ebomi
Colour theme
Sign in
Insider · CIK 0001535264

AWM Investment Company, Inc.

CIK 0001535264 Name as filed on the most recent filing

Filed as AWM Investment Company, Inc. (199)

445 transaction lines · from 199 filings · filed 2015-01-23 to 2026-08-24 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-28 05:24 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

445 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-28 05:24 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2015-09-29 S, Open-market sale Cellectar Biosciences, Inc.CLRB 3,657, disposed Open Form 4 filing 0001535264-15-000086
2015-09-28 S, Open-market sale Cellectar Biosciences, Inc.CLRB 2 lines 54,926, disposed Open Form 4 filing 0001535264-15-000086
2015-09-25 S, Open-market sale Pfsweb IncPFSW 1,434,926, disposed Open Form 4 filing 0001535264-15-000085
2015-09-24 S, Open-market sale Pfsweb IncPFSW 2 lines 751,000, disposed Open Form 4 filing 0001535264-15-000085
2015-09-24 S, Open-market sale WaferGen Bio-systems, Inc.WGBS 396,280, disposed Open Form 4 filing 0001535264-15-000084
2015-09-23 S, Open-market sale Pfsweb IncPFSW 105,330, disposed Open Form 4 filing 0001535264-15-000085
2015-09-23 S, Open-market sale WaferGen Bio-systems, Inc.WGBS 665,576, disposed Open Form 4 filing 0001535264-15-000084
2015-09-22 S, Open-market sale WaferGen Bio-systems, Inc.WGBS 1,080,215, disposed Open Form 4 filing 0001535264-15-000083
2015-09-21 S, Open-market sale WaferGen Bio-systems, Inc.WGBS 54,747, disposed Open Form 4 filing 0001535264-15-000083
2015-08-28 S, Open-market sale Pfsweb IncPFSW 253,829, disposed Open Form 4 filing 0001535264-15-000082
2015-08-27 S, Open-market sale Pfsweb IncPFSW 2 lines 385,480, disposed Open Form 4 filing 0001535264-15-000082
2015-08-25 S, Open-market sale Pfsweb IncPFSW 13,000, disposed Open Form 4 filing 0001535264-15-000081
2015-08-25 P, Open-market purchase Pfsweb IncPFSW 13,000, acquired Open Form 4 filing 0001044321-15-000089
2015-07-16 S, Open-market sale Pfsweb IncPFSW 350,332, acquired Open Form 4 filing 0001535264-15-000076
2015-07-15 S, Open-market sale Pfsweb IncPFSW 694,525, acquired Open Form 4 filing 0001535264-15-000076
2015-07-01 S, Open-market sale Carbon Natural Gas CoCRBO 12,410, disposed Open Form 4 filing 0001535264-15-000072
2015-06-26 S, Open-market sale Pfsweb IncPFSW 73,532, disposed Open Form 4 filing 0001535264-15-000071
2015-06-25 S, Open-market sale Broadwind Energy, Inc.BWEN 310,176, disposed Open Form 4 filing 0001535264-15-000070
2015-06-18 S, Open-market sale Broadwind Energy, Inc.BWEN 2 lines 161,934, disposed Open Form 4 filing 0001535264-15-000069
2015-06-17 S, Open-market sale Broadwind Energy, Inc.BWEN 185,164, disposed Open Form 4 filing 0001535264-15-000069
2015-06-12 S, Open-market sale Broadwind Energy, Inc.BWEN 59,916, disposed Open Form 4 filing 0001535264-15-000068
2015-06-11 S, Open-market sale Broadwind Energy, Inc.BWEN 159,360, disposed Open Form 4 filing 0001535264-15-000067
2015-06-10 S, Open-market sale Broadwind Energy, Inc.BWEN 102,033, disposed Open Form 4 filing 0001535264-15-000066
2015-06-09 S, Open-market sale Broadwind Energy, Inc.BWEN 22,809, disposed Open Form 4 filing 0001535264-15-000066
2015-06-08 S, Open-market sale Broadwind Energy, Inc.BWEN 81,829, disposed Open Form 4 filing 0001535264-15-000064
2015-06-08 S, Open-market sale Ctpartners Executive Search Inc.CTP 231,209, disposed Open Form 4 filing 0001535264-15-000065
2015-06-05 S, Open-market sale Broadwind Energy, Inc.BWEN 208,622, disposed Open Form 4 filing 0001535264-15-000064
2015-06-04 S, Open-market sale Lightbridge CorpLTBR 164,110, disposed Open Form 4 filing 0001535264-15-000062
2015-05-21 S, Open-market sale Ctpartners Executive Search Inc.CTP 99,006, disposed Open Form 4 filing 0001535264-15-000061
2015-05-18 S, Open-market sale Lightbridge CorpLTBR 5,008,725, disposed Open Form 4 filing 0001535264-15-000060
2015-05-15 P, Open-market purchase Ideal Power Inc.IPWR 4,146,250, acquired Open Form 4 filing 0001535264-15-000059
2015-04-27 S, Open-market sale Lightbridge CorpLTBR 25,955, disposed Open Form 4 filing 0001535264-15-000054
2015-04-24 S, Open-market sale Lightbridge CorpLTBR 12,258, disposed Open Form 4 filing 0001535264-15-000054
2015-04-23 S, Open-market sale Lightbridge CorpLTBR 25,747, disposed Open Form 4 filing 0001535264-15-000053
2015-04-22 S, Open-market sale Lightbridge CorpLTBR 22,549, disposed Open Form 4 filing 0001535264-15-000053
2015-04-13 S, Open-market sale Pfsweb IncPFSW 23,166, disposed Open Form 4 filing 0001535264-15-000052
2015-04-10 S, Open-market sale Pfsweb IncPFSW 16,247, disposed Open Form 4 filing 0001535264-15-000052
2015-04-10 S, Open-market sale Ctpartners Executive Search Inc.CTP 25,997, disposed Open Form 4 filing 0001535264-15-000051
2015-04-09 S, Open-market sale Pfsweb IncPFSW 7,392, disposed Open Form 4 filing 0001535264-15-000050
2015-04-08 S, Open-market sale Pfsweb IncPFSW 20,537, disposed Open Form 4 filing 0001535264-15-000050
2015-04-07 S, Open-market sale Pfsweb IncPFSW 44,000, disposed Open Form 4 filing 0001535264-15-000047
2015-04-06 S, Open-market sale Ctpartners Executive Search Inc.CTP 6,300, disposed Open Form 4 filing 0001535264-15-000046
2015-04-06 S, Open-market sale Pfsweb IncPFSW 72,364, disposed Open Form 4 filing 0001535264-15-000047
2015-04-02 S, Open-market sale Ctpartners Executive Search Inc.CTP 3,150, disposed Open Form 4 filing 0001535264-15-000046
2015-04-01 S, Open-market sale Ctpartners Executive Search Inc.CTP 267,591, disposed Open Form 4 filing 0001535264-15-000045
2015-03-31 S, Open-market sale Ctpartners Executive Search Inc.CTP 88,715, disposed Open Form 4 filing 0001535264-15-000045

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Search the catalog
Codes on this page
S, Open-market sale
Open-market sale
P, Open-market purchase
Open-market purchase
Relationships on this page
%, Ten percent owner
Ten percent owner

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens. A row marked n lines adds up that many filed lines of one filing, on one day, on one side of the market; a filing whose lines fall across two pages is left as its lines on both, so no total here is ever short.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 29
  • Open-market sale 416
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. AWM Investment Company, Inc., insider transactions. Retrieved 2026-08-28 from https://ebomi.com/insider/0001535264

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

This page as JSON The JSON twin is shaped by the same read model as this page, so the two cannot disagree. Its envelope carries the canonical URL, the retrieval time, the coverage claim, and the licence statement.