Insider · CIK 0001718133

Spence John Yogi

CIK 0001718133 Name as filed on the most recent filing

Filed as Spence John Yogi (60)

101 transaction lines · from 60 filings · filed 2018-01-02 to 2026-06-10 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-25 05:24 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

101 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-25 05:24 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2021-12-20 P, Open-market purchase XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 2 lines 34,121, acquired Open Form 4 filing 0001718133-21-000004
2021-07-21 P, Open-market purchase XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 6 lines 84,996, acquired Open Form 4 filing 0001718133-21-000001
2020-03-16 P, Open-market purchase XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 17,070, acquired Open Form 4 filing 0001718133-20-000007
2020-03-12 P, Open-market purchase XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 4 lines 10,665, acquired Open Form 4 filing 0001718133-20-000004
2020-03-12 P, Open-market purchase XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 4 lines 10,640, acquired Open Form 4 filing 0001718133-20-000003
2020-03-06 P, Open-market purchase XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 36,900, acquired Open Form 4 filing 0001718133-20-000002
2018-12-21 P, Open-market purchase XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 18,425, acquired Open Form 4 filing 0001718133-18-000031
2018-10-11 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 988, disposed Open Form 4 filing 0001718133-18-000030
2018-10-10 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 3,950, disposed Open Form 4 filing 0001718133-18-000029
2018-10-08 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 69, disposed Open Form 4 filing 0001718133-18-000028
2018-10-05 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 980, disposed Open Form 4 filing 0001718133-18-000027
2018-10-04 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 983, disposed Open Form 4 filing 0001718133-18-000026
2018-10-03 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 10,642, disposed Open Form 4 filing 0001718133-18-000025
2018-10-02 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 5,015, disposed Open Form 4 filing 0001718133-18-000024
2018-10-01 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 11,784, disposed Open Form 4 filing 0001718133-18-000023
2018-09-27 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 6,874, disposed Open Form 4 filing 0001718133-18-000020
2018-09-26 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 3,920, disposed Open Form 4 filing 0001718133-18-000021
2018-09-25 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 1,964, disposed Open Form 4 filing 0001718133-18-000019
2018-09-20 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 1,961, disposed Open Form 4 filing 0001718133-18-000018
2018-09-19 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 3,929, disposed Open Form 4 filing 0001718133-18-000017
2018-09-18 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 2,949, disposed Open Form 4 filing 0001718133-18-000016
2018-09-17 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 1,963, disposed Open Form 4 filing 0001718133-18-000015
2018-09-14 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 9,868, disposed Open Form 4 filing 0001718133-18-000014
2018-09-13 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 27,827, disposed Open Form 4 filing 0001718133-18-000013
2018-09-12 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 10,815, disposed Open Form 4 filing 0001718133-18-000012
2018-09-11 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 2,961, disposed Open Form 4 filing 0001718133-18-000011
2018-09-10 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 2,961, disposed Open Form 4 filing 0001718133-18-000010
2018-09-07 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 2,956, disposed Open Form 4 filing 0001718133-18-000009
2018-09-06 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 9,894, disposed Open Form 4 filing 0001718133-18-000008
2018-09-05 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 2,960, disposed Open Form 4 filing 0001718133-18-000007
2018-09-04 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 23,729, disposed Open Form 4 filing 0001718133-18-000006
2018-08-31 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 11,929, disposed Open Form 4 filing 0001718133-18-000005
2018-08-30 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 39,046, disposed Open Form 4 filing 0001718133-18-000004
2018-08-29 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 12,773, disposed Open Form 4 filing 0001718133-18-000004
2018-08-28 S, Open-market sale XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 14,916, disposed Open Form 4 filing 0001718133-18-000004
2018-03-20 P, Open-market purchase XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 2,587, acquired Open Form 4 filing 0001718133-18-000003
2018-02-07 P, Open-market purchase XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 2,584, acquired Open Form 4 filing 0001718133-18-000002
2017-12-29 P, Open-market purchase XAI Octagon Floating Rate & Alternative Income Term TrustXFLT 6,573, acquired Open Form 4 filing 0001718133-18-000001

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
P, Open-market purchase
Open-market purchase
S, Open-market sale
Open-market sale
Relationships on this page
*, Other
Other
O, Officer
Officer

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens. A row marked n lines adds up that many filed lines of one filing, on one day, on one side of the market; a filing whose lines fall across two pages is left as its lines on both, so no total here is ever short.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 73
  • Open-market sale 28
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Spence John Yogi, insider transactions. Retrieved 2026-08-26 from https://ebomi.com/insider/0001718133

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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