Insider · CIK 0001310710

Herzfeld Thomas J

CIK 0001310710 Name as filed on the most recent filing

Filed as Herzfeld Thomas J (62)

99 transaction lines · from 62 filings · filed 2005-01-06 to 2026-04-17 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-26 05:24 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

99 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-26 05:24 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2017-11-28 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 45,700, acquired Open Form 4 filing 0001398344-17-015298
2017-11-27 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 4,248, acquired Open Form 4 filing 0001398344-17-015298
2017-05-24 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 20,970, acquired Open Form 4 filing 0001398344-17-006923
2017-05-19 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 2,781, acquired Open Form 4 filing 0001398344-17-006758
2017-05-17 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 11,857, acquired Open Form 4 filing 0001398344-17-006607
2017-05-16 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 14,269, acquired Open Form 4 filing 0001398344-17-006607
2017-04-17 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 20,948, acquired Open Form 4 filing 0001398344-17-005017
2017-04-07 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 488, acquired Open Form 4 filing 0001398344-17-004728
2017-03-30 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 420, acquired Open Form 4 filing 0001398344-17-004219
2017-03-29 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 348, acquired Open Form 4 filing 0001398344-17-004219
2017-03-28 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 344, acquired Open Form 4 filing 0001398344-17-004219
2017-03-23 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 831, acquired Open Form 4 filing 0001398344-17-003839
2017-03-22 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 48, acquired Open Form 4 filing 0001398344-17-003839
2017-03-21 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 832, acquired Open Form 4 filing 0001398344-17-003839
2017-03-16 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 278, acquired Open Form 4 filing 0001398344-17-003667
2017-03-15 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 413, acquired Open Form 4 filing 0001398344-17-003667
2017-01-17 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 2 lines 32,356, acquired Open Form 4 filing 0001398344-17-000589
2017-01-13 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 15,096, acquired Open Form 4 filing 0001398344-17-000589
2017-01-12 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 2,596, acquired Open Form 4 filing 0001398344-17-000589
2016-12-23 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 1,081, acquired Open Form 4 filing 0001398344-16-022111
2016-12-22 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 2,111, acquired Open Form 4 filing 0001398344-16-022003
2016-12-20 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 673, acquired Open Form 4 filing 0001398344-16-022003
2014-12-23 S, Open-market sale Herzfeld Caribbean Basin Fund IncCUBA 57,452, disposed Open Form 4 filing 0001398344-14-006588
2014-12-22 S, Open-market sale Herzfeld Caribbean Basin Fund IncCUBA 1,308,650, disposed Open Form 4 filing 0001398344-14-006565
2014-12-19 S, Open-market sale Herzfeld Caribbean Basin Fund IncCUBA 1,151,740, disposed Open Form 4 filing 0001398344-14-006565
2013-12-19 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 14,217, acquired Open Form 4 filing 0001398344-13-005892
2013-12-18 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 31,972, acquired Open Form 4 filing 0001398344-13-005872
2013-12-17 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 15,579, acquired Open Form 4 filing 0001398344-13-005872
2012-07-24 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 13,600, acquired Open Form 4 filing 0001398344-12-002326
2012-07-23 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 68,132, acquired Open Form 4 filing 0001398344-12-002326
2011-08-08 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 61,060, acquired Open Form 4 filing 0001398344-11-001782
2011-08-05 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 13,974, acquired Open Form 4 filing 0001398344-11-001782
2011-08-04 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 16,365, acquired Open Form 4 filing 0001398344-11-001731
2011-08-03 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 16,762, acquired Open Form 4 filing 0001398344-11-001731
2011-08-02 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 60,660, acquired Open Form 4 filing 0001398344-11-001707
2011-08-01 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 99,617, acquired Open Form 4 filing 0001398344-11-001707
2007-09-21 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 1,498, acquired Open Form 4 filing 0001310710-07-000001
2006-12-28 S, Open-market sale Herzfeld Caribbean Basin Fund IncCUBA 45,028, disposed Open Form 4 filing 0001310710-06-000006
2006-12-26 S, Open-market sale Herzfeld Caribbean Basin Fund IncCUBA 249,280, disposed Open Form 4 filing 0001310710-06-000006
2006-12-13 S, Open-market sale Herzfeld Caribbean Basin Fund IncCUBA 291,628, disposed Open Form 4 filing 0001310710-06-000005
2006-10-09 S, Open-market sale Herzfeld Caribbean Basin Fund IncCUBA 13,869, disposed Open Form 4 filing 0001310710-06-000004
2006-08-02 S, Open-market sale Herzfeld Caribbean Basin Fund IncCUBA 97,990, disposed Open Form 4 filing 0001310710-06-000003
2006-05-25 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 7,330, acquired Open Form 4 filing 0001310710-06-000002
2006-05-24 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 24,811, acquired Open Form 4 filing 0001310710-06-000001
2005-04-15 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 1,466, acquired Open Form 4 filing 0001310710-05-000003
2005-04-04 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 1,659, acquired Open Form 4 filing 0001310710-05-000002
2005-01-05 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 5,592, acquired Open Form 4 filing 0001310710-05-000001
2004-12-20 P, Open-market purchase Herzfeld Caribbean Basin Fund IncCUBA 5,560, acquired Open Form 4 filing 0001310710-05-000001

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
P, Open-market purchase
Open-market purchase
S, Open-market sale
Open-market sale
Relationships on this page
D, Director
Director

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens. A row marked n lines adds up that many filed lines of one filing, on one day, on one side of the market; a filing whose lines fall across two pages is left as its lines on both, so no total here is ever short.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 88
  • Open-market sale 11
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. HERZFELD THOMAS J, insider transactions. Retrieved 2026-08-27 from https://ebomi.com/insider/0001310710

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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