Insider · CIK 0001561169

Samuels Steven

CIK 0001561169 Name as filed on the most recent filing

Filed as Samuels Steven (458)

812 transaction lines · from 458 filings · filed 2012-11-15 to 2019-04-22 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

16 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2017-10-23 P, Open-market purchase Putnam High Income Securities FundPCF 9,817, acquired Open Form 4 filing 0001398344-17-013472
2017-10-20 P, Open-market purchase Putnam High Income Securities FundPCF 15,266, acquired Open Form 4 filing 0001398344-17-013472
2017-10-19 P, Open-market purchase Putnam High Income Securities FundPCF 2,691, acquired Open Form 4 filing 0001398344-17-013354
2017-10-18 P, Open-market purchase Putnam High Income Securities FundPCF 3,580, acquired Open Form 4 filing 0001398344-17-013354
2017-10-11 P, Open-market purchase Putnam High Income Securities FundPCF 254,416, acquired Open Form 4 filing 0001398344-17-013089
2017-10-06 S, Open-market sale Aberdeen Chile Fund, Inc.CH 244,333, disposed Open Form 4 filing 0001398344-17-012918
2017-10-04 P, Open-market purchase Putnam High Income Securities FundPCF 65,464, acquired Open Form 4 filing 0001398344-17-013089
2017-09-15 P, Open-market purchase Jpmorgan China Region Fund, Inc.JFC 109,484, acquired Open Form 4 filing 0001398344-17-012097
2017-09-13 P, Open-market purchase Putnam High Income Securities FundPCF 70,976, acquired Open Form 4 filing 0001398344-17-012005
2017-09-12 P, Open-market purchase Putnam High Income Securities FundPCF 7,000, acquired Open Form 4 filing 0001398344-17-012005
2017-09-11 P, Open-market purchase Putnam High Income Securities FundPCF 2 lines 26,250, acquired Open Form 4 filing 0001398344-17-011913
2017-09-08 P, Open-market purchase Putnam High Income Securities FundPCF 158,518, acquired Open Form 4 filing 0001398344-17-011913
2017-09-07 P, Open-market purchase Putnam High Income Securities FundPCF 2 lines 33,928, acquired Open Form 4 filing 0001398344-17-011822
2017-09-06 P, Open-market purchase Putnam High Income Securities FundPCF 3 lines 307,209, acquired Open Form 4 filing 0001398344-17-011822
2017-07-07 P, Open-market purchase Pacholder High Yield Fund IncPHF 123,380, acquired Open Form 4 filing 0001398344-17-008522
2017-06-27 P, Open-market purchase Pacholder High Yield Fund IncPHF 2 lines 594,902, acquired Open Form 4 filing 0001398344-17-008108
2017-06-26 P, Open-market purchase Pacholder High Yield Fund IncPHF 61,734, acquired Open Form 4 filing 0001398344-17-007989
2017-06-25 P, Open-market purchase Pacholder High Yield Fund IncPHF 54,191, acquired Open Form 4 filing 0001398344-17-007989
2017-06-21 P, Open-market purchase Pacholder High Yield Fund IncPHF 158,924, acquired Open Form 4 filing 0001398344-17-007894
2017-06-21 P, Open-market purchase Korea Equity Fund IncKEF 192,494, acquired Open Form 4 filing 0001398344-17-007798
2017-06-20 P, Open-market purchase Korea Equity Fund IncKEF 238,493, acquired Open Form 4 filing 0001398344-17-007798
2017-06-20 P, Open-market purchase Pacholder High Yield Fund IncPHF 151,767, acquired Open Form 4 filing 0001398344-17-007757
2017-06-19 P, Open-market purchase Pacholder High Yield Fund IncPHF 72,345, acquired Open Form 4 filing 0001398344-17-007757
2017-06-15 P, Open-market purchase Korea Equity Fund IncKEF 35,196, acquired Open Form 4 filing 0001398344-17-007677
2017-06-13 P, Open-market purchase Pacholder High Yield Fund IncPHF 22,260, acquired Open Form 4 filing 0001398344-17-007614
2017-06-12 P, Open-market purchase Korea Equity Fund IncKEF 476,500, acquired Open Form 4 filing 0001398344-17-007576
2017-06-09 P, Open-market purchase Jpmorgan China Region Fund, Inc.JFC 148,650, acquired Open Form 4 filing 0001398344-17-007560
2017-06-08 P, Open-market purchase Pacholder High Yield Fund IncPHF 3,975, acquired Open Form 4 filing 0001398344-17-007531
2017-06-07 S, Open-market sale Crossroads Capital, Inc.XRDC 61,799, disposed Open Form 4 filing 0001398344-17-007423
2017-06-07 P, Open-market purchase Crossroads Capital, Inc.XRDC 61,799, acquired Open Form 4 filing 0001398344-17-007423
2017-06-07 P, Open-market purchase Korea Equity Fund IncKEF 2,382,500, acquired Open Form 4 filing 0001398344-17-007439
2017-06-06 P, Open-market purchase Pacholder High Yield Fund IncPHF 91,624, acquired Open Form 4 filing 0001398344-17-007406
2017-06-06 P, Open-market purchase Korea Equity Fund IncKEF 4,760, acquired Open Form 4 filing 0001398344-17-007372
2017-06-05 P, Open-market purchase Korea Equity Fund IncKEF 954,000, acquired Open Form 4 filing 0001398344-17-007372
2017-06-01 P, Open-market purchase Jpmorgan China Region Fund, Inc.JFC 492,250, acquired Open Form 4 filing 0001398344-17-007280
2017-05-31 P, Open-market purchase Pacholder High Yield Fund IncPHF 31,098, acquired Open Form 4 filing 0001398344-17-007208
2017-05-26 P, Open-market purchase Pacholder High Yield Fund IncPHF 103, acquired Open Form 4 filing 0001398344-17-006977
2017-05-26 P, Open-market purchase Jpmorgan China Region Fund, Inc.JFC 983,500, acquired Open Form 4 filing 0001398344-17-007099
2017-05-25 P, Open-market purchase Pacholder High Yield Fund IncPHF 66,172, acquired Open Form 4 filing 0001398344-17-006977
2017-05-24 P, Open-market purchase Pacholder High Yield Fund IncPHF 9,830, acquired Open Form 4 filing 0001398344-17-006839
2017-05-24 P, Open-market purchase Jpmorgan China Region Fund, Inc.JFC 195,982, acquired Open Form 4 filing 0001398344-17-006896
2017-05-23 P, Open-market purchase Pacholder High Yield Fund IncPHF 42,984, acquired Open Form 4 filing 0001398344-17-006839
2017-05-23 P, Open-market purchase Jpmorgan China Region Fund, Inc.JFC 392,398, acquired Open Form 4 filing 0001398344-17-006775
2017-05-22 P, Open-market purchase Jpmorgan China Region Fund, Inc.JFC 2 lines 394,812, acquired Open Form 4 filing 0001398344-17-006775

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
P, Open-market purchase
Open-market purchase
S, Open-market sale
Open-market sale

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens. A row marked n lines adds up that many filed lines of one filing, on one day, on one side of the market; a filing whose lines fall across two pages is left as its lines on both, so no total here is ever short.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 4
  • Open-market sale 12
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Samuels Steven, insider transactions. Retrieved 2026-08-23 from https://ebomi.com/insider/0001561169

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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