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Insider · CIK 0001341021

Dakos Andrew

CIK 0001341021 Name as filed on the most recent filing

Filed as Dakos Andrew (526)

944 transaction lines · from 526 filings · filed 2005-12-05 to 2026-07-07 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

146 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2026-01-20 P, Open-market purchase MFS High Yield Municipal TrustCMU 2,373, acquired Open Form 4 filing 0001398344-26-001140
2026-01-20 P, Open-market purchase MFS High Yield Municipal TrustCMU 2,373, disposed Open Form 4 filing 0001398344-26-001051
2025-12-30 S, Open-market sale Special Opportunities Fund, Inc.SPE 60,065, disposed Open Form 4 filing 0001104659-25-125652
2024-09-20 S, Open-market sale Special Opportunities Fund, Inc.SPE 5,180, disposed Open Form 4 filing 0001104659-24-102084
2022-03-03 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 8,820, acquired Open Form 4 filing 0001398344-22-005293
2022-02-03 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 5,325, acquired Open Form 4 filing 0001398344-22-002177
2022-02-02 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 4,015, acquired Open Form 4 filing 0001398344-22-002177
2021-09-16 S, Open-market sale High Income Securities FundPCF 100,226, disposed Open Form 4 filing 0001398344-21-018873
2021-09-15 S, Open-market sale High Income Securities FundPCF 199,254, disposed Open Form 4 filing 0001398344-21-018873
2021-09-14 S, Open-market sale High Income Securities FundPCF 99,502, disposed Open Form 4 filing 0001398344-21-018820
2021-09-13 S, Open-market sale High Income Securities FundPCF 99,401, disposed Open Form 4 filing 0001398344-21-018820
2021-04-05 S, Open-market sale NEW Ireland Fund IncIRL 313,545, disposed Open Form 4 filing 0001398344-21-015576
2021-01-21 S, Open-market sale High Income Securities FundPCF 80,359, disposed Open Form 4 filing 0001398344-21-001226
2021-01-20 S, Open-market sale High Income Securities FundPCF 16,568, disposed Open Form 4 filing 0001398344-21-001226
2020-12-17 S, Open-market sale High Income Securities FundPCF 11,639, disposed Open Form 4 filing 0001398344-20-024749
2020-12-16 S, Open-market sale High Income Securities FundPCF 44,150, disposed Open Form 4 filing 0001398344-20-024749
2020-10-14 S, Open-market sale High Income Securities FundPCF 42,001, disposed Open Form 4 filing 0001398344-20-020125
2020-10-13 S, Open-market sale High Income Securities FundPCF 23,539, disposed Open Form 4 filing 0001398344-20-020125
2020-09-30 S, Open-market sale High Income Securities FundPCF 24,094, disposed Open Form 4 filing 0001398344-20-019348
2020-09-29 S, Open-market sale High Income Securities FundPCF 20,800, disposed Open Form 4 filing 0001398344-20-019348
2020-09-28 S, Open-market sale High Income Securities FundPCF 83,311, disposed Open Form 4 filing 0001398344-20-019348
2020-09-21 S, Open-market sale High Income Securities FundPCF 44,810, disposed Open Form 4 filing 0001398344-20-018862
2020-09-18 S, Open-market sale High Income Securities FundPCF 10,160, disposed Open Form 4 filing 0001398344-20-018862
2020-09-17 S, Open-market sale High Income Securities FundPCF 86,140, disposed Open Form 4 filing 0001398344-20-018862
2020-02-28 P, Open-market purchase Special Opportunities FundSPE 13,250, acquired Open Form 4 filing 0001104659-20-028453
2020-02-28 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 7,750, acquired Open Form 4 filing 0001398344-20-004971
2020-02-28 P, Open-market purchase Western Asset Corporate Loan Fund Inc.TLI 5,734, acquired Open Form 4 filing 0001398344-20-005511
2020-02-28 P, Open-market purchase Special Opportunities Fund, Inc.SPE 13,250, acquired Open Form 4 filing 0001104659-20-028461
2019-10-16 S, Open-market sale High Income Securities FundPCF 906, disposed Open Form 4 filing 0001398344-19-018092
2019-04-18 S, Open-market sale Alliance California Municipal Income FundAKP 6,712,436, disposed Open Form 4 filing 0001398344-19-006839
2019-04-17 S, Open-market sale Alliance California Municipal Income FundAKP 2 lines 1,158,245, disposed Open Form 4 filing 0001398344-19-006839
2019-03-25 S, Open-market sale High Income Securities FundPCF 2,035,000, disposed Open Form 4 filing 0001398344-19-005665
2019-03-25 P, Open-market purchase High Income Securities FundPCF 647,500, acquired Open Form 4 filing 0001398344-19-005665
2018-10-08 P, Open-market purchase Alliance California Municipal Income FundAKP 8,010, acquired Open Form 4 filing 0001398344-18-014674
2018-10-05 P, Open-market purchase Alliance California Municipal Income FundAKP 179,051, acquired Open Form 4 filing 0001398344-18-014674
2018-10-04 P, Open-market purchase Alliance California Municipal Income FundAKP 236,775, acquired Open Form 4 filing 0001398344-18-014574
2018-10-03 P, Open-market purchase Alliance California Municipal Income FundAKP 122,348, acquired Open Form 4 filing 0001398344-18-014574
2018-10-02 P, Open-market purchase Alliance California Municipal Income FundAKP 113,759, acquired Open Form 4 filing 0001398344-18-014426
2018-10-01 P, Open-market purchase Alliance California Municipal Income FundAKP 15,107, acquired Open Form 4 filing 0001398344-18-014426
2018-09-28 P, Open-market purchase Alliance California Municipal Income FundAKP 1,350, acquired Open Form 4 filing 0001398344-18-014262
2018-09-25 P, Open-market purchase Alliance California Municipal Income FundAKP 29,579, acquired Open Form 4 filing 0001398344-18-013951
2018-09-24 P, Open-market purchase Alliance California Municipal Income FundAKP 4,034, acquired Open Form 4 filing 0001398344-18-013951
2018-08-30 P, Open-market purchase Alliance California Municipal Income FundAKP 168,348, acquired Open Form 4 filing 0001398344-18-013021
2018-08-29 P, Open-market purchase Alliance California Municipal Income FundAKP 88,418, acquired Open Form 4 filing 0001398344-18-013021
2018-08-27 P, Open-market purchase Alliance California Municipal Income FundAKP 112,832, acquired Open Form 4 filing 0001398344-18-012773
2018-06-08 P, Open-market purchase Brookfield Dtla Fund Office Trust Investor Inc.DTLAPR 28,635, acquired Open Form 4 filing 0001567619-18-003645
2018-02-20 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 72,608, acquired Open Form 4 filing 0001012975-18-000216
2018-02-16 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 6,422, acquired Open Form 4 filing 0001012975-18-000216
2018-02-13 P, Open-market purchase Swiss Helvetia Fund, Inc.SWZ 91,390, acquired Open Form 4 filing 0001012975-18-000188

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Search the catalog
Codes on this page
P, Open-market purchase
Open-market purchase
S, Open-market sale
Open-market sale
Relationships on this page
D, Director
Director

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens. A row marked n lines adds up that many filed lines of one filing, on one day, on one side of the market; a filing whose lines fall across two pages is left as its lines on both, so no total here is ever short.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 85
  • Open-market sale 61
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Dakos Andrew, insider transactions. Retrieved 2026-08-24 from https://ebomi.com/insider/0001341021

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

This page as JSON The JSON twin is shaped by the same read model as this page, so the two cannot disagree. Its envelope carries the canonical URL, the retrieval time, the coverage claim, and the licence statement.