Insider · CIK 0001413810

Levy Richard N

CIK 0001413810 Name as filed on the most recent filing

Filed as Levy Richard N (37)

46 transaction lines · from 37 filings · filed 2008-10-02 to 2023-12-29 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

9 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2023-12-29 S, Open-market sale Bakkt Holdings, Inc.BKKT 1,005,810, disposed Open Form 4 filing 0000950170-23-073940
2023-12-28 S, Open-market sale Bakkt Holdings, Inc.BKKT 832,748, disposed Open Form 4 filing 0000950170-23-073641
2023-12-27 S, Open-market sale Bakkt Holdings, Inc.BKKT 1,695,834, disposed Open Form 4 filing 0000950170-23-073391
2023-12-20 S, Open-market sale Bakkt Holdings, Inc.BKKT 478,631, disposed Open Form 4 filing 0000950170-23-072001
2023-12-19 S, Open-market sale Bakkt Holdings, Inc.BKKT 290,514, disposed Open Form 4 filing 0000950170-23-071671
2023-12-06 S, Open-market sale Bakkt Holdings, Inc.BKKT 38,494, disposed Open Form 4 filing 0000950170-23-068806
2023-12-06 S, Open-market sale Bakkt Holdings, Inc.BKKT 82,757, disposed Open Form 4 filing 0000950170-23-068558
2023-12-05 S, Open-market sale Bakkt Holdings, Inc.BKKT 568,804, disposed Open Form 4 filing 0000950170-23-068408
2023-12-04 S, Open-market sale Bakkt Holdings, Inc.BKKT 384,688, disposed Open Form 4 filing 0000950170-23-067880
2023-07-19 S, Open-market sale Bakkt Holdings, Inc.BKKT 1,110, disposed Open Form 4 filing 0000899243-23-017463
2023-07-17 S, Open-market sale Bakkt Holdings, Inc.BKKT 76,020, disposed Open Form 4 filing 0000950170-23-033210
2023-07-14 S, Open-market sale Bakkt Holdings, Inc.BKKT 828,000, disposed Open Form 4 filing 0000950170-23-033072
2023-07-13 S, Open-market sale Bakkt Holdings, Inc.BKKT 659,920, disposed Open Form 4 filing 0000950170-23-032987
2023-07-12 S, Open-market sale Bakkt Holdings, Inc.BKKT 629,680, disposed Open Form 4 filing 0000950170-23-032674
2023-07-11 S, Open-market sale Bakkt Holdings, Inc.BKKT 315,460, disposed Open Form 4 filing 0000899243-23-017352
2023-05-18 S, Open-market sale Bakkt Holdings, Inc.BKKT 77,572, disposed Open Form 4 filing 0000899243-23-013335
2023-04-14 S, Open-market sale Bakkt Holdings, Inc.BKKT 34,418, disposed Open Form 4 filing 0000899243-23-011371
2023-04-03 S, Open-market sale Bakkt Holdings, Inc.BKKT 33,320, disposed Open Form 4 filing 0000899243-23-010259
2023-03-31 S, Open-market sale Bakkt Holdings, Inc.BKKT 126,642, disposed Open Form 4 filing 0000899243-23-010228
2023-03-14 S, Open-market sale Bakkt Holdings, Inc.BKKT 66,000, disposed Open Form 4 filing 0000899243-23-008452
2023-01-13 S, Open-market sale Bakkt Holdings, Inc.BKKT 206,100, disposed Open Form 4 filing 0000899243-23-001736
2022-12-01 S, Open-market sale Bakkt Holdings, Inc.BKKT 124,238, disposed Open Form 4 filing 0000899243-22-037277
2022-11-17 S, Open-market sale Bakkt Holdings, Inc.BKKT 329,970, disposed Open Form 4 filing 0000899243-22-036363
2022-10-26 S, Open-market sale Bakkt Holdings, Inc.BKKT 17,483, disposed Open Form 4 filing 0000899243-22-034250
2022-05-19 S, Open-market sale Bakkt Holdings, Inc.BKKT 43,680, disposed Open Form 4 filing 0000899243-22-019185
2021-12-23 S, Open-market sale Bakkt Holdings, Inc.BKKT 143,126, disposed Open Form 4 filing 0000899243-21-049716
2021-12-16 S, Open-market sale Bakkt Holdings, Inc.BKKT 3 lines 1,117,971, disposed Open Form 4 filing 0000899243-21-049269
2010-12-22 P, Open-market purchase Unigene Laboratories IncUGNE 37,000, acquired Open Form 4 filing 0001209191-10-062304
2010-12-21 P, Open-market purchase Unigene Laboratories IncUGNE 37,500, acquired Open Form 4 filing 0001209191-10-062304
2010-12-20 P, Open-market purchase Unigene Laboratories IncUGNE 37,500, acquired Open Form 4 filing 0001209191-10-062304
2010-12-17 P, Open-market purchase Unigene Laboratories IncUGNE 18,792, acquired Open Form 4 filing 0001209191-10-061474
2010-12-15 P, Open-market purchase Unigene Laboratories IncUGNE 51,750, acquired Open Form 4 filing 0001209191-10-061474
2010-09-03 P, Open-market purchase Unigene Laboratories IncUGNE 3,600, acquired Open Form 4 filing 0001209191-10-045461
2010-08-31 P, Open-market purchase Unigene Laboratories IncUGNE 35,000, acquired Open Form 4 filing 0001209191-10-044632
2010-08-30 P, Open-market purchase Unigene Laboratories IncUGNE 12,864, acquired Open Form 4 filing 0001209191-10-044632
2010-08-27 P, Open-market purchase Unigene Laboratories IncUGNE 114,811, acquired Open Form 4 filing 0001209191-10-044632
2009-07-31 P, Open-market purchase Global Employment Holdings, Inc.GEYH 10,121, acquired Open Form 4 filing 0001209191-09-045861
2009-06-30 S, Open-market sale Pantheon China Acquisition Corp.PCQC 13,619,463, disposed Open Form 4 filing 0001209191-09-035044
2008-11-26 P, Open-market purchase Global MED Technologies IncGLOB 26,125, acquired Open Form 4 filing 0001209191-08-063227
2008-11-20 P, Open-market purchase Global MED Technologies IncGLOB 173,957, acquired Open Form 4 filing 0001209191-08-062283
2008-10-10 P, Open-market purchase Global MED Technologies IncGLOB 3 lines 362,462, acquired Open Form 4 filing 0001209191-08-056203
2008-09-30 P, Open-market purchase Global MED Technologies IncGLOB 189,254, acquired Open Form 4 filing 0001209191-08-054349

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
S, Open-market sale
Open-market sale
P, Open-market purchase
Open-market purchase
Relationships on this page
D, Director
Director

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens. A row marked n lines adds up that many filed lines of one filing, on one day, on one side of the market; a filing whose lines fall across two pages is left as its lines on both, so no total here is ever short.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 9
  • Open-market sale 0
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Levy Richard N, insider transactions. Retrieved 2026-08-24 from https://ebomi.com/insider/0001413810

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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