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Insider · CIK 0001718218

Brombach Theodore J

CIK 0001718218 Name as filed on the most recent filing

Filed as Brombach Theodore J (43)

62 transaction lines · from 43 filings · filed 2018-03-21 to 2026-06-10 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-21 05:23 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

62 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-21 05:23 UTC.

Transactions filed by this insider
Direction Date Issuer Code Shares Price Value USD Filing
2026-06-01 Octagon XAI CLO Income Fund
NONE 		P, Open-market purchase 200,000 acquired Not reported Not priced Form 4, filing 0001718218-26-000001
2026-06-01 Octagon XAI CLO Income Fund
NONE 		P, Open-market purchase 100,000 acquired Not reported Not priced Form 4, filing 0001718218-26-000001
2024-05-10 XAI Octagon Floating Rate & Alternative Income Trust
XFLT 		P, Open-market purchase 3,450 acquired 7.13 24,598.50 Form 4, filing 0001718218-24-000005
2024-05-09 XAI Octagon Floating Rate & Alternative Income Trust
XFLT 		P, Open-market purchase 3,417 acquired 7.13 24,363.21 Form 4, filing 0001718218-24-000005
2023-12-12 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 825 acquired 7.05 5,816.25 Form 4, filing 0001209191-23-058454
2023-12-05 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 6,000 acquired 6.89 41,340.00 Form 4, filing 0001209191-23-057633
2023-11-13 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 289 acquired 7.08 2,046.12 Form 4, filing 0001209191-23-055460
2022-11-11 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 3,050 acquired 6.67 20,343.50 Form 4, filing 0001718218-22-000006
2022-11-10 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 891 acquired 6.63 5,907.33 Form 4, filing 0001718218-22-000005
2022-11-10 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 754 acquired 6.64 5,006.56 Form 4, filing 0001718218-22-000005
2022-11-10 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 355 acquired 6.65 2,360.75 Form 4, filing 0001718218-22-000005
2022-11-09 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 1,082 acquired 6.53 7,065.46 Form 4, filing 0001718218-22-000004
2022-11-09 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 918 acquired 6.56 6,022.08 Form 4, filing 0001718218-22-000004
2022-11-09 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 1,082 acquired 6.53 7,065.46 Form 4, filing 0001718218-22-000003
2022-11-09 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 918 acquired 6.56 6,022.08 Form 4, filing 0001718218-22-000003
2022-11-08 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 1,800 acquired 6.50 11,700.00 Form 4, filing 0001718218-22-000004
2022-11-08 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 100 acquired 6.38 638.00 Form 4, filing 0001718218-22-000004
2022-11-08 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 2,100 acquired 6.49 13,629.00 Form 4, filing 0001718218-22-000004
2022-11-08 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 2,100 acquired 6.49 13,629.00 Form 4, filing 0001718218-22-000003
2022-11-08 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 1,800 acquired 6.50 11,700.00 Form 4, filing 0001718218-22-000003
2022-11-08 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 100 acquired 6.38 638.00 Form 4, filing 0001718218-22-000003
2022-11-04 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 3,588 acquired 6.39 22,927.32 Form 4, filing 0001718218-22-000002
2022-11-04 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 3,588 acquired 6.39 22,927.32 Form 4, filing 0001718218-22-000001
2022-11-03 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 412 acquired 6.35 2,616.20 Form 4, filing 0001718218-22-000002
2022-11-03 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 412 acquired 6.35 2,616.20 Form 4, filing 0001718218-22-000001
2021-07-21 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 29,500 acquired 8.50 250,750.00 Form 4, filing 0001718218-21-000001
2020-03-18 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 1,000 acquired 4.52 4,520.00 Form 4, filing 0001718218-20-000003
2020-03-18 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 1,000 acquired 4.48 4,480.00 Form 4, filing 0001718218-20-000003
2020-01-10 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 612 acquired 8.17 5,000.04 Form 4, filing 0001718218-20-000002
2020-01-10 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 612 acquired 8.17 5,000.04 Form 4, filing 0001718218-20-000001
2020-01-09 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 609 acquired 8.20 4,993.80 Form 4, filing 0001718218-20-000002
2020-01-09 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		P, Open-market purchase 609 acquired 8.20 4,993.80 Form 4, filing 0001718218-20-000001
2018-10-11 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		S, Open-market sale 100 disposed 9.88 988.00 Form 4, filing 0001718218-18-000029
2018-10-10 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		S, Open-market sale 400 disposed 9.88 3,950.00 Form 4, filing 0001718218-18-000028
2018-10-08 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		S, Open-market sale 100 disposed 9.80 980.00 Form 4, filing 0001718218-18-000027
2018-10-04 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		S, Open-market sale 100 disposed 9.83 983.00 Form 4, filing 0001718218-18-000026
2018-10-03 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		S, Open-market sale 1,080 disposed 9.85 10,641.89 Form 4, filing 0001718218-18-000025
2018-10-02 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		S, Open-market sale 600 disposed 9.82 5,890.02 Form 4, filing 0001718218-18-000024
2018-10-01 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		S, Open-market sale 965 disposed 9.82 9,478.04 Form 4, filing 0001718218-18-000023
2018-09-27 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		S, Open-market sale 700 disposed 9.82 6,872.53 Form 4, filing 0001718218-18-000020
2018-09-26 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		S, Open-market sale 300 disposed 9.80 2,940.00 Form 4, filing 0001718218-18-000021
2018-09-25 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		S, Open-market sale 300 disposed 9.82 2,946.00 Form 4, filing 0001718218-18-000019
2018-09-20 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		S, Open-market sale 200 disposed 9.80 1,960.00 Form 4, filing 0001718218-18-000018
2018-09-19 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		S, Open-market sale 300 disposed 9.82 2,946.00 Form 4, filing 0001718218-18-000017
2018-09-18 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		S, Open-market sale 300 disposed 9.83 2,949.00 Form 4, filing 0001718218-18-000016
2018-09-17 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		S, Open-market sale 200 disposed 9.82 1,963.00 Form 4, filing 0001718218-18-000015
2018-09-14 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		S, Open-market sale 900 disposed 9.87 8,883.54 Form 4, filing 0001718218-18-000014
2018-09-13 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		S, Open-market sale 2,900 disposed 9.87 28,624.45 Form 4, filing 0001718218-18-000013
2018-09-12 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		S, Open-market sale 1,000 disposed 9.87 9,871.00 Form 4, filing 0001718218-18-000012
2018-09-11 XAI Octagon Floating Rate & Alternative Income Term Trust
XFLT 		S, Open-market sale 300 disposed 9.87 2,961.00 Form 4, filing 0001718218-18-000011

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Search the catalog
Codes on this page
P, Open-market purchase
Open-market purchase
S, Open-market sale
Open-market sale

Every value is as reported on the Form 4. A price the filing did not report is marked Not reported and no value is computed from it. Codes outside the open market, drawn in grey behind a dashed rule, are compensation and administrative machinery rather than a decision to trade at the prevailing price.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 35
  • Open-market sale 27
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Brombach Theodore J, insider transactions. Retrieved 2026-08-21 from https://ebomi.com/insider/0001718218

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

This page as JSON The JSON twin is shaped by the same read model as this page, so the two cannot disagree. Its envelope carries the canonical URL, the retrieval time, the coverage claim, and the licence statement.