Insider · CIK 0001434007

Hathaway David R

CIK 0001434007 Name as filed on the most recent filing

Filed as Hathaway David R (10)

28 transaction lines · from 10 filings · filed 2010-09-20 to 2014-03-12 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-21 05:23 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

28 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-21 05:23 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2014-03-11 S, Open-market sale HeartWare International, Inc.HTWR 267,140 disposed Open Form 4 filing 0001209191-14-019933
2014-03-10 S, Open-market sale HeartWare International, Inc.HTWR 152,095 disposed Open Form 4 filing 0001209191-14-019933
2013-12-23 S, Open-market sale HeartWare International, Inc.HTWR 54,800 disposed Open Form 4 filing 0001209191-13-058574
2013-12-20 S, Open-market sale HeartWare International, Inc.HTWR 44,773 disposed Open Form 4 filing 0001209191-13-058574
2013-12-20 S, Open-market sale HeartWare International, Inc.HTWR 11,078 disposed Open Form 4 filing 0001209191-13-058574
2013-05-28 S, Open-market sale HeartWare International, Inc.HTWR 564,027 disposed Open Form 4 filing 0001209191-13-029683
2013-05-22 S, Open-market sale HeartWare International, Inc.HTWR 228,360 disposed Open Form 4 filing 0001209191-13-028269
2013-05-21 S, Open-market sale HeartWare International, Inc.HTWR 1,225,897 disposed Open Form 4 filing 0001209191-13-028269
2013-05-21 S, Open-market sale HeartWare International, Inc.HTWR 230,592 disposed Open Form 4 filing 0001209191-13-028269
2013-05-21 S, Open-market sale HeartWare International, Inc.HTWR 184,889 disposed Open Form 4 filing 0001209191-13-028269
2013-05-20 S, Open-market sale HeartWare International, Inc.HTWR 800,566 disposed Open Form 4 filing 0001209191-13-028269
2013-05-20 S, Open-market sale HeartWare International, Inc.HTWR 176,670 disposed Open Form 4 filing 0001209191-13-028269
2012-12-21 S, Open-market sale HeartWare International, Inc.HTWR 27,064 disposed Open Form 4 filing 0001209191-12-059212
2012-12-21 S, Open-market sale HeartWare International, Inc.HTWR 16,583 disposed Open Form 4 filing 0001209191-12-059212
2012-12-20 S, Open-market sale HeartWare International, Inc.HTWR 44,082 disposed Open Form 4 filing 0001209191-12-059212
2012-12-13 S, Open-market sale HeartWare International, Inc.HTWR 457,404 disposed Open Form 4 filing 0001209191-12-057587
2012-12-12 S, Open-market sale HeartWare International, Inc.HTWR 490,860 disposed Open Form 4 filing 0001209191-12-057587
2012-12-11 S, Open-market sale HeartWare International, Inc.HTWR 493,020 disposed Open Form 4 filing 0001209191-12-057587
2012-09-18 S, Open-market sale HeartWare International, Inc.HTWR 47,348 disposed Open Form 4 filing 0001209191-12-046091
2012-09-18 S, Open-market sale HeartWare International, Inc.HTWR 37,328 disposed Open Form 4 filing 0001209191-12-046091
2012-09-17 S, Open-market sale HeartWare International, Inc.HTWR 266,279 disposed Open Form 4 filing 0001209191-12-046091
2012-09-17 S, Open-market sale HeartWare International, Inc.HTWR 42,086 disposed Open Form 4 filing 0001209191-12-046091
2011-12-20 S, Open-market sale HeartWare International, Inc.HTWR 28,598 disposed Open Form 4 filing 0001209191-11-062869
2011-12-20 S, Open-market sale HeartWare International, Inc.HTWR 9,219 disposed Open Form 4 filing 0001209191-11-062869
2011-09-16 S, Open-market sale HeartWare International, Inc.HTWR 120,427 disposed Open Form 4 filing 0001209191-11-048572
2011-09-16 S, Open-market sale HeartWare International, Inc.HTWR 61,964 disposed Open Form 4 filing 0001209191-11-048572
2011-09-16 S, Open-market sale HeartWare International, Inc.HTWR 57,436 disposed Open Form 4 filing 0001209191-11-048572
2010-09-17 S, Open-market sale HeartWare International, Inc.HTWR 316,063 disposed Open Form 4 filing 0001209191-10-047004

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
S, Open-market sale
Open-market sale
Relationships on this page
O, Officer
Officer

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 0
  • Open-market sale 28
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Hathaway David R, insider transactions. Retrieved 2026-08-22 from https://ebomi.com/insider/0001434007

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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