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Insider · CIK 0001535264

AWM Investment Company, Inc.

CIK 0001535264 Name as filed on the most recent filing

Filed as AWM Investment Company, Inc. (199)

445 transaction lines · from 199 filings · filed 2015-01-23 to 2026-08-24 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-28 05:24 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

445 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-28 05:24 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2015-03-30 S, Open-market sale Pfsweb IncPFSW 107,771, disposed Open Form 4 filing 0001535264-15-000043
2015-03-30 S, Open-market sale Ctpartners Executive Search Inc.CTP 175,181, disposed Open Form 4 filing 0001535264-15-000044
2015-03-27 S, Open-market sale Pfsweb IncPFSW 31,004, disposed Open Form 4 filing 0001535264-15-000043
2015-03-27 S, Open-market sale Ctpartners Executive Search Inc.CTP 543,615, disposed Open Form 4 filing 0001535264-15-000044
2015-03-26 S, Open-market sale Pfsweb IncPFSW 188,936, disposed Open Form 4 filing 0001535264-15-000042
2015-03-25 S, Open-market sale Pfsweb IncPFSW 256,381, disposed Open Form 4 filing 0001535264-15-000041
2015-03-24 S, Open-market sale Pfsweb IncPFSW 285,975, disposed Open Form 4 filing 0001535264-15-000040
2015-03-23 S, Open-market sale Pfsweb IncPFSW 2 lines 348,699, disposed Open Form 4 filing 0001535264-15-000040
2015-03-20 S, Open-market sale Pfsweb IncPFSW 276,443, disposed Open Form 4 filing 0001535264-15-000037
2015-03-19 S, Open-market sale Pfsweb IncPFSW 275,448, disposed Open Form 4 filing 0001535264-15-000037
2015-03-12 S, Open-market sale Ctpartners Executive Search Inc.CTP 3,260, disposed Open Form 4 filing 0001535264-15-000036
2015-03-11 S, Open-market sale Ctpartners Executive Search Inc.CTP 2 lines 478,373, disposed Open Form 4 filing 0001535264-15-000036
2015-03-07 S, Open-market sale Pfsweb IncPFSW 66,221, disposed Open Form 4 filing 0001535264-15-000035
2015-03-06 S, Open-market sale CPI Aerostructures IncCTP 6,283, disposed Open Form 4 filing 0001535264-15-000034
2015-03-06 S, Open-market sale Pfsweb IncPFSW 2 lines 57,461, disposed Open Form 4 filing 0001535264-15-000035
2015-03-06 S, Open-market sale Ctpartners Executive Search Inc.CTP 6,283, disposed Open Form 4 filing 0001535264-15-000039
2015-03-05 S, Open-market sale Pfsweb IncPSFW 226,778, disposed Open Form 4 filing 0001535264-15-000033
2015-03-04 S, Open-market sale Pfsweb IncPSFW 11,050, disposed Open Form 4 filing 0001535264-15-000033
2015-03-03 S, Open-market sale Ctpartners Executive Search Inc.CTP 3,870, disposed Open Form 4 filing 0001535264-15-000032
2015-03-02 S, Open-market sale Pfsweb IncPFSW 2,221, disposed Open Form 4 filing 0001535264-15-000031
2015-02-27 S, Open-market sale Pfsweb IncPFSW 27,300, disposed Open Form 4 filing 0001535264-15-000031
2015-02-25 S, Open-market sale Pfsweb IncPFSW 59,100, disposed Open Form 4 filing 0001535264-15-000030
2015-02-24 S, Open-market sale Pfsweb IncPFSW 21,720, disposed Open Form 4 filing 0001535264-15-000030
2015-02-24 S, Open-market sale Ctpartners Executive Search Inc.CTP 225,331, disposed Open Form 4 filing 0001535264-15-000029
2015-02-19 S, Open-market sale Broadwind Energy, Inc.BWEN 49,840, disposed Open Form 4 filing 0001535264-15-000028
2015-02-19 S, Open-market sale Ctpartners Executive Search Inc.CTP 362,500, disposed Open Form 4 filing 0001535264-15-000027
2015-02-18 S, Open-market sale Ctpartners Executive Search Inc.CTP 2 lines 387,327, disposed Open Form 4 filing 0001535264-15-000027
2015-02-11 S, Open-market sale Broadwind Energy, Inc.BWEN 1,680, disposed Open Form 4 filing 0001535264-15-000026
2015-02-06 P, Open-market purchase Adept Technology IncADEP 341,628, acquired Open Form 4 filing 0001535264-15-000010
2015-02-06 S, Open-market sale Ctpartners Executive Search Inc.CTP 222,722, disposed Open Form 4 filing 0001535264-15-000009
2015-02-05 P, Open-market purchase Adept Technology IncADEP 2,339,955, acquired Open Form 4 filing 0001535264-15-000010
2015-02-05 S, Open-market sale Ctpartners Executive Search Inc.CTP 112,688, disposed Open Form 4 filing 0001535264-15-000009
2015-02-03 S, Open-market sale Broadwind Energy, Inc.BWEN 94,984, disposed Open Form 4 filing 0001535264-15-000006
2015-02-02 S, Open-market sale Broadwind Energy, Inc.BWEN 18,250, disposed Open Form 4 filing 0001535264-15-000006
2015-01-28 S, Open-market sale Broadwind Energy, Inc.BWEN 10,500, disposed Open Form 4 filing 0001535264-15-000005
2015-01-26 S, Open-market sale Broadwind Energy, Inc.BWEN 253,932, disposed Open Form 4 filing 0001535264-15-000004
2015-01-23 S, Open-market sale Broadwind Energy, Inc.BWEN 255,812, disposed Open Form 4 filing 0001535264-15-000003
2015-01-21 S, Open-market sale Broadwind Energy, Inc.BWEN 2 lines 75,018, disposed Open Form 4 filing 0001535264-15-000002

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Search the catalog
Codes on this page
S, Open-market sale
Open-market sale
P, Open-market purchase
Open-market purchase
Relationships on this page
%, Ten percent owner
Ten percent owner

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens. A row marked n lines adds up that many filed lines of one filing, on one day, on one side of the market; a filing whose lines fall across two pages is left as its lines on both, so no total here is ever short.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 29
  • Open-market sale 416
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. AWM Investment Company, Inc., insider transactions. Retrieved 2026-08-28 from https://ebomi.com/insider/0001535264

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

This page as JSON The JSON twin is shaped by the same read model as this page, so the two cannot disagree. Its envelope carries the canonical URL, the retrieval time, the coverage claim, and the licence statement.