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Insider · CIK 0001310710

Herzfeld Thomas J

CIK 0001310710 Name as filed on the most recent filing

Filed as Herzfeld Thomas J (62)

99 transaction lines · from 62 filings · filed 2005-01-06 to 2026-04-17 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-25 05:24 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

99 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-25 05:24 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2026-04-15 P, Open-market purchase Herzfeld Credit Income Fund, IncHERZ 57,811, acquired Open Form 4 filing 0001398344-26-006611
2026-03-27 P, Open-market purchase Herzfeld Credit Income Fund, IncHERZ 46,097, acquired Open Form 4 filing 0001398344-26-005941
2026-03-03 P, Open-market purchase Herzfeld Credit Income Fund, IncHERZ 20,172, acquired Open Form 4 filing 0001398344-26-004400
2026-03-02 P, Open-market purchase Herzfeld Credit Income Fund, IncHERZ 57,598, acquired Open Form 4 filing 0001398344-26-004400
2025-04-07 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 4,090, acquired Open Form 4 filing 0001398344-25-006862
2025-04-01 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 2,068, acquired Open Form 4 filing 0001398344-25-006580
2025-03-31 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 1,217, acquired Open Form 4 filing 0001398344-25-006420
2025-03-28 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 1,028, acquired Open Form 4 filing 0001398344-25-006420
2025-03-25 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 5,803, acquired Open Form 4 filing 0001398344-25-006032
2025-03-24 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 4,513, acquired Open Form 4 filing 0001398344-25-006032
2025-03-14 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 2,606, acquired Open Form 4 filing 0001398344-25-005709
2025-03-13 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 3,268, acquired Open Form 4 filing 0001398344-25-005628
2025-03-13 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 3,268, acquired Open Form 4 filing 0001398344-25-005626
2025-03-12 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 19,324, acquired Open Form 4 filing 0001398344-25-005628
2025-03-12 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 19,324, acquired Open Form 4 filing 0001398344-25-005626
2025-03-11 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 2,271, acquired Open Form 4 filing 0001398344-25-005502
2025-03-10 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 4,176, acquired Open Form 4 filing 0001398344-25-005502
2025-03-07 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 2,765, acquired Open Form 4 filing 0001398344-25-005423
2025-03-06 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 9,227, acquired Open Form 4 filing 0001398344-25-005320
2025-03-05 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 27,542, acquired Open Form 4 filing 0001398344-25-004987
2025-03-04 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 40,607, acquired Open Form 4 filing 0001398344-25-004987
2022-11-14 S, Open-market sale Herzfeld Caribbean Basin Fund IncCUBA 358,641, disposed Open Form 4 filing 0001398344-22-022307
2021-11-12 S, Open-market sale Herzfeld Caribbean Basin Fund IncCUBA 351,884, disposed Open Form 4 filing 0001398344-21-021702
2021-03-10 S, Open-market sale Herzfeld Caribbean Basin Fund IncCUBA 311,037, disposed Open Form 4 filing 0001398344-21-006421
2020-03-23 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 10,701, acquired Open Form 4 filing 0001398344-20-006697
2020-03-16 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 49,999, acquired Open Form 4 filing 0001398344-21-006417
2020-03-16 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 49,999, acquired Open Form 4 filing 0001398344-20-006062
2020-03-13 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 57,128, acquired Open Form 4 filing 0001398344-21-006417
2020-03-13 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 57,128, acquired Open Form 4 filing 0001398344-20-006062
2019-01-03 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 51,896, acquired Open Form 4 filing 0001398344-19-000222
2019-01-02 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 27,834, acquired Open Form 4 filing 0001398344-19-000222
2018-10-23 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 116,790, acquired Open Form 4 filing 0001398344-18-015331
2018-06-25 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 66,900, acquired Open Form 4 filing 0001398344-18-009449
2018-04-23 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 35,426, acquired Open Form 4 filing 0001398344-18-005988
2018-04-04 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 34,947, acquired Open Form 4 filing 0001398344-18-005297
2018-03-22 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 35,450, acquired Open Form 4 filing 0001398344-18-004665
2018-03-21 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 17,993, acquired Open Form 4 filing 0001398344-18-004665
2018-03-19 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 79,026, acquired Open Form 4 filing 0001398344-18-004547
2018-02-28 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 582, acquired Open Form 4 filing 0001398344-18-003378
2018-01-18 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 74,076, acquired Open Form 4 filing 0001398344-18-000725
2018-01-16 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 3,095, acquired Open Form 4 filing 0001398344-18-000725
2018-01-11 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 56,160, acquired Open Form 4 filing 0001398344-18-000563
2018-01-10 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 12,259, acquired Open Form 4 filing 0001398344-18-000563
2018-01-09 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 28,933, acquired Open Form 4 filing 0001398344-18-000390
2018-01-08 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 71,058, acquired Open Form 4 filing 0001398344-18-000390
2018-01-05 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 721, acquired Open Form 4 filing 0001398344-18-000390
2018-01-03 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 8,652, acquired Open Form 4 filing 0001398344-18-000100
2018-01-02 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 29,222, acquired Open Form 4 filing 0001398344-18-000100
2017-12-29 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 99,968, acquired Open Form 4 filing 0001398344-18-000100
2017-11-29 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 67,013, acquired Open Form 4 filing 0001398344-17-015298

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Search the catalog
Codes on this page
P, Open-market purchase
Open-market purchase
S, Open-market sale
Open-market sale
Relationships on this page
*, Other
Other
D, Director
Director

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 88
  • Open-market sale 11
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. HERZFELD THOMAS J, insider transactions. Retrieved 2026-08-26 from https://ebomi.com/insider/0001310710

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

This page as JSON The JSON twin is shaped by the same read model as this page, so the two cannot disagree. Its envelope carries the canonical URL, the retrieval time, the coverage claim, and the licence statement.