Insider · CIK 0001521119

Caraher Scott C.

CIK 0001521119 Name as filed on the most recent filing

Filed as Caraher Scott C. (75)

94 transaction lines · from 75 filings · filed 2011-07-07 to 2026-04-24 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

94 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-21 05:23 UTC.

Transactions filed by this insider
Direction Date Issuer Code Shares Price Value USD Filing
2026-03-31 Nuveen Floating Rate Income Fund
JFR
P, Open-market purchase 7,000 acquired 7.41 51,888.90 Form 4, filing 0001225208-26-004595
2026-03-31 Nuveen Credit Strategies Income Fund
JQC
P, Open-market purchase 10,000 acquired 4.83 48,270.00 Form 4, filing 0001225208-26-004594
2026-03-30 Nuveen Floating Rate Income Fund
JFR
P, Open-market purchase 7,000 acquired 7.24 50,680.70 Form 4, filing 0001225208-26-004595
2026-03-30 Nuveen Credit Strategies Income Fund
JQC
P, Open-market purchase 10,000 acquired 4.69 46,861.00 Form 4, filing 0001225208-26-004594
2025-04-09 Nuveen Floating Rate Income Fund
JFR
P, Open-market purchase 5,000 acquired 7.95 39,742.50 Form 4, filing 0001225208-25-004191
2025-03-21 Nuveen Floating Rate Income Fund
JFR
P, Open-market purchase 15,000 acquired 8.40 126,000.00 Form 4, filing 0001225208-25-003590
2023-10-03 Nuveen Floating Rate Income Fund
JFR
S, Open-market sale 29,503 disposed 7.90 233,073.70 Form 4, filing 0001225208-23-009305
2023-10-03 Nuveen Credit Strategies Income Fund
JQC
S, Open-market sale 15,000 disposed 4.92 73,800.00 Form 4, filing 0001225208-23-009306
2023-09-27 Nuveen Floating Rate Income Fund
JFR
S, Open-market sale 35,000 disposed 8.11 283,934.00 Form 4, filing 0001225208-23-009086
2023-09-26 Nuveen Floating Rate Income Fund
JFR
S, Open-market sale 25,000 disposed 8.13 203,212.50 Form 4, filing 0001225208-23-009072
2022-11-18 Nuveen Senior Income Fund
NSL
P, Open-market purchase 38,923 acquired 4.81 187,305.26 Form 4, filing 0001225208-22-011811
2022-11-18 Nuveen Short Duration Credit Opportunities Fund
JSD
S, Open-market sale 16,156 disposed 12.07 194,925.37 Form 4, filing 0001225208-22-011840
2022-05-13 Nuveen Floating Rate Income Opportunity Fund
JRO
P, Open-market purchase 5,000 acquired 8.43 42,162.00 Form 4, filing 0001225208-22-006995
2022-02-25 Nuveen Floating Rate Income Opportunity Fund
JRO
P, Open-market purchase 5,000 acquired 9.70 48,492.50 Form 4, filing 0001225208-22-003330
2022-02-25 Nuveen Senior Income Fund
NSL
P, Open-market purchase 10,000 acquired 5.65 56,487.00 Form 4, filing 0001225208-22-003344
2021-04-29 Nuveen Senior Income Fund
NSL
P, Open-market purchase 12,000 acquired 5.57 66,817.20 Form 4, filing 0001225208-21-007271
2021-04-07 Nuveen Floating Rate Income Opportunity Fund
JRO
P, Open-market purchase 5,000 acquired 9.58 47,900.00 Form 4, filing 0001225208-21-006638
2021-03-10 Nuveen Credit Strategies Income Fund
JQC
P, Open-market purchase 10,000 acquired 6.51 65,096.00 Form 4, filing 0001225208-21-005088
2021-03-08 Nuveen Floating Rate Income Fund
JFR
P, Open-market purchase 7,000 acquired 9.42 65,973.60 Form 4, filing 0001225208-21-004876
2021-03-01 Nuveen Floating Rate Income Fund
JFR
P, Open-market purchase 7,000 acquired 9.42 65,973.60 Form 4, filing 0001225208-21-004072
2020-03-31 Nuveen Floating Rate Income Opportunity Fund
JRO
P, Open-market purchase 5,000 acquired 7.37 36,842.00 Form 4, filing 0001225208-20-010996
2020-03-30 Nuveen Floating Rate Income Opportunity Fund
JRO
P, Open-market purchase 3,000 acquired 7.02 21,049.80 Form 4, filing 0001225208-20-005796
2020-03-25 Nuveen Floating Rate Income Fund
JFR
P, Open-market purchase 2,000 acquired 6.66 13,320.00 Form 4, filing 0001225208-21-004072
2020-03-25 Nuveen Credit Strategies Income Fund
JQC
P, Open-market purchase 2,000 acquired 5.00 10,010.00 Form 4, filing 0001225208-20-005639
2020-03-25 Nuveen Floating Rate Income Opportunity Fund
JRO
P, Open-market purchase 2,000 acquired 6.65 13,300.00 Form 4, filing 0001225208-20-005649
2020-03-24 Nuveen Floating Rate Income Opportunity Fund
JRO
P, Open-market purchase 2,500 acquired 6.04 15,108.00 Form 4, filing 0001225208-20-005611
2019-08-07 Nuveen Short Duration Credit Opportunities Fund
JSD
S, Open-market sale 6,022 disposed 15.10 90,947.86 Form 4, filing 0001225208-19-011122
2019-08-07 Nuveen Short Duration Credit Opportunities Fund
JSD
S, Open-market sale 5,100 disposed 15.07 76,869.75 Form 4, filing 0001225208-19-011122
2019-01-04 Nuveen Floating Rate Income Opportunity Fund
JRO
P, Open-market purchase 2,000 acquired 9.44 18,885.40 Form 4, filing 0001225208-19-000750
2018-10-03 Nuveen Floating Rate Income Fund
JFR
P, Open-market purchase 2,000 acquired 10.43 20,861.40 Form 4, filing 0001225208-18-014452
2018-10-03 Nuveen Senior Income Fund
NSL
P, Open-market purchase 2,000 acquired 6.52 13,039.80 Form 4, filing 0001225208-18-014453
2018-10-03 Nuveen Floating Rate Income Opportunity Fund
JRO
P, Open-market purchase 2,000 acquired 10.27 20,539.20 Form 4, filing 0001225208-18-014451
2018-08-07 Nuveen Floating Rate Income Opportunity Fund
JRO
P, Open-market purchase 2,000 acquired 10.22 20,440.00 Form 4, filing 0001225208-18-012420
2018-07-17 Nuveen Floating Rate Income Opportunity Fund
JRO
P, Open-market purchase 3,800 acquired 10.22 38,836.00 Form 4, filing 0001225208-18-011859
2018-07-17 Nuveen Floating Rate Income Opportunity Fund
JRO
P, Open-market purchase 2,200 acquired 10.18 22,396.00 Form 4, filing 0001225208-18-011859
2017-11-01 Nuveen Short Duration Credit Opportunities Fund
JSD
S, Open-market sale 511 disposed 17.62 9,003.82 Form 4, filing 0001225208-17-016944
2017-10-31 Nuveen Short Duration Credit Opportunities Fund
JSD
S, Open-market sale 600 disposed 17.51 10,506.00 Form 4, filing 0001225208-17-016757
2017-10-31 Nuveen Short Duration Credit Opportunities Fund
JSD
S, Open-market sale 300 disposed 17.55 5,265.00 Form 4, filing 0001225208-17-016757
2017-10-31 Nuveen Short Duration Credit Opportunities Fund
JSD
S, Open-market sale 300 disposed 17.53 5,259.00 Form 4, filing 0001225208-17-016757
2017-10-31 Nuveen Short Duration Credit Opportunities Fund
JSD
S, Open-market sale 300 disposed 17.52 5,257.50 Form 4, filing 0001225208-17-016757
2017-10-31 Nuveen Short Duration Credit Opportunities Fund
JSD
S, Open-market sale 300 disposed 17.52 5,256.00 Form 4, filing 0001225208-17-016757
2017-10-31 Nuveen Short Duration Credit Opportunities Fund
JSD
S, Open-market sale 100 disposed 17.54 1,754.00 Form 4, filing 0001225208-17-016757
2017-10-31 Nuveen Short Duration Credit Opportunities Fund
JSD
S, Open-market sale 100 disposed 17.50 1,750.50 Form 4, filing 0001225208-17-016757
2017-10-30 Nuveen Short Duration Credit Opportunities Fund
JSD
S, Open-market sale 1,000 disposed 17.56 17,560.00 Form 4, filing 0001225208-17-016756
2017-10-27 Nuveen Short Duration Credit Opportunities Fund
JSD
S, Open-market sale 700 disposed 17.49 12,246.15 Form 4, filing 0001225208-17-016755
2017-10-27 Nuveen Short Duration Credit Opportunities Fund
JSD
S, Open-market sale 100 disposed 17.53 1,753.00 Form 4, filing 0001225208-17-016755
2017-07-27 Nuveen Floating Rate Income Opportunity Fund
JRO
S, Open-market sale 12,000 disposed 11.80 141,654.00 Form 4, filing 0001225208-17-013030
2017-07-13 Nuveen Floating Rate Income Opportunity Fund
JRO
S, Open-market sale 5,311 disposed 11.67 61,979.37 Form 4, filing 0001225208-17-012661
2017-07-13 Nuveen Floating Rate Income Opportunity Fund
JRO
S, Open-market sale 2,300 disposed 11.66 26,826.05 Form 4, filing 0001225208-17-012661
2017-07-12 Nuveen Floating Rate Income Opportunity Fund
JRO
S, Open-market sale 10,353 disposed 11.64 120,527.56 Form 4, filing 0001225208-17-012789

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
P, Open-market purchase
Open-market purchase
S, Open-market sale
Open-market sale

Every value is as reported on the Form 4. A price the filing did not report is marked Not reported and no value is computed from it. Codes outside the open market, drawn in grey behind a dashed rule, are compensation and administrative machinery rather than a decision to trade at the prevailing price.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 65
  • Open-market sale 29
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Caraher Scott C., insider transactions. Retrieved 2026-08-21 from https://ebomi.com/insider/0001521119

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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