Insider · CIK 0001404477

Thomas Robert Bain

CIK 0001404477 Name as filed on the most recent filing

Filed as Thomas Robert Bain (62)

103 transaction lines · from 62 filings · filed 2007-07-02 to 2018-07-02 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

103 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2012-06-04 P, Open-market purchase Reva Medical, Inc.RVAAX 30,000, acquired Open Form 4 filing 0001209191-12-032382
2012-05-30 P, Open-market purchase Reva Medical, Inc.RVAAX 2 lines 20,446, acquired Open Form 4 filing 0001209191-12-031254
2012-05-25 S, Open-market sale HeartWare International, Inc.HTWR 396,450, disposed Open Form 4 filing 0001209191-14-010916
2012-05-25 S, Open-market sale HeartWare International, Inc.HTWR 33,615, disposed Open Form 4 filing 0001209191-12-030860
2012-05-25 P, Open-market purchase Reva Medical, Inc.RVAAX 32,650, acquired Open Form 4 filing 0001209191-12-031059
2012-05-24 P, Open-market purchase Reva Medical, Inc.RVAAX 11,729, acquired Open Form 4 filing 0001209191-12-031059
2012-05-23 S, Open-market sale HeartWare International, Inc.HTWR 74,971, disposed Open Form 4 filing 0001209191-12-030860
2012-05-18 S, Open-market sale HeartWare International, Inc.HTWR 2 lines 507,112, disposed Open Form 4 filing 0001209191-12-029853
2012-05-16 S, Open-market sale HeartWare International, Inc.HTWR 400,000, disposed Open Form 4 filing 0001209191-12-028903
2012-05-15 S, Open-market sale HeartWare International, Inc.HTWR 403,650, disposed Open Form 4 filing 0001209191-12-028903
2012-03-06 S, Open-market sale HeartWare International, Inc.HTWR 3 lines 421,909, disposed Open Form 4 filing 0001209191-12-016891
2012-02-27 S, Open-market sale HeartWare International, Inc.HTWR 9,052, disposed Open Form 4 filing 0001209191-12-014206
2012-02-27 S, Open-market sale HeartWare International, Inc.HTWR 34,359, disposed Open Form 4 filing 0001209191-12-013389
2012-02-24 S, Open-market sale HeartWare International, Inc.HTWR 101,824, disposed Open Form 4 filing 0001209191-12-013389
2012-02-23 S, Open-market sale HeartWare International, Inc.HTWR 74,000, disposed Open Form 4 filing 0001209191-12-013389
2012-02-21 S, Open-market sale HeartWare International, Inc.HTWR 2 lines 42,022, disposed Open Form 4 filing 0001209191-12-012648
2011-12-01 S, Open-market sale HeartWare International, Inc.HTWR 170,325, disposed Open Form 4 filing 0001209191-11-059541
2011-11-17 S, Open-market sale HeartWare International, Inc.HTWR 2 lines 156,692, disposed Open Form 4 filing 0001209191-11-056804
2011-11-16 S, Open-market sale HeartWare International, Inc.HTWR 2 lines 159,184, disposed Open Form 4 filing 0001209191-11-056804
2011-11-15 S, Open-market sale HeartWare International, Inc.HTWR 2 lines 159,793, disposed Open Form 4 filing 0001209191-11-056804
2011-09-09 S, Open-market sale HeartWare International, Inc.HTWR 293,250, disposed Open Form 4 filing 0001209191-11-047732
2011-09-06 S, Open-market sale HeartWare International, Inc.HTWR 301,750, disposed Open Form 4 filing 0001209191-14-010915
2011-09-06 S, Open-market sale HeartWare International, Inc.HTWR 301,750, disposed Open Form 4 filing 0001209191-11-047169
2011-08-31 S, Open-market sale HeartWare International, Inc.HTWR 316,350, disposed Open Form 4 filing 0001209191-11-046833
2011-08-19 P, Open-market purchase Reva Medical, Inc.RVA 29,450, acquired Open Form 4 filing 0001209191-11-045275
2011-05-19 S, Open-market sale HeartWare International, Inc.HTWR 2 lines 380,784, disposed Open Form 4 filing 0001209191-11-031008
2011-05-19 S, Open-market sale HeartWare International, Inc.HTWR 380,800, disposed Open Form 4 filing 0001209191-11-030588
2011-05-18 S, Open-market sale HeartWare International, Inc.HTWR 10,792, disposed Open Form 4 filing 0001209191-11-029808
2010-12-17 S, Open-market sale HeartWare International, Inc.HTWR 2 lines 866,100, disposed Open Form 4 filing 0001209191-10-062048
2010-06-10 S, Open-market sale HeartWare International, Inc.HTWR 51,411, disposed Open Form 4 filing 0001209191-10-033927
2010-05-19 S, Open-market sale HeartWare International, Inc.HTWR 18,673, disposed Open Form 4 filing 0001209191-10-029791
2010-05-18 S, Open-market sale HeartWare International, Inc.HTWR 2 lines 67,286, disposed Open Form 4 filing 0001209191-10-029791
2010-05-17 S, Open-market sale HeartWare International, Inc.HTWR 22,385, disposed Open Form 4 filing 0001209191-10-029791
2008-05-07 P, Open-market purchase HeartWare LtdASXHTW 31,363, acquired Open Form 4 filing 0001209191-08-028434
2008-05-05 P, Open-market purchase HeartWare LtdASXHTW 3,553, acquired Open Form 4 filing 0001209191-08-027441
2008-05-01 P, Open-market purchase HeartWare LtdASXHTW 34,000, acquired Open Form 4 filing 0001209191-08-026797
2008-05-01 P, Open-market purchase HeartWare LtdASXHTW 4,076, acquired Open Form 4 filing 0001209191-08-027195
2008-02-04 P, Open-market purchase HeartWare LtdASXHTW 19,000, acquired Open Form 4 filing 0001209191-08-007276
2007-07-26 P, Open-market purchase HeartWare LtdASXHTW 159,000, acquired Open Form 4 filing 0001209191-07-044173

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
P, Open-market purchase
Open-market purchase
S, Open-market sale
Open-market sale
Relationships on this page
D, Director
Director

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens. A row marked n lines adds up that many filed lines of one filing, on one day, on one side of the market; a filing whose lines fall across two pages is left as its lines on both, so no total here is ever short.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 34
  • Open-market sale 69
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Thomas Robert Bain, insider transactions. Retrieved 2026-08-23 from https://ebomi.com/insider/0001404477

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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