Insider · CIK 0001662166

Schmucker Brian H

CIK 0001662166 Name as filed on the most recent filing

Filed as Schmucker Brian H (58)

126 transaction lines · from 58 filings · filed 2015-12-30 to 2021-06-08 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

38 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-27 05:24 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2018-01-02 S, Open-market sale Rivernorth Opportunities Fund, Inc.RIV 2 lines 261,240, disposed Open Form 4 filing 0001398344-18-000095
2017-11-14 P, Open-market purchase RiverNorth Marketplace Lending CorpRMPLX 219,500, acquired Open Form 4 filing 0001398344-17-014947
2017-10-30 S, Open-market sale Rivernorth Opportunities Fund, Inc.RIVRT 2 lines 4,186, disposed Open Form 4 filing 0001398344-17-013954
2017-10-23 S, Open-market sale Rivernorth Opportunities Fund, Inc.RIVRT 4,332, disposed Open Form 4 filing 0001398344-17-013602
2017-10-10 S, Open-market sale Rivernorth Opportunities Fund, Inc.RIV 2 lines 154,983, disposed Open Form 4 filing 0001398344-17-013056
2017-10-09 S, Open-market sale Rivernorth Opportunities Fund, Inc.RIV 147,000, disposed Open Form 4 filing 0001398344-17-013056
2017-10-05 S, Open-market sale Rivernorth Opportunities Fund, Inc.RIV 2 lines 145,010, disposed Open Form 4 filing 0001398344-17-012909
2017-09-18 S, Open-market sale Rivernorth Opportunities Fund, Inc.RIV 78,033, disposed Open Form 4 filing 0001398344-17-012133
2017-09-14 S, Open-market sale Rivernorth Opportunities Fund, Inc.RIV 2 lines 16,894, disposed Open Form 4 filing 0001398344-17-012080
2017-09-08 S, Open-market sale Rivernorth Opportunities Fund, Inc.RIV 2 lines 58,835, disposed Open Form 4 filing 0001398344-17-011936
2017-09-06 S, Open-market sale Rivernorth Opportunities Fund, Inc.RIV 21,030, disposed Open Form 4 filing 0001398344-17-011774
2017-09-05 S, Open-market sale Rivernorth Opportunities Fund, Inc.RIV 154,030, disposed Open Form 4 filing 0001398344-17-011774
2016-11-21 P, Open-market purchase RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.OPP 55,350, acquired Open Form 4 filing 0000913849-16-000688
2016-11-16 P, Open-market purchase RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.OPP 56,700, acquired Open Form 4 filing 0000913849-16-000679
2016-11-02 P, Open-market purchase Rivernorth Opportunities Fund, Inc.RIV 56,100, acquired Open Form 4 filing 0000913849-16-000656
2016-04-28 P, Open-market purchase Rivernorth Opportunities Fund, Inc.RIV 2 lines 38,420, acquired Open Form 4 filing 0000913849-16-000513
2016-04-07 P, Open-market purchase Rivernorth Opportunities Fund, Inc.RIV 36,000, acquired Open Form 4 filing 0000913849-16-000497
2016-02-18 P, Open-market purchase Rivernorth Opportunities Fund, Inc.RIV 32,900, acquired Open Form 4 filing 0000913849-16-000454
2015-12-29 P, Open-market purchase Rivernorth Opportunities Fund, Inc.RIV 500,000, acquired Open Form 4 filing 0000913849-15-000370

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
S, Open-market sale
Open-market sale
P, Open-market purchase
Open-market purchase
Relationships on this page
*, Other
Other

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens. A row marked n lines adds up that many filed lines of one filing, on one day, on one side of the market; a filing whose lines fall across two pages is left as its lines on both, so no total here is ever short.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 21
  • Open-market sale 17
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Schmucker Brian H, insider transactions. Retrieved 2026-08-27 from https://ebomi.com/insider/0001662166

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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