Insider · CIK 0001535264

AWM Investment Company, Inc.

CIK 0001535264 Name as filed on the most recent filing

Filed as AWM Investment Company, Inc. (199)

445 transaction lines · from 199 filings · filed 2015-01-23 to 2026-08-24 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-27 05:24 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

445 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-27 05:24 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2018-03-14 S, Open-market sale NTN Buzztime IncNTN 174,849, disposed Open Form 4 filing 0001535264-18-000039
2018-03-13 S, Open-market sale NTN Buzztime IncNTN 2 lines 30,900, disposed Open Form 4 filing 0001535264-18-000039
2018-03-12 S, Open-market sale NTN Buzztime IncNTN 3 lines 29,385, disposed Open Form 4 filing 0001535264-18-000039
2018-02-12 S, Open-market sale Emagin CorpEMAN 3 lines 423,190, disposed Open Form 4 filing 0001535264-18-000037
2017-12-28 S, Open-market sale Form Holdings Corp.FH 72,396, disposed Open Form 4 filing 0001535264-17-000081
2017-12-27 S, Open-market sale Form Holdings Corp.FH 2 lines 95,153, disposed Open Form 4 filing 0001535264-17-000081
2017-12-21 S, Open-market sale Form Holdings Corp.FH 2 lines 300,110, disposed Open Form 4 filing 0001535264-17-000080
2017-11-30 S, Open-market sale NTN Buzztime IncNTN 25,251, disposed Open Form 4 filing 0001535264-17-000078
2017-11-29 S, Open-market sale NTN Buzztime IncNTN 2 lines 36,092, disposed Open Form 4 filing 0001535264-17-000078
2017-11-28 S, Open-market sale NTN Buzztime IncNTN 2 lines 55,231, disposed Open Form 4 filing 0001535264-17-000078
2017-09-26 S, Open-market sale Izea, Inc.IZEA 2 lines 1,321,255, disposed Open Form 4 filing 0001535264-17-000073
2017-09-25 S, Open-market sale Izea, Inc.IZEA 913,678, disposed Open Form 4 filing 0001535264-17-000073
2017-09-22 S, Open-market sale Izea, Inc.IZEA 349,698, disposed Open Form 4 filing 0001535264-17-000073
2017-09-18 S, Open-market sale NTN Buzztime IncNTN 624, disposed Open Form 4 filing 0001535264-17-000072
2017-09-13 S, Open-market sale Form Holdings Corp.FH 1,080, disposed Open Form 4 filing 0001535264-17-000071
2017-09-11 S, Open-market sale NTN Buzztime IncNTN 2,153, disposed Open Form 4 filing 0001535264-17-000070
2017-09-08 S, Open-market sale NTN Buzztime IncNTN 73, disposed Open Form 4 filing 0001535264-17-000070
2017-09-01 S, Open-market sale NTN Buzztime IncNTN 2,229, disposed Open Form 4 filing 0001535264-17-000068
2017-08-31 S, Open-market sale NTN Buzztime IncNTN 1,858, disposed Open Form 4 filing 0001535264-17-000068
2017-08-30 S, Open-market sale NTN Buzztime IncNTN 4,446, disposed Open Form 4 filing 0001535264-17-000067
2017-08-29 S, Open-market sale NTN Buzztime IncNTN 11,886, disposed Open Form 4 filing 0001535264-17-000067
2017-08-28 S, Open-market sale NTN Buzztime IncNTN 742, disposed Open Form 4 filing 0001535264-17-000067
2017-08-25 S, Open-market sale NTN Buzztime IncNTN 3,290, disposed Open Form 4 filing 0001535264-17-000065
2017-08-23 S, Open-market sale NTN Buzztime IncNTN 15,915, disposed Open Form 4 filing 0001535264-17-000065
2017-08-22 S, Open-market sale NTN Buzztime IncNTN 1,629, disposed Open Form 4 filing 0001535264-17-000064
2017-08-21 S, Open-market sale NTN Buzztime IncNTN 790, disposed Open Form 4 filing 0001535264-17-000064
2017-08-18 S, Open-market sale NTN Buzztime IncNTN 1,172, disposed Open Form 4 filing 0001535264-17-000064
2017-08-17 S, Open-market sale NTN Buzztime IncNTN 758, disposed Open Form 4 filing 0001535264-17-000063
2017-08-16 S, Open-market sale NTN Buzztime IncNTN 1,518, disposed Open Form 4 filing 0001535264-17-000063
2017-08-15 S, Open-market sale NTN Buzztime IncNTN 3,435, disposed Open Form 4 filing 0001535264-17-000063
2017-08-11 S, Open-market sale NTN Buzztime IncNTN 45,790, disposed Open Form 4 filing 0001535264-17-000062
2017-08-04 S, Open-market sale Intellicheck, Inc.IDN 12,400, disposed Open Form 4 filing 0001535264-17-000057
2017-08-03 S, Open-market sale Intellicheck, Inc.IDN 291, disposed Open Form 4 filing 0001535264-17-000057
2017-08-02 S, Open-market sale Intellicheck, Inc.IDN 24,880, disposed Open Form 4 filing 0001535264-17-000055
2017-07-31 S, Open-market sale Intellicheck, Inc.IDN 61,894, disposed Open Form 4 filing 0001535264-17-000055
2017-07-27 S, Open-market sale Intellicheck, Inc.IDN 1,713, disposed Open Form 4 filing 0001535264-17-000054
2017-07-26 S, Open-market sale Intellicheck, Inc.IDN 2 lines 10,691, disposed Open Form 4 filing 0001535264-17-000054
2017-07-25 S, Open-market sale Intellicheck, Inc.IDN 1,413, disposed Open Form 4 filing 0001535264-17-000054
2017-07-24 S, Open-market sale Intellicheck, Inc.IDN 46,890, disposed Open Form 4 filing 0001535264-17-000053

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
S, Open-market sale
Open-market sale
Relationships on this page
%, Ten percent owner
Ten percent owner

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens. A row marked n lines adds up that many filed lines of one filing, on one day, on one side of the market; a filing whose lines fall across two pages is left as its lines on both, so no total here is ever short.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 29
  • Open-market sale 416
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. AWM Investment Company, Inc., insider transactions. Retrieved 2026-08-28 from https://ebomi.com/insider/0001535264

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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