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Insider · CIK 0001628097

Bauman James L

CIK 0001628097 Name as filed on the most recent filing

Filed as Bauman James L (7)

52 transaction lines · from 7 filings · filed 2015-11-24 to 2019-02-13 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-21 05:23 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

52 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-21 05:23 UTC.

Transactions filed by this insider
Direction Date Issuer Code Shares Price Value USD Filing
2019-02-11 3M Co
MMM 		S, Open-market sale 11,390 disposed 200.22 2,280,505.80 Form 4, filing 0001127602-19-005578
2019-02-11 3M Co
MMM 		S, Open-market sale 1,183 disposed 200.24 236,883.92 Form 4, filing 0001127602-19-005578
2019-02-11 3M Co
MMM 		S, Open-market sale 883 disposed 200.30 176,864.90 Form 4, filing 0001127602-19-005578
2019-02-11 3M Co
MMM 		S, Open-market sale 851 disposed 200.27 170,429.77 Form 4, filing 0001127602-19-005578
2019-02-11 3M Co
MMM 		S, Open-market sale 700 disposed 200.33 140,231.00 Form 4, filing 0001127602-19-005578
2019-02-11 3M Co
MMM 		S, Open-market sale 619 disposed 200.28 123,973.32 Form 4, filing 0001127602-19-005578
2019-02-11 3M Co
MMM 		S, Open-market sale 400 disposed 200.26 80,104.00 Form 4, filing 0001127602-19-005578
2019-02-11 3M Co
MMM 		S, Open-market sale 20 disposed 200.25 4,005.00 Form 4, filing 0001127602-19-005578
2019-02-11 3M Co
MMM 		S, Open-market sale 19 disposed 200.31 3,805.89 Form 4, filing 0001127602-19-005578
2018-02-02 3M Co
MMM 		S, Open-market sale 1,100 disposed 247.22 271,942.00 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 989 disposed 246.84 244,124.76 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 888 disposed 247.50 219,780.00 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 600 disposed 247.43 148,458.00 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 600 disposed 247.28 148,368.00 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 589 disposed 247.36 145,695.04 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 515 disposed 247.71 127,570.65 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 400 disposed 247.84 99,136.00 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 350 disposed 247.64 86,674.00 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 312 disposed 247.54 77,232.48 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 300 disposed 247.87 74,361.00 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 225 disposed 247.76 55,746.00 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 213 disposed 247.74 52,768.62 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 200 disposed 247.77 49,554.00 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 200 disposed 247.69 49,538.00 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 200 disposed 247.68 49,536.00 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 125 disposed 247.25 30,906.25 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 101 disposed 247.67 25,014.67 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 100 disposed 247.89 24,789.00 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 100 disposed 247.86 24,786.00 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 100 disposed 247.85 24,785.00 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 100 disposed 247.83 24,783.00 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 100 disposed 247.80 24,780.00 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 100 disposed 247.75 24,775.00 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 100 disposed 247.70 24,770.00 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 100 disposed 247.53 24,753.00 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 100 disposed 247.52 24,752.50 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 27 disposed 247.40 6,679.80 Form 4, filing 0001127602-18-003940
2018-02-02 3M Co
MMM 		S, Open-market sale 1,376 disposed 247.92 341,137.92 Form 4, filing 0001127602-18-003948
2018-02-02 3M Co
MMM 		S, Open-market sale 700 disposed 248.08 173,656.00 Form 4, filing 0001127602-18-003948
2018-02-02 3M Co
MMM 		S, Open-market sale 250 disposed 247.94 61,985.00 Form 4, filing 0001127602-18-003948
2018-02-02 3M Co
MMM 		S, Open-market sale 200 disposed 248.09 49,618.00 Form 4, filing 0001127602-18-003948
2018-02-02 3M Co
MMM 		S, Open-market sale 100 disposed 248.01 24,801.00 Form 4, filing 0001127602-18-003948
2018-02-02 3M Co
MMM 		S, Open-market sale 100 disposed 247.99 24,799.00 Form 4, filing 0001127602-18-003948
2018-02-02 3M Co
MMM 		S, Open-market sale 100 disposed 247.93 24,793.00 Form 4, filing 0001127602-18-003948
2017-10-31 3M Co
MMM 		S, Open-market sale 1,800 disposed 230.90 415,611.00 Form 4, filing 0001127602-17-030878
2017-10-31 3M Co
MMM 		S, Open-market sale 200 disposed 230.86 46,172.20 Form 4, filing 0001127602-17-030878
2017-10-31 3M Co
MMM 		S, Open-market sale 200 disposed Not reported Not priced Form 4, filing 0001127602-17-030878
2017-05-11 3M Co
MMM 		S, Open-market sale 12,616 disposed 195.81 2,470,338.96 Form 4, filing 0001127602-17-017843
2017-05-11 3M Co
MMM 		S, Open-market sale 2,000 disposed 195.81 391,620.00 Form 4, filing 0001127602-17-017843
2016-08-01 3M Co
MMM 		S, Open-market sale 6,392 disposed 178.41 1,140,409.50 Form 4, filing 0001127602-16-059290

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

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Codes on this page
S, Open-market sale
Open-market sale

Every value is as reported on the Form 4. A price the filing did not report is marked Not reported and no value is computed from it. Codes outside the open market, drawn in grey behind a dashed rule, are compensation and administrative machinery rather than a decision to trade at the prevailing price.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 0
  • Open-market sale 52
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Bauman James L, insider transactions. Retrieved 2026-08-22 from https://ebomi.com/insider/0001628097

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

This page as JSON The JSON twin is shaped by the same read model as this page, so the two cannot disagree. Its envelope carries the canonical URL, the retrieval time, the coverage claim, and the licence statement.