Insider · CIK 0001391130

Morgan Thomas Duane

CIK 0001391130 Name as filed on the most recent filing

Filed as Morgan Thomas Duane (14)

14 transaction lines · from 14 filings · filed 2011-11-15 to 2021-08-31 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

14 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2021-08-31 P, Open-market purchase Capital Southwest CorpCSWC 10,055, acquired Open Form 4 filing 0000017313-21-000136
2018-02-08 P, Open-market purchase Capital Southwest CorpCSWC 49,990, acquired Open Form 4 filing 0001179110-18-001885
2017-06-07 P, Open-market purchase Capital Southwest CorpCSWC 50,406, acquired Open Form 4 filing 0001179110-17-008828
2016-11-10 P, Open-market purchase Capital Southwest CorpCSWC 101,885, acquired Open Form 4 filing 0001179110-16-031685
2016-11-10 P, Open-market purchase Capital Southwest CorpCSWC 101,885, acquired Open Form 4 filing 0001179110-16-031487
2016-06-24 P, Open-market purchase Capital Southwest CorpCSWC 14,030, acquired Open Form 4 filing 0001179110-16-026973
2016-02-12 P, Open-market purchase Capital Southwest CorpCSWC 12,673, acquired Open Form 4 filing 0001140361-16-052512
2015-11-12 P, Open-market purchase Capital Southwest CorpCSWC 12,711, acquired Open Form 4 filing 0001140361-15-040950
2015-08-11 P, Open-market purchase Capital Southwest CorpCSWC 14,433, acquired Open Form 4 filing 0001140361-15-031111
2015-05-06 P, Open-market purchase Capital Southwest CorpCSWC 13,145, acquired Open Form 4 filing 0001010549-15-000158
2014-12-15 P, Open-market purchase Capital Southwest CorpCSWC 49,633, acquired Open Form 4 filing 0001140361-14-045539
2013-05-02 P, Open-market purchase Capital Southwest CorpCSWC 28,863, acquired Open Form 4 filing 0001010549-13-000285
2011-11-30 S, Open-market sale Gardner Denver IncGDI 684,700, disposed Open Form 4 filing 0000916459-11-000165
2011-11-11 S, Open-market sale Gardner Denver IncGDI 410,964, disposed Open Form 4 filing 0000916459-11-000159

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
P, Open-market purchase
Open-market purchase
S, Open-market sale
Open-market sale
Relationships on this page
D, Director
Director
O, Officer
Officer

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 12
  • Open-market sale 2
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Morgan Thomas Duane, insider transactions. Retrieved 2026-08-23 from https://ebomi.com/insider/0001391130

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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