Insider · CIK 0001430593

Sims Raymond J.

CIK 0001430593 Name as filed on the most recent filing

Filed as Sims Raymond J. (75)

96 transaction lines · from 75 filings · filed 2010-03-19 to 2017-05-12 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-25 05:24 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

96 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-25 05:24 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2012-12-19 S, Open-market sale Financial Engines, Inc.FNGN 273,112, disposed Open Form 4 filing 0001209191-12-058764
2012-12-05 S, Open-market sale Financial Engines, Inc.FNGN 259,466, disposed Open Form 4 filing 0001209191-12-056167
2012-11-20 S, Open-market sale Financial Engines, Inc.FNGN 266,055, disposed Open Form 4 filing 0001209191-12-054080
2012-11-07 S, Open-market sale Financial Engines, Inc.FNGN 239,171, disposed Open Form 4 filing 0001209191-12-052209
2012-10-17 S, Open-market sale Financial Engines, Inc.FNGN 238,459, disposed Open Form 4 filing 0001209191-12-049893
2012-10-03 S, Open-market sale Financial Engines, Inc.FNGN 239,596, disposed Open Form 4 filing 0001209191-12-048426
2012-09-19 S, Open-market sale Financial Engines, Inc.FNGN 231,519, disposed Open Form 4 filing 0001209191-12-046339
2012-09-05 S, Open-market sale Financial Engines, Inc.FNGN 212,077, disposed Open Form 4 filing 0001209191-12-044461
2012-08-15 S, Open-market sale Financial Engines, Inc.FNGN 205,090, disposed Open Form 4 filing 0001209191-12-042338
2012-08-01 S, Open-market sale Financial Engines, Inc.FNGN 186,180, disposed Open Form 4 filing 0001209191-12-040099
2012-07-18 S, Open-market sale Financial Engines, Inc.FNGN 2 lines 207,197, disposed Open Form 4 filing 0001209191-12-038695
2012-07-10 S, Open-market sale Financial Engines, Inc.FNGN 2 lines 204,597, disposed Open Form 4 filing 0001209191-12-037842
2012-06-20 S, Open-market sale Financial Engines, Inc.FNGN 210,227, disposed Open Form 4 filing 0001209191-12-034826
2012-06-06 S, Open-market sale Financial Engines, Inc.FNGN 215,287, disposed Open Form 4 filing 0001209191-12-032760
2012-05-16 S, Open-market sale Financial Engines, Inc.FNGN 207,643, disposed Open Form 4 filing 0001209191-12-028691
2012-05-02 S, Open-market sale Financial Engines, Inc.FNGN 220,546, disposed Open Form 4 filing 0001209191-12-025604
2012-04-04 S, Open-market sale Financial Engines, Inc.FNGN 215,546, disposed Open Form 4 filing 0001209191-12-022288
2012-03-07 S, Open-market sale Financial Engines, Inc.FNGN 209,990, disposed Open Form 4 filing 0001209191-12-016762
2012-02-01 S, Open-market sale Financial Engines, Inc.FNGN 237,917, disposed Open Form 4 filing 0001209191-12-006921
2012-01-04 S, Open-market sale Financial Engines, Inc.FNGN 223,690, disposed Open Form 4 filing 0001209191-12-002008
2011-12-07 S, Open-market sale Financial Engines, Inc.FNGN 2 lines 215,031, disposed Open Form 4 filing 0001209191-11-060224
2011-11-02 S, Open-market sale Financial Engines, Inc.FNGN 221,329, disposed Open Form 4 filing 0001209191-11-054199
2011-10-05 S, Open-market sale Financial Engines, Inc.FNGN 2 lines 179,985, disposed Open Form 4 filing 0001209191-11-051057
2011-09-07 S, Open-market sale Financial Engines, Inc.FNGN 218,739, disposed Open Form 4 filing 0001209191-11-047165
2011-08-11 S, Open-market sale Financial Engines, Inc.FNGN 71,685, disposed Open Form 4 filing 0001209191-11-044024
2011-08-03 S, Open-market sale Financial Engines, Inc.FNGN 229,685, disposed Open Form 4 filing 0001209191-11-042510
2011-07-11 S, Open-market sale Financial Engines, Inc.FNGN 100,162, disposed Open Form 4 filing 0001209191-11-039236
2011-07-06 S, Open-market sale Financial Engines, Inc.FNGN 259,617, disposed Open Form 4 filing 0001209191-11-038537
2011-06-13 S, Open-market sale Financial Engines, Inc.FNGN 94,496, disposed Open Form 4 filing 0001209191-11-034516
2011-06-01 S, Open-market sale Financial Engines, Inc.FNGN 2 lines 244,113, disposed Open Form 4 filing 0001209191-11-032632
2011-05-16 S, Open-market sale Financial Engines, Inc.FNGN 105,428, disposed Open Form 4 filing 0001209191-11-028867
2011-05-04 S, Open-market sale Financial Engines, Inc.FNGN 278,999, disposed Open Form 4 filing 0001209191-11-026566
2011-04-11 S, Open-market sale Financial Engines, Inc.FNGN 109,124, disposed Open Form 4 filing 0001209191-11-022565
2011-03-16 S, Open-market sale Financial Engines, Inc.FNGN 93,586, disposed Open Form 4 filing 0001209191-11-018514
2011-02-16 S, Open-market sale Financial Engines, Inc.FNGN 98,036, disposed Open Form 4 filing 0001209191-11-010815
2011-01-10 S, Open-market sale Financial Engines, Inc.FNGN 82,439, disposed Open Form 4 filing 0001209191-11-002739
2010-12-13 S, Open-market sale Financial Engines, Inc.FNGN 71,786, disposed Open Form 4 filing 0001209191-10-060552
2010-11-15 S, Open-market sale Financial Engines, Inc.FNGN 63,151, disposed Open Form 4 filing 0001209191-10-055331
2010-10-11 S, Open-market sale Financial Engines, Inc.FNGN 53,166, disposed Open Form 4 filing 0001209191-10-050226
2010-09-13 S, Open-market sale Financial Engines, Inc.FNGN 54,359, disposed Open Form 4 filing 0001209191-10-046198
2010-03-19 S, Open-market sale Financial Engines, Inc.FNGN 751,860, disposed Open Form 4 filing 0001209191-10-017958

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Codes on this page
S, Open-market sale
Open-market sale
Relationships on this page
O, Officer
Officer

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens. A row marked n lines adds up that many filed lines of one filing, on one day, on one side of the market; a filing whose lines fall across two pages is left as its lines on both, so no total here is ever short.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 0
  • Open-market sale 96
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. Sims Raymond J., insider transactions. Retrieved 2026-08-25 from https://ebomi.com/insider/0001430593

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

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