing 0000929638-08-000656
2008-01-18 BON TON Stores Inc
BONT
S, Open-market sale 250,000 disposed 5.20 1,300,000.00 Form 4, filing 0000919574-08-000181
2008-01-17 BON TON Stores Inc
BONT
S, Open-market sale 250,000 disposed 5.56 1,390,000.00 Form 4, filing 0000919574-08-000181
2007-03-02 BON TON Stores Inc
BONT
P, Open-market purchase 100,000 acquired 47.87 4,787,000.00 Form 4, filing 0000919574-07-001776
2007-03-02 BON TON Stores Inc
BONT
P, Open-market purchase 100,000 acquired 47.87 4,787,000.00 Form 4, filing 0000919574-07-001600
2007-03-01 BON TON Stores Inc
BONT
P, Open-market purchase 83,000 acquired 48.60 4,033,800.00 Form 4, filing 0000919574-07-001776
2007-03-01 BON TON Stores Inc
BONT
P, Open-market purchase 83,000 acquired 48.60 4,033,800.00 Form 4, filing 0000919574-07-001600
2007-02-27 BON TON Stores Inc
BONT
P, Open-market purchase 100,000 acquired 49.03 4,903,000.00 Form 4, filing 0000919574-07-001776
2007-02-27 BON TON Stores Inc
BONT
P, Open-market purchase 100,000 acquired 49.03 4,903,000.00 Form 4, filing 0000919574-07-001600
2007-02-26 BON TON Stores Inc
BONT
P, Open-market purchase 100,000 acquired 50.68 5,068,000.00 Form 4, filing 0000919574-07-001776
2007-02-26 BON TON Stores Inc
BONT
P, Open-market purchase 100,000 acquired 50.68 5,068,000.00 Form 4, filing 0000919574-07-001600

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
S, Open-market sale
Open-market sale
P, Open-market purchase
Open-market purchase

Every value is as reported on the Form 4. A price the filing did not report is marked Not reported and no value is computed from it. Codes outside the open market, drawn in grey behind a dashed rule, are compensation and administrative machinery rather than a decision to trade at the prevailing price.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 0
  • Open-market sale 9
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. TRAFELET BROKAW CAPITAL MANAGEMENT, L.P., insider transactions. Retrieved 2026-08-21 from https://ebomi.com/insider/0001387672

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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