Insider · CIK 0001404477

Thomas Robert Bain

CIK 0001404477 Name as filed on the most recent filing

Filed as Thomas Robert Bain (62)

103 transaction lines · from 62 filings · filed 2007-07-02 to 2018-07-02 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

103 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2018-06-29 P, Open-market purchase Reva Medical, Inc.RVA.AX 25,030, acquired Open Form 4 filing 0001209191-18-040517
2018-06-14 P, Open-market purchase Reva Medical, Inc.RVA.AX 4,350, acquired Open Form 4 filing 0001209191-18-038213
2018-06-13 P, Open-market purchase Reva Medical, Inc.RVA.AX 4,650, acquired Open Form 4 filing 0001209191-18-038213
2018-05-31 P, Open-market purchase Reva Medical, Inc.RVA.AX 6,240, acquired Open Form 4 filing 0001209191-18-034888
2018-05-30 P, Open-market purchase Reva Medical, Inc.RVA.AX 4,120, acquired Open Form 4 filing 0001209191-18-034888
2018-03-28 P, Open-market purchase Reva Medical, Inc.RVA.AX 14,945, acquired Open Form 4 filing 0001209191-18-022214
2018-03-27 P, Open-market purchase Reva Medical, Inc.RVA.AX 15,090, acquired Open Form 4 filing 0001209191-18-021992
2016-07-15 P, Open-market purchase Reva Medical, Inc.RVAAX 224,205, acquired Open Form 4 filing 0001209191-16-133399
2016-06-17 P, Open-market purchase Reva Medical, Inc.RVAAX 2 lines 19,485, acquired Open Form 4 filing 0001209191-16-129145
2016-03-31 P, Open-market purchase Reva Medical, Inc.RVAAX 21,057, acquired Open Form 4 filing 0001209191-16-112564
2015-05-28 P, Open-market purchase Reva Medical, Inc.RVAAX 38,461, acquired Open Form 4 filing 0001209191-15-048102
2014-11-14 S, Open-market sale HeartWare International, Inc.HTWR 40,015, disposed Open Form 4 filing 0001209191-14-069321
2014-11-04 S, Open-market sale HeartWare International, Inc.HTWR 76,990, disposed Open Form 4 filing 0001209191-14-067060
2014-08-18 S, Open-market sale HeartWare International, Inc.HTWR 81,970, disposed Open Form 4 filing 0001209191-14-053417
2014-05-19 S, Open-market sale HeartWare International, Inc.HTWR 93,390, disposed Open Form 4 filing 0001209191-14-035646
2014-05-14 S, Open-market sale HeartWare International, Inc.HTWR 93,160, disposed Open Form 4 filing 0001209191-14-034710
2014-05-07 S, Open-market sale HeartWare International, Inc.HTWR 3 lines 187,393, disposed Open Form 4 filing 0001209191-14-032756
2013-12-18 S, Open-market sale HeartWare International, Inc.HTWR 640,538, disposed Open Form 4 filing 0001209191-14-010919
2013-12-10 P, Open-market purchase Reva Medical, Inc.RVAAX 11,500, acquired Open Form 4 filing 0001209191-13-056152
2013-12-06 P, Open-market purchase Reva Medical, Inc.RVAAX 30,225, acquired Open Form 4 filing 0001209191-13-056152
2013-12-06 S, Open-market sale HeartWare International, Inc.HTWR 285,870, disposed Open Form 4 filing 0001209191-13-056146
2013-12-04 S, Open-market sale HeartWare International, Inc.HTWR 238,850, disposed Open Form 4 filing 0001209191-13-055666
2013-06-06 S, Open-market sale HeartWare International, Inc.HTWR 2 lines 240,200, disposed Open Form 4 filing 0001209191-13-031221
2013-05-30 S, Open-market sale HeartWare International, Inc.HTWR 5,361, disposed Open Form 4 filing 0001209191-13-029685
2013-05-29 S, Open-market sale HeartWare International, Inc.HTWR 2 lines 66,300, disposed Open Form 4 filing 0001209191-13-029685
2013-05-28 S, Open-market sale HeartWare International, Inc.HTWR 3 lines 262,827, disposed Open Form 4 filing 0001209191-13-029685
2013-05-23 S, Open-market sale HeartWare International, Inc.HTWR 211,370, disposed Open Form 4 filing 0001209191-14-010918
2013-05-21 S, Open-market sale HeartWare International, Inc.HTWR 19,538, disposed Open Form 4 filing 0001209191-13-028263
2013-05-20 S, Open-market sale HeartWare International, Inc.HTWR 5 lines 631,184, disposed Open Form 4 filing 0001209191-13-028263
2012-12-04 S, Open-market sale HeartWare International, Inc.HTWR 289,296, disposed Open Form 4 filing 0001209191-12-056035
2012-12-03 S, Open-market sale HeartWare International, Inc.HTWR 112,840, disposed Open Form 4 filing 0001209191-12-056035
2012-09-13 P, Open-market purchase Reva Medical, Inc.RVAAX 16,170, acquired Open Form 4 filing 0001209191-12-045611
2012-08-28 P, Open-market purchase Reva Medical, Inc.RVAAX 11,200, acquired Open Form 4 filing 0001209191-12-043465
2012-08-24 P, Open-market purchase Reva Medical, Inc.RVAAX 16,920, acquired Open Form 4 filing 0001209191-12-043465
2012-08-23 S, Open-market sale HeartWare International, Inc.HTWR 444,000, disposed Open Form 4 filing 0001209191-12-043147
2012-08-23 P, Open-market purchase Reva Medical, Inc.RVAAX 11,560, acquired Open Form 4 filing 0001209191-12-043006
2012-06-13 S, Open-market sale HeartWare International, Inc.HTWR 60,861, disposed Open Form 4 filing 0001209191-12-033899
2012-06-12 P, Open-market purchase Reva Medical, Inc.RVAAX 32,150, acquired Open Form 4 filing 0001209191-12-033915
2012-06-12 S, Open-market sale HeartWare International, Inc.HTWR 428,050, disposed Open Form 4 filing 0001209191-12-033899

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
P, Open-market purchase
Open-market purchase
S, Open-market sale
Open-market sale
Relationships on this page
D, Director
Director

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens. A row marked n lines adds up that many filed lines of one filing, on one day, on one side of the market; a filing whose lines fall across two pages is left as its lines on both, so no total here is ever short.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 34
  • Open-market sale 69
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Thomas Robert Bain, insider transactions. Retrieved 2026-08-22 from https://ebomi.com/insider/0001404477

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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