Insider · CIK 0001494714

Freeman Richard A

CIK 0001494714 Name as filed on the most recent filing

Filed as Freeman Richard A (17)

20 transaction lines · from 17 filings · filed 2010-06-28 to 2019-01-02 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

20 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2018-12-28 S, Open-market sale ClearBridge MLP & Midstream Total Return Fund Inc.CTR 113,811, disposed Open Form 4 filing 0000914851-19-000004
2018-12-28 S, Open-market sale ClearBridge MLP & Midstream Fund Inc.CEM 317,966, disposed Open Form 4 filing 0000914851-19-000002
2018-12-26 S, Open-market sale ClearBridge MLP & Midstream Fund Inc.CEM 261,645, disposed Open Form 4 filing 0000914851-18-000271
2018-12-26 S, Open-market sale ClearBridge Energy Midstream Opportunity Fund Inc.EMO 264,409, disposed Open Form 4 filing 0000914851-18-000273
2016-12-27 S, Open-market sale Clearbridge American Energy MLP Fund Inc.CBA 10,496, disposed Open Form 4 filing 0000914851-16-000795
2016-12-19 S, Open-market sale ClearBridge Energy MLP Opportunity Fund Inc.EMO 40,539, disposed Open Form 4 filing 0000914851-16-000773
2016-12-19 S, Open-market sale Clearbridge American Energy MLP Fund Inc.CBA 398,129, disposed Open Form 4 filing 0000914851-16-000771
2016-12-19 S, Open-market sale ClearBridge Energy MLP Fund Inc.CEM 99,378, disposed Open Form 4 filing 0000914851-16-000774
2016-12-19 S, Open-market sale ClearBridge Energy MLP Total Return Fund Inc.CTR 10,497, disposed Open Form 4 filing 0000914851-16-000772
2015-06-15 P, Open-market purchase Clearbridge American Energy MLP Fund Inc.CBA 371,750, acquired Open Form 4 filing 0001209191-15-054090
2014-12-12 P, Open-market purchase Clearbridge American Energy MLP Fund Inc.CBA 308,200, acquired Open Form 4 filing 0001209191-14-075469
2012-06-26 P, Open-market purchase ClearBridge Energy MLP Total Return Fund Inc.CTR 200,000, acquired Open Form 4 filing 0001140361-12-031390
2011-09-15 P, Open-market purchase ClearBridge Energy MLP Opportunity Fund Inc.EMO 71,788, acquired Open Form 4 filing 0001140361-11-046162
2011-09-13 P, Open-market purchase ClearBridge Energy MLP Opportunity Fund Inc.EMO 107,340, acquired Open Form 4 filing 0001140361-11-045794
2011-08-08 P, Open-market purchase ClearBridge Energy MLP Opportunity Fund Inc.EMO 3 lines 171,949, acquired Open Form 4 filing 0001140361-11-040274
2011-06-08 P, Open-market purchase ClearBridge Energy MLP Fund Inc.CEM 2 lines 210,800, acquired Open Form 4 filing 0001140361-11-032091
2010-06-25 P, Open-market purchase ClearBridge Energy MLP Fund Inc.CEM 500,000, acquired Open Form 4 filing 0001140361-10-027291

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
S, Open-market sale
Open-market sale
P, Open-market purchase
Open-market purchase
Relationships on this page
*, Other
Other

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens. A row marked n lines adds up that many filed lines of one filing, on one day, on one side of the market; a filing whose lines fall across two pages is left as its lines on both, so no total here is ever short.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 11
  • Open-market sale 9
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Freeman Richard A, insider transactions. Retrieved 2026-08-24 from https://ebomi.com/insider/0001494714

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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