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Insider · CIK 0001535264

AWM Investment Company, Inc.

CIK 0001535264 Name as filed on the most recent filing

Filed as AWM Investment Company, Inc. (199)

445 transaction lines · from 199 filings · filed 2015-01-23 to 2026-08-24 The span is the filing dates this catalog holds, not the entity's full filing history. Absence here is not evidence of absence at the SEC.

How this page attributes a trade

A line appears here when the filing that carries it names this CIK as a reporting owner, not only when the parser picked this CIK as the line's primary owner. That is why a joint filing appears on both owners' pages rather than vanishing from the second one. The catalog never merges two CIKs into one person and never splits one CIK into two: identity here is the SEC's own identifier and nothing else.

01

Issuers this insider has filed against

Ordered by last-seen filing date, newest first. Roles are as filed on the Form 4 and are not normalised.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-27 05:24 UTC.

No issuer is recorded

The catalog holds no filing linking this CIK to an issuer.

02

Transactions

Every stored Form 4 line naming this reporting owner, newest transaction date first. Each row links to the filing it came from.

445 transactions · Newest transaction date first, id breaking the tie.

Fault

This container could not be filled from the store. It is showing nothing because a read failed, not because no insider filed: those are different facts and this catalog will not let one stand in for the other. The last ingest the store recorded was 2026-08-27 05:24 UTC.

Transactions filed by this insider
Direction Date Code Company Value USD Filing
2020-10-13 S, Open-market sale Genasys Inc.GNSS 204,226, disposed Open Form 4 filing 0001535264-20-000048
2020-10-12 S, Open-market sale Genasys Inc.GNSS 91,300, disposed Open Form 4 filing 0001535264-20-000048
2020-10-09 S, Open-market sale Genasys Inc.GNSS 32,250, disposed Open Form 4 filing 0001535264-20-000048
2020-10-05 S, Open-market sale Genasys Inc.GNSS 14,560, disposed Open Form 4 filing 0001535264-20-000047
2020-09-29 S, Open-market sale Genasys Inc.GNSS 177,912, disposed Open Form 4 filing 0001535264-20-000046
2020-09-28 S, Open-market sale Genasys Inc.GNSS 2 lines 281,086, disposed Open Form 4 filing 0001535264-20-000046
2020-08-25 S, Open-market sale Genasys Inc.GNSS 500, disposed Open Form 4 filing 0001535264-20-000044
2020-07-22 S, Open-market sale Genasys Inc.GNSS 50,747, disposed Open Form 4 filing 0001535264-20-000041
2020-07-21 S, Open-market sale Genasys Inc.GNSS 2 lines 155,874, disposed Open Form 4 filing 0001535264-20-000041
2020-02-12 S, Open-market sale Genasys Inc.GNSS 107,491, disposed Open Form 4 filing 0001535264-20-000031
2019-11-14 S, Open-market sale Liqtech International IncLIQT 2 lines 651,471, disposed Open Form 4 filing 0001535264-19-000057
2019-10-14 S, Open-market sale Ideal Power Inc.IPWR 2 lines 259,126, disposed Open Form 4 filing 0001535264-19-000055
2019-10-11 S, Open-market sale Ideal Power Inc.IPWR 2 lines 32,361, disposed Open Form 4 filing 0001535264-19-000055
2019-10-10 S, Open-market sale Ideal Power Inc.IPWR 35,660, disposed Open Form 4 filing 0001535264-19-000055
2019-10-09 S, Open-market sale Ideal Power Inc.IPWR 654, disposed Open Form 4 filing 0001535264-19-000055
2019-09-24 S, Open-market sale Ideal Power Inc.IPWR 15,803, disposed Open Form 4 filing 0001535264-19-000054
2019-08-09 P, Open-market purchase InfuSystem Holdings, IncINFU 78,926, acquired Open Form 4 filing 0001535264-19-000052
2019-08-02 S, Open-market sale Lrad CorpLRAD 401,870, disposed Open Form 4 filing 0001535264-19-000048
2019-05-14 S, Open-market sale OptimizeRx CorpOPRX 3 lines 583,219, disposed Open Form 4 filing 0001535264-19-000044
2019-05-14 S, Open-market sale OptimizeRx CorpOPRX 3 lines 583,219, disposed Open Form 4 filing 0001535264-19-000043
2019-05-13 S, Open-market sale OptimizeRx CorpOPRX 97,744, disposed Open Form 4 filing 0001535264-19-000041
2019-05-10 S, Open-market sale OptimizeRx CorpOPRX 343,885, disposed Open Form 4 filing 0001535264-19-000041
2019-05-09 S, Open-market sale OptimizeRx CorpOPRX 678,595, disposed Open Form 4 filing 0001535264-19-000041
2019-03-18 S, Open-market sale OptimizeRx CorpOPRX 117,553, disposed Open Form 4 filing 0001535264-19-000038
2019-03-15 S, Open-market sale OptimizeRx CorpOPRX 204,555, disposed Open Form 4 filing 0001535264-19-000038
2019-01-08 S, Open-market sale Emagin CorpEMAN 4 lines 440,957, disposed Open Form 4 filing 0001535264-19-000002
2019-01-07 S, Open-market sale Emagin CorpEMAN 2 lines 44,321, disposed Open Form 4 filing 0001535264-19-000002
2019-01-04 S, Open-market sale Emagin CorpEMAN 2 lines 88,848, disposed Open Form 4 filing 0001535264-19-000001
2019-01-03 S, Open-market sale Emagin CorpEMAN 3 lines 208,972, disposed Open Form 4 filing 0001535264-19-000001
2019-01-02 S, Open-market sale Emagin CorpEMAN 2 lines 86,338, disposed Open Form 4 filing 0001535264-19-000001
2018-06-20 P, Open-market purchase Lrad CorpLRAD 1,005,784, acquired Open Form 4 filing 0001535264-18-000047
2018-06-15 P, Open-market purchase Lrad CorpLRAD 1,242,008, acquired Open Form 4 filing 0001535264-18-000046
2018-06-07 S, Open-market sale Lrad CorpLRAD 21,600, disposed Open Form 4 filing 0001535264-18-000044

This column is intentionally blank

No transaction line is stored for this reporting owner, though the catalog holds filings naming them. That happens when the filings report only holdings or only positions the store does not carry, and when a parse failed; each filing page states its own parse status.

Search the catalog
Codes on this page
S, Open-market sale
Open-market sale
P, Open-market purchase
Open-market purchase
Relationships on this page
%, Ten percent owner
Ten percent owner

Every value is as reported on the Form 4, totalled to the dollar. Share counts, the price per share and the full list of reporting owners are on each filing's own page, which every row here opens. A row marked n lines adds up that many filed lines of one filing, on one day, on one side of the market; a filing whose lines fall across two pages is left as its lines on both, so no total here is ever short.

What this insider's stored lines contain

Exact counts over every stored line for this entity. This is a statement of composition, not a filter: the only filter this page offers is the open-market one above, because that is the only one an index serves today.

  • Open-market purchase 29
  • Open-market sale 416
  • Option exercise 0
  • Grant or award 0
  • Tax withholding 0
  • Disposition to the issuer 0
  • In-the-money option exercise 0

How to cite this page

ebomi catalog. AWM Investment Company, Inc., insider transactions. Retrieved 2026-08-27 from https://ebomi.com/insider/0001535264

Balogh, A. Insider trading. Scientific Data 10, 237 (2023) doi:10.1038/s41597-023-02147-6

This page as JSON The JSON twin is shaped by the same read model as this page, so the two cannot disagree. Its envelope carries the canonical URL, the retrieval time, the coverage claim, and the licence statement.