Insider · CIK 0001675365

Bofa Securities, Inc.

CIK 0001675365 Name as filed on the most recent filing

Filed as Bofa Securities, Inc. (37)

872 transaction lines · from 37 filings · filed 2019-08-27 to 2026-06-15 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-27 05:24 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

0 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-27 05:24 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2016-05-03 P, Open-market purchase Putnam Managed Municipal Income TrustPMM 2,059, acquired Open Form 4 filing 0001140361-24-050090
2016-05-03 P, Open-market purchase Putnam Managed Municipal Income TrustPMM 1,562, acquired Open Form 4 filing 0001140361-24-050090
2016-05-03 P, Open-market purchase Putnam Managed Municipal Income TrustPMM 777, acquired Open Form 4 filing 0001140361-24-050090
2016-05-02 S, Open-market sale Putnam Managed Municipal Income TrustPMM 8,245, disposed Open Form 4 filing 0001140361-24-050090
2016-04-26 P, Open-market purchase Nuveen NEW York Quality Municipal Income FundNAN 604, acquired Open Form 4 filing 0001140361-24-049485
2016-04-22 S, Open-market sale Nuveen NEW York Quality Municipal Income FundNAN 605, disposed Open Form 4 filing 0001140361-24-049485
2016-03-17 S, Open-market sale Nuveen NEW York Quality Municipal Income FundNAN 362, disposed Open Form 4 filing 0001140361-24-049485
2016-03-16 P, Open-market purchase Nuveen NEW York Quality Municipal Income FundNAN 362, acquired Open Form 4 filing 0001140361-24-049485
2016-03-02 S, Open-market sale Nuveen NEW York Quality Municipal Income FundNAN 3,527, disposed Open Form 4 filing 0001140361-24-049485
2016-03-02 P, Open-market purchase Nuveen NEW York Quality Municipal Income FundNAN 3,527, acquired Open Form 4 filing 0001140361-24-049485
2016-02-26 S, Open-market sale Nuveen NEW York Quality Municipal Income FundNAN 2 lines 27,708, disposed Open Form 4 filing 0001140361-24-049485
2016-02-26 P, Open-market purchase Nuveen NEW York Quality Municipal Income FundNAN 27,739, acquired Open Form 4 filing 0001140361-24-049485
2016-01-22 S, Open-market sale Nuveen Municipal High Income Opportunity FundNMZ 207, disposed Open Form 4 filing 0001140361-24-049488
2016-01-15 P, Open-market purchase Nuveen Municipal High Income Opportunity FundNMZ 208, acquired Open Form 4 filing 0001140361-24-049488
2015-12-21 P, Open-market purchase Nuveen NEW York Quality Municipal Income FundNAN 169, acquired Open Form 4 filing 0001140361-24-049485
2015-12-18 S, Open-market sale Nuveen NEW York Quality Municipal Income FundNAN 167, disposed Open Form 4 filing 0001140361-24-049485
2015-11-11 S, Open-market sale Nuveen NEW York Quality Municipal Income FundNAN 2,196, disposed Open Form 4 filing 0001140361-24-049485
2015-11-02 P, Open-market purchase Nuveen NEW York Quality Municipal Income FundNAN 2 lines 2,240, acquired Open Form 4 filing 0001140361-24-049485
2015-10-08 P, Open-market purchase Nuveen NEW York Quality Municipal Income FundNAN 3,407, acquired Open Form 4 filing 0001140361-24-049485
2015-10-07 S, Open-market sale Nuveen NEW York Quality Municipal Income FundNAN 3 lines 3,407, disposed Open Form 4 filing 0001140361-24-049485
2015-08-05 P, Open-market purchase Nuveen Municipal High Income Opportunity FundNMZ 387, acquired Open Form 4 filing 0001140361-24-049488
2015-07-31 S, Open-market sale Nuveen Municipal High Income Opportunity FundNMZ 388, disposed Open Form 4 filing 0001140361-24-049488
2015-07-20 S, Open-market sale BNY Mellon Strategic Municipals, Inc.LEO 40, disposed Open Form 4 filing 0001140361-24-049526
2015-07-17 P, Open-market purchase BNY Mellon Strategic Municipals, Inc.LEO 39, acquired Open Form 4 filing 0001140361-24-049526
2015-06-25 P, Open-market purchase Putnam Managed Municipal Income TrustPMM 14,486, acquired Open Form 4 filing 0001140361-24-050090
2015-06-18 S, Open-market sale Putnam Managed Municipal Income TrustPMM 14,408, disposed Open Form 4 filing 0001140361-24-050090
2015-06-10 S, Open-market sale Blackrock Muniholdings NEW Jersey Quality Fund, Inc.MUJ 18 lines 68,637, disposed Open Form 4 filing 0001140361-24-049496
2015-06-09 P, Open-market purchase Neuberger Berman Municipal Fund Inc.NBH 147, acquired Open Form 4 filing 0001140361-24-049538
2015-06-08 S, Open-market sale Neuberger Berman Municipal Fund Inc.NBH 148, disposed Open Form 4 filing 0001140361-24-049538

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
P, Open-market purchase
Open-market purchase
S, Open-market sale
Open-market sale

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens. A row marked n lines adds up that many filed lines of one filing, on one day, on one side of the market; a filing whose lines fall across two pages is left as its lines on both, so no total here is ever short.

What this insider's stored lines contain

No transaction line is stored for this entity, so there is nothing to break down by code. The catalog holds its filings; what it does not hold is a single reportable line from them, which is a fact about the parse and about these filings, not about the entity.

How to cite this page

ebomi catalog. BOFA SECURITIES, INC., insider transactions. Retrieved 2026-08-27 from https://ebomi.com/insider/0001675365

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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