Insider · CIK 0001268529

Rosenthal Saul B

CIK 0001268529 Name as filed on the most recent filing

Filed as Rosenthal Saul B (76)

184 transaction lines · from 76 filings · filed 2007-11-28 to 2026-05-21 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

184 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2019-12-02 P, Open-market purchase Oxford Square Capital Corp.OXSQ 54,913, acquired Open Form 4 filing 0001615774-19-015393
2019-11-29 P, Open-market purchase Oxford Square Capital Corp.OXSQ 40,798, acquired Open Form 4 filing 0001615774-19-015216
2019-11-27 P, Open-market purchase Oxford Square Capital Corp.OXSQ 26,892, acquired Open Form 4 filing 0001615774-19-015216
2019-11-25 P, Open-market purchase Oxford Lane Capital Corp.OXLC 509,604, acquired Open Form 4 filing 0001615774-19-014778
2018-04-17 P, Open-market purchase Oxford Square Capital Corp.OXSQ 671, acquired Open Form 4 filing 0001140361-18-018892
2018-04-16 P, Open-market purchase Oxford Square Capital Corp.OXSQ 7,384, acquired Open Form 4 filing 0001140361-18-018892
2018-04-13 P, Open-market purchase Oxford Square Capital Corp.OXSQ 4,764, acquired Open Form 4 filing 0001140361-18-018533
2018-04-12 P, Open-market purchase Oxford Square Capital Corp.OXSQ 1,410, acquired Open Form 4 filing 0001140361-18-018533
2018-04-11 P, Open-market purchase Oxford Square Capital Corp.OXSQ 1,102, acquired Open Form 4 filing 0001140361-18-018533
2018-04-06 P, Open-market purchase Oxford Square Capital Corp.OXSQ 1,999, acquired Open Form 4 filing 0001140361-18-018059
2018-04-03 P, Open-market purchase Oxford Square Capital Corp.OXSQ 11,239, acquired Open Form 4 filing 0001140361-18-017064
2018-04-02 P, Open-market purchase Oxford Square Capital Corp.OXSQ 13,394, acquired Open Form 4 filing 0001140361-18-017064
2018-03-29 P, Open-market purchase Oxford Square Capital Corp.OXSQ 20,315, acquired Open Form 4 filing 0001140361-18-015884
2018-03-28 P, Open-market purchase Oxford Square Capital Corp.OXSQ 23,707, acquired Open Form 4 filing 0001140361-18-015884
2018-03-27 P, Open-market purchase Oxford Square Capital Corp.OXSQ 30,279, acquired Open Form 4 filing 0001140361-18-015220
2018-03-26 P, Open-market purchase Oxford Square Capital Corp.OXSQ 25,205, acquired Open Form 4 filing 0001140361-18-015220
2018-03-23 P, Open-market purchase Oxford Square Capital Corp.OXSQ 12,204, acquired Open Form 4 filing 0001140361-18-015220
2018-03-22 P, Open-market purchase Oxford Square Capital Corp.TICC 18,569, acquired Open Form 4 filing 0001140361-18-014676
2018-03-21 P, Open-market purchase Oxford Square Capital Corp.TICC 15,625, acquired Open Form 4 filing 0001140361-18-014676
2018-03-20 P, Open-market purchase Oxford Square Capital Corp.TICC 22,832, acquired Open Form 4 filing 0001140361-18-014676
2018-03-19 P, Open-market purchase Oxford Street Capital Corp.TICC 38,283, acquired Open Form 4 filing 0001140361-18-014027
2018-03-16 P, Open-market purchase Oxford Street Capital Corp.TICC 36,162, acquired Open Form 4 filing 0001140361-18-014027
2018-03-15 P, Open-market purchase Oxford Street Capital Corp.TICC 32,005, acquired Open Form 4 filing 0001140361-18-014027
2018-03-14 P, Open-market purchase Ticc Capital Corp.TICC 34,100, acquired Open Form 4 filing 0001140361-18-013437
2018-03-13 P, Open-market purchase Ticc Capital Corp.TICC 33,479, acquired Open Form 4 filing 0001140361-18-013437
2018-03-12 P, Open-market purchase Ticc Capital Corp.TICC 26,937, acquired Open Form 4 filing 0001140361-18-013437
2018-03-09 P, Open-market purchase Ticc Capital Corp.TICC 27,659, acquired Open Form 4 filing 0001140361-18-012823
2018-03-08 P, Open-market purchase Ticc Capital Corp.TICC 20,694, acquired Open Form 4 filing 0001140361-18-012823
2018-03-07 P, Open-market purchase Ticc Capital Corp.TICC 17,902, acquired Open Form 4 filing 0001140361-18-012823
2018-03-06 P, Open-market purchase Ticc Capital Corp.TICC 22,379, acquired Open Form 4 filing 0001140361-18-012244
2018-03-05 P, Open-market purchase Ticc Capital Corp.TICC 25,029, acquired Open Form 4 filing 0001140361-18-012244
2018-03-02 P, Open-market purchase Ticc Capital Corp.TICC 26,709, acquired Open Form 4 filing 0001140361-18-012244
2018-03-01 P, Open-market purchase Ticc Capital Corp.TICC 23,691, acquired Open Form 4 filing 0001140361-18-011244
2018-02-28 P, Open-market purchase Ticc Capital Corp.TICC 35,429, acquired Open Form 4 filing 0001140361-18-011244
2018-02-27 P, Open-market purchase Ticc Capital Corp.TICC 39,811, acquired Open Form 4 filing 0001140361-18-011244
2018-02-26 P, Open-market purchase Ticc Capital Corp.TICC 21,685, acquired Open Form 4 filing 0001140361-18-010151
2018-02-23 P, Open-market purchase Ticc Capital Corp.TICC 17,087, acquired Open Form 4 filing 0001140361-18-010151
2018-02-22 P, Open-market purchase Ticc Capital Corp.TICC 9,251, acquired Open Form 4 filing 0001140361-18-010151
2018-02-21 P, Open-market purchase Ticc Capital Corp.TICC 18,917, acquired Open Form 4 filing 0001140361-18-009454
2018-02-20 P, Open-market purchase Ticc Capital Corp.TICC 30,963, acquired Open Form 4 filing 0001140361-18-009454
2018-02-16 P, Open-market purchase Ticc Capital Corp.TICC 20,939, acquired Open Form 4 filing 0001140361-18-009454
2018-02-15 P, Open-market purchase Ticc Capital Corp.TICC 19,224, acquired Open Form 4 filing 0001140361-18-008690
2018-02-14 P, Open-market purchase Ticc Capital Corp.TICC 15,496, acquired Open Form 4 filing 0001140361-18-008690
2018-02-13 P, Open-market purchase Ticc Capital Corp.TICC 20,928, acquired Open Form 4 filing 0001140361-18-008690
2018-02-12 P, Open-market purchase Ticc Capital Corp.TICC 40,539, acquired Open Form 4 filing 0001140361-18-006622
2018-02-09 P, Open-market purchase Ticc Capital Corp.TICC 23,662, acquired Open Form 4 filing 0001140361-18-006622
2018-02-08 P, Open-market purchase Ticc Capital Corp.TICC 27,063, acquired Open Form 4 filing 0001140361-18-006622
2017-12-21 P, Open-market purchase Ticc Capital Corp.TICC 39,335, acquired Open Form 4 filing 0001140361-17-047009
2017-12-20 P, Open-market purchase Ticc Capital Corp.TICC 47,152, acquired Open Form 4 filing 0001140361-17-047009
2017-12-19 P, Open-market purchase Ticc Capital Corp.TICC 3,452, acquired Open Form 4 filing 0001140361-17-046748

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
P, Open-market purchase
Open-market purchase
Relationships on this page
O, Officer
Officer
D, Director
Director

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 184
  • Open-market sale 0
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. ROSENTHAL SAUL B, insider transactions. Retrieved 2026-08-23 from https://ebomi.com/insider/0001268529

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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