Insider · CIK 0001430593

Sims Raymond J.

CIK 0001430593 Name as filed on the most recent filing

Filed as Sims Raymond J. (75)

96 transaction lines · from 75 filings · filed 2010-03-19 to 2017-05-12 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

96 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-22 05:23 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2017-05-12 S, Open-market sale Financial Engines, Inc.FNGN 405,116, disposed Open Form 4 filing 0001209191-17-032162
2017-05-10 S, Open-market sale Financial Engines, Inc.FNGN 799,014, disposed Open Form 4 filing 0001209191-17-032162
2017-05-08 S, Open-market sale Financial Engines, Inc.FNGN 785,168, disposed Open Form 4 filing 0001209191-17-031133
2017-05-04 S, Open-market sale Financial Engines, Inc.FNGN 385,946, disposed Open Form 4 filing 0001209191-17-030282
2017-05-02 S, Open-market sale Financial Engines, Inc.FNGN 386,836, disposed Open Form 4 filing 0001209191-17-029724
2017-05-01 S, Open-market sale Financial Engines, Inc.FNGN 661,562, disposed Open Form 4 filing 0001209191-17-029724
2016-12-14 S, Open-market sale Financial Engines, Inc.FNGN 620,676, disposed Open Form 4 filing 0001209191-16-155630
2016-11-23 S, Open-market sale Financial Engines, Inc.FNGN 350,000, acquired Open Form 4 filing 0001209191-16-151988
2015-06-11 S, Open-market sale Financial Engines, Inc.FNGN 606,178, disposed Open Form 4 filing 0001209191-15-052855
2015-05-11 S, Open-market sale Financial Engines, Inc.FNGN 626,486, disposed Open Form 4 filing 0001209191-15-041702
2015-04-27 S, Open-market sale Financial Engines, Inc.FNGN 263,266, disposed Open Form 4 filing 0001209191-15-036662
2014-06-06 S, Open-market sale Financial Engines, Inc.FNGN 440,000, disposed Open Form 4 filing 0001209191-14-039916
2014-04-08 S, Open-market sale Financial Engines, Inc.FNGN 2 lines 232,369, disposed Open Form 4 filing 0001209191-14-026689
2014-03-04 S, Open-market sale Financial Engines, Inc.FNGN 2 lines 287,962, disposed Open Form 4 filing 0001209191-14-017098
2014-02-04 S, Open-market sale Financial Engines, Inc.FNGN 2 lines 285,515, disposed Open Form 4 filing 0001209191-14-007735
2014-01-16 S, Open-market sale Financial Engines, Inc.FNGN 547,287, disposed Open Form 4 filing 0001209191-14-003619
2013-12-11 S, Open-market sale Financial Engines, Inc.FNGN 3 lines 323,863, disposed Open Form 4 filing 0001209191-13-056528
2013-12-03 S, Open-market sale Financial Engines, Inc.FNGN 2 lines 341,765, disposed Open Form 4 filing 0001209191-13-055156
2013-11-13 S, Open-market sale Financial Engines, Inc.FNGN 2 lines 290,512, disposed Open Form 4 filing 0001209191-13-052163
2013-11-04 S, Open-market sale Financial Engines, Inc.FNGN 271,610, disposed Open Form 4 filing 0001209191-13-050852
2013-10-16 S, Open-market sale Financial Engines, Inc.FNGN 2 lines 269,562, disposed Open Form 4 filing 0001209191-13-048598
2013-10-03 S, Open-market sale Financial Engines, Inc.FNGN 279,690, disposed Open Form 4 filing 0001209191-13-047563
2013-09-18 S, Open-market sale Financial Engines, Inc.FNGN 2 lines 300,124, disposed Open Form 4 filing 0001209191-13-044863
2013-09-10 S, Open-market sale Financial Engines, Inc.FNGN 292,717, disposed Open Form 4 filing 0001209191-13-043784
2013-08-14 S, Open-market sale Financial Engines, Inc.FNGN 268,484, disposed Open Form 4 filing 0001209191-13-040831
2013-08-05 S, Open-market sale Financial Engines, Inc.FNGN 262,379, disposed Open Form 4 filing 0001209191-13-039369
2013-07-17 S, Open-market sale Financial Engines, Inc.FNGN 2 lines 238,041, disposed Open Form 4 filing 0001209191-13-037149
2013-07-09 S, Open-market sale Financial Engines, Inc.FNGN 2 lines 244,045, disposed Open Form 4 filing 0001209191-13-036055
2013-06-12 S, Open-market sale Financial Engines, Inc.FNGN 228,678, disposed Open Form 4 filing 0001209191-13-032116
2013-06-12 S, Open-market sale Financial Engines, Inc.FNGN 39,950, acquired Open Form 4 filing 0001209191-13-032116
2013-06-03 S, Open-market sale Financial Engines, Inc.FNGN 2 lines 212,622, disposed Open Form 4 filing 0001209191-13-030441
2013-05-15 S, Open-market sale Financial Engines, Inc.FNGN 211,400, disposed Open Form 4 filing 0001209191-13-026722
2013-05-06 S, Open-market sale Financial Engines, Inc.FNGN 180,206, disposed Open Form 4 filing 0001209191-13-024321
2013-04-03 S, Open-market sale Financial Engines, Inc.FNGN 347,414, disposed Open Form 4 filing 0001209191-13-020361
2013-03-06 S, Open-market sale Financial Engines, Inc.FNGN 342,407, disposed Open Form 4 filing 0001209191-13-014723
2013-02-06 S, Open-market sale Financial Engines, Inc.FNGN 330,019, disposed Open Form 4 filing 0001209191-13-006914
2013-01-09 S, Open-market sale Financial Engines, Inc.FNGN 2 lines 282,674, disposed Open Form 4 filing 0001209191-13-002755

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
S, Open-market sale
Open-market sale
Relationships on this page
O, Officer
Officer

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens. A row marked n lines adds up that many filed lines of one filing, on one day, on one side of the market; a filing whose lines fall across two pages is left as its lines on both, so no total here is ever short.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 0
  • Open-market sale 96
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Sims Raymond J., insider transactions. Retrieved 2026-08-23 from https://ebomi.com/insider/0001430593

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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