Insider · CIK 0001514106

Carroll Larry W.

CIK 0001514106 Name as filed on the most recent filing

Filed as Carroll Larry W. (36)

42 transaction lines · from 36 filings · filed 2011-08-12 to 2021-06-24 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

42 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2021-06-23 P, Open-market purchase Capitala Finance Corp.CPTA 49,600, acquired Open Form 4 filing 0001104659-21-084955
2021-06-16 P, Open-market purchase Capitala Finance Corp.CPTA 87,958, acquired Open Form 4 filing 0001104659-21-082439
2021-06-14 P, Open-market purchase Capitala Finance Corp.CPTA 78,930, acquired Open Form 4 filing 0001104659-21-081286
2020-12-17 P, Open-market purchase Capitala Finance Corp.CPTA 24,724, acquired Open Form 4 filing 0001104659-20-137234
2020-12-16 P, Open-market purchase Capitala Finance Corp.CPTA 36,236, acquired Open Form 4 filing 0001104659-20-136810
2020-12-15 P, Open-market purchase Capitala Finance Corp.CPTA 49,503, acquired Open Form 4 filing 0001104659-20-136381
2020-12-08 P, Open-market purchase Capitala Finance Corp.CPTA 28,300, acquired Open Form 4 filing 0001104659-20-133544
2020-11-20 P, Open-market purchase Capitala Finance Corp.CPTA 52,350, acquired Open Form 4 filing 0001104659-20-128875
2020-11-18 P, Open-market purchase Capitala Finance Corp.CPTA 35,328, acquired Open Form 4 filing 0001104659-20-127377
2020-11-06 P, Open-market purchase Capitala Finance Corp.CPTA 58,201, acquired Open Form 4 filing 0001104659-20-123670
2020-08-31 P, Open-market purchase Capitala Finance Corp.CPTA 68,668, acquired Open Form 4 filing 0001104659-20-123669
2020-08-31 P, Open-market purchase Capitala Finance Corp.CPTA 68,668, acquired Open Form 4 filing 0001104659-20-101347
2018-05-25 P, Open-market purchase Capitala Finance Corp.CPTA 36,986, acquired Open Form 4 filing 0001144204-18-031249
2018-03-23 P, Open-market purchase Capitala Finance Corp.CPTA 16,052, acquired Open Form 4 filing 0001144204-18-017132
2018-03-22 P, Open-market purchase Capitala Finance Corp.CPTA 26,590, acquired Open Form 4 filing 0001144204-18-016707
2017-12-21 P, Open-market purchase Capitala Finance Corp.CPTA 75,000, acquired Open Form 4 filing 0001144204-17-064941
2017-12-01 P, Open-market purchase Capitala Finance Corp.CPTA 76,200, acquired Open Form 4 filing 0001144204-17-062261
2017-11-13 P, Open-market purchase Capitala Finance Corp.CPTA 76,197, acquired Open Form 4 filing 0001144204-17-059256
2017-08-11 P, Open-market purchase Capitala Finance Corp.CPTA 163,067, acquired Open Form 4 filing 0001144204-17-049524
2017-08-11 P, Open-market purchase Capitala Finance Corp.CPTA 163,067, acquired Open Form 4 filing 0001461373-17-000034
2017-08-10 P, Open-market purchase Capitala Finance Corp.CPTA 19,866, acquired Open Form 4 filing 0001144204-17-049524
2017-08-10 P, Open-market purchase Capitala Finance Corp.CPTA 6,098, acquired Open Form 4 filing 0001144204-18-004887
2017-08-10 P, Open-market purchase Capitala Finance Corp.CPTA 19,866, acquired Open Form 4 filing 0001461373-17-000034
2016-12-02 S, Open-market sale Park Sterling CorpPSTB 228,841, disposed Open Form 4 filing 0001437749-16-042980
2016-11-17 S, Open-market sale Park Sterling CorpPSTB 228,140, disposed Open Form 4 filing 0001437749-17-002256
2016-11-15 P, Open-market purchase Capitala Finance Corp.CPTA 84,093, acquired Open Form 4 filing 0001144204-16-134923
2016-01-01 S, Open-market sale Park Sterling CorpPSTB Not reported Open Form 4 filing 0001437749-16-033615
2015-12-10 P, Open-market purchase Capitala Finance Corp.CPTA 38,700, acquired Open Form 4 filing 0001144204-15-070427
2015-08-25 P, Open-market purchase Capitala Finance Corp.CPTA 67,500, acquired Open Form 4 filing 0001144204-15-051824
2015-08-21 P, Open-market purchase Capitala Finance Corp.CPTA 72,500, acquired Open Form 4 filing 0001144204-15-051311
2015-06-12 P, Open-market purchase Capitala Finance Corp.CPTA 82,200, acquired Open Form 4 filing 0001144204-15-037024
2015-06-10 P, Open-market purchase Capitala Finance Corp.CPTA 67,150, acquired Open Form 4 filing 0001144204-15-036439
2015-05-22 P, Open-market purchase Capitala Finance Corp.CPTA 17,850, acquired Open Form 4 filing 0001144204-15-033293
2014-12-23 P, Open-market purchase Capitala Finance Corp.CPTA 85,493, acquired Open Form 4 filing 0001144204-14-075857
2014-09-18 P, Open-market purchase Capitala Finance Corp.CPTA 27,617, acquired Open Form 4 filing 0001144204-14-056766
2014-05-16 P, Open-market purchase Capitala Finance Corp.CPTA 102,690, acquired Open Form 4 filing 0001144204-14-032291
2014-05-15 P, Open-market purchase Capitala Finance Corp.CPTA 198,683, acquired Open Form 4 filing 0001144204-14-032291
2013-02-26 S, Open-market sale Park Sterling CorpPSTB 109,207, disposed Open Form 4 filing 0001437749-13-002030
2013-02-25 S, Open-market sale Park Sterling CorpPSTB 35,658, disposed Open Form 4 filing 0001437749-13-002030
2011-08-11 P, Open-market purchase Park Sterling CorpPSTB 3 lines 65,158, acquired Open Form 4 filing 0001209191-11-043934

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
P, Open-market purchase
Open-market purchase
S, Open-market sale
Open-market sale
Relationships on this page
D, Director
Director

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens. A row marked n lines adds up that many filed lines of one filing, on one day, on one side of the market; a filing whose lines fall across two pages is left as its lines on both, so no total here is ever short.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 37
  • Open-market sale 5
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Carroll Larry W., insider transactions. Retrieved 2026-08-22 from https://ebomi.com/insider/0001514106

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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